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Form 8.5 (EPT/NON-RI) - G4S PLC

18th Sep 2020 10:31

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)Name of exempt principal trader:BARCLAYS CAPITAL SECURITIES LTD
(b)Name of offeror/offeree in relation to whoseG4S PLC
relevant securities this form relates:
(c)Name of the party to the offer with which exemptGarda World Security Corporation
principal trader is connected
(d)Date position held/dealing undertaken:17 September 2020
(e)In addition to the company in 1(b) above, is the exempt principalNO
trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:25p ordinary
InterestsShort Positions
Number(%)Number(%)

(1)

Relevant securities owned
and/or controlled:

22,413,719

1.44%

13,258,480

0.85%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

12,263,199

0.79%

21,345,784

1.38%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

34,676,918

2.23%

34,604,264

2.23%

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevantPurchase/saleTotal number ofHighest price per unitLowest price per unit
securitysecuritiespaid/receivedpaid/received

25p ordinary

Purchase

823,250

15.2945 DKK

14.9187 DKK

25p ordinary

Purchase

1,778,673

1.9090 GBP

1.84 GBP

25p ordinary

Sale

28,752

15.4150 DKK

14.9197 DKK

25p ordinary

Sale

3,617,616

1.9015 GBP

1.8367 GBP

ADR

Purchase

15,000

12.0500 USD

12.05 USD

(b) Cash-settled derivative transactions

Class ofProductNature of dealingNumber ofPrice per
relevantdescriptionreferenceunit
securitysecurities

25p ordinary

CFD

Long

15,000

12.1000 USD

25p ordinary

CFD

Short

15,000

12.0500 USD

25p ordinary

SWAP

Long

2,033

15.0709 DKK

25p ordinary

SWAP

Long

2,500

1.8429 GBP

25p ordinary

SWAP

Long

2,675

15.4150 DKK

25p ordinary

CFD

Long

3,447

14.9974 DKK

25p ordinary

SWAP

Long

4,249

15.1314 DKK

25p ordinary

SWAP

Long

7,199

1.8395 GBP

25p ordinary

SWAP

Long

10,064

1.8548 GBP

25p ordinary

CFD

Long

11,348

15.0470 DKK

25p ordinary

SWAP

Long

40,000

1.8972 GBP

25p ordinary

SWAP

Long

46,419

1.8796 GBP

25p ordinary

SWAP

Long

66,029

1.8539 GBP

25p ordinary

SWAP

Long

103,831

1.8675 GBP

25p ordinary

CFD

Long

189,900

1.8867 GBP

25p ordinary

CFD

Long

211,007

1.9088 GBP

25p ordinary

SWAP

Long

363,619

1.8608 GBP

25p ordinary

SWAP

Long

753,897

1.9090 GBP

25p ordinary

CFD

Long

804,443

1.8664 GBP

25p ordinary

CFD

Long

1,335,000

15.0250 DKK

25p ordinary

SWAP

Short

178

1.8405 GBP

25p ordinary

SWAP

Short

534

1.8833 GBP

25p ordinary

SWAP

Short

1,104

1.8340 GBP

25p ordinary

CFD

Short

1,409

15.2945 DKK

25p ordinary

CFD

Short

6,341

1.8457 GBP

25p ordinary

CFD

Short

7,391

15.2195 DKK

25p ordinary

SWAP

Short

22,721

1.8346 GBP

25p ordinary

CFD

Short

28,848

1.8702 GBP

25p ordinary

CFD

Short

67,745

1.8773 GBP

25p ordinary

CFD

Short

75,000

1.8915 GBP

25p ordinary

SWAP

Short

127,752

1.8519 GBP

25p ordinary

SWAP

Short

265,039

1.8617 GBP

25p ordinary

SWAP

Short

272,635

1.8665 GBP

25p ordinary

CFD

Short

809,450

15.2001 DKK

25p ordinary

CFD

Short

1,335,000

1.8626 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?NO
Date of disclosure:

18 Sep 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20200918005199/en/

Copyright Business Wire 2020


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