21st Sep 2020 09:17
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD |
| (b) | Name of offeror/offeree in relation to whose | G4S PLC |
| relevant securities this form relates: | ||
| (c) | Name of the party to the offer with which exempt | Garda World Security Corporation |
| principal trader is connected | ||
| (d) | Date position held/dealing undertaken: | 18 September 2020 |
| (e) | In addition to the company in 1(b) above, is the exempt principal | NO |
| trader making disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 25p ordinary | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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| and/or controlled: | 22,068,306 | 1.42% | 14,095,860 | 0.91% | |
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(2) | Cash-settled derivatives: |
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13,084,165 | 0.84% | 20,986,927 | 1.35% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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| TOTAL: | 35,152,471 | 2.27% | 35,082,787 | 2.26% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Total number of | Highest price per unit | Lowest price per unit |
| security | securities | paid/received | paid/received | |
25p ordinary | Purchase | 527,403 | 15.6800 DKK | 15.3304 DKK |
25p ordinary | Purchase | 3,709,225 | 1.9375 GBP | 1.8779 GBP |
25p ordinary | Sale | 32,771 | 15.6283 DKK | 15.282 DKK |
25p ordinary | Sale | 5,377,850 | 1.9365 GBP | 1.8653 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
| security | securities | |||
25p ordinary | CFD | Long | 3 | 15.2466 DKK |
25p ordinary | SWAP | Long | 148 | 1.8748 GBP |
25p ordinary | CFD | Long | 158 | 1.9360 GBP |
25p ordinary | SWAP | Long | 241 | 1.8737 GBP |
25p ordinary | SWAP | Long | 637 | 1.8653 GBP |
25p ordinary | SWAP | Long | 1,137 | 1.9254 GBP |
25p ordinary | SWAP | Long | 3,592 | 1.8897 GBP |
25p ordinary | SWAP | Long | 3,744 | 15.2628 DKK |
25p ordinary | SWAP | Long | 4,245 | 1.9079 GBP |
25p ordinary | SWAP | Long | 4,398 | 1.8722 GBP |
25p ordinary | SWAP | Long | 6,172 | 15.2734 DKK |
25p ordinary | SWAP | Long | 8,779 | 1.8841 GBP |
25p ordinary | CFD | Long | 14,593 | 15.4100 DKK |
25p ordinary | SWAP | Long | 23,634 | 1.8695 GBP |
25p ordinary | SWAP | Long | 32,092 | 1.8717 GBP |
25p ordinary | SWAP | Long | 42,526 | 1.8889 GBP |
25p ordinary | CFD | Long | 47,127 | 1.8898 GBP |
25p ordinary | SWAP | Long | 63,133 | 1.8955 GBP |
25p ordinary | SWAP | Long | 67,450 | 1.9360 GBP |
25p ordinary | CFD | Long | 140,383 | 1.9367 GBP |
25p ordinary | SWAP | Long | 225,000 | 1.9260 GBP |
25p ordinary | CFD | Long | 301,816 | 1.9334 GBP |
25p ordinary | SWAP | Long | 430,151 | 1.9328 GBP |
25p ordinary | CFD | Long | 514,713 | 1.9007 GBP |
25p ordinary | CFD | Long | 617,000 | 15.2800 DKK |
25p ordinary | SWAP | Long | 774,570 | 1.9023 GBP |
25p ordinary | SWAP | Short | 1,300 | 1.9375 GBP |
25p ordinary | SWAP | Short | 2,675 | 15.6800 DKK |
25p ordinary | CFD | Short | 3,362 | 1.9399 GBP |
25p ordinary | SWAP | Short | 4,398 | 1.8722 GBP |
25p ordinary | SWAP | Short | 5,930 | 1.9257 GBP |
25p ordinary | CFD | Short | 8,828 | 1.8903 GBP |
25p ordinary | CFD | Short | 12,489 | 1.8946 GBP |
25p ordinary | SWAP | Short | 25,000 | 1.9335 GBP |
25p ordinary | SWAP | Short | 32,092 | 1.8717 GBP |
25p ordinary | CFD | Short | 34,669 | 1.9164 GBP |
25p ordinary | SWAP | Short | 44,063 | 1.9048 GBP |
25p ordinary | CFD | Short | 135,087 | 1.8865 GBP |
25p ordinary | SWAP | Short | 149,159 | 1.8857 GBP |
25p ordinary | SWAP | Short | 181,694 | 1.9134 GBP |
25p ordinary | SWAP | Short | 373,404 | 1.9008 GBP |
25p ordinary | CFD | Short | 516,469 | 15.4673 DKK |
25p ordinary | CFD | Short | 617,000 | 1.8942 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 21 Sep 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20200921005286/en/
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