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Form 8.5 (EPT/NON-RI)

16th May 2014 11:12

RNS Number : 3440H

UBS AG (EPT)

16 May 2014

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	UBS AG London Branch
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Dixons Retail Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Carphone Warehouse Grp Plc
(d) Date position held/dealing undertaken:	15 May 2014
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?	YES Carphone Warehouse Grp Plc

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	13297	0.00%	0	0.00%
(2) Derivatives (other than options):	0	0.00%	0	0.00%
(3) Options and agreements to purchase/sell:	0	0.00%	0	0.00%
TOTAL:	13297	0.00%	0	0.00%

All interests and all short positions should be disclosed.

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other executive options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
2.5p ordinary	Buy	3684	0.45520 GBP
2.5p ordinary	Buy	18903	0.45600 GBP
2.5p ordinary	Buy	3493	0.45680 GBP
2.5p ordinary	Buy	4386	0.45690 GBP
2.5p ordinary	Buy	40986	0.45700 GBP
2.5p ordinary	Buy	4175	0.45780 GBP
2.5p ordinary	Buy	28198	0.45800 GBP
2.5p ordinary	Buy	4184	0.45850 GBP
2.5p ordinary	Buy	11949	0.45880 GBP
2.5p ordinary	Buy	27942	0.45920 GBP
2.5p ordinary	Buy	20948	0.45930 GBP
2.5p ordinary	Buy	1937	0.45940 GBP
2.5p ordinary	Buy	3561	0.45950 GBP
2.5p ordinary	Buy	188	0.46020 GBP
2.5p ordinary	Buy	2789	0.46030 GBP
2.5p ordinary	Buy	4820	0.46060 GBP
2.5p ordinary	Buy	4214	0.46140 GBP
2.5p ordinary	Buy	10445	0.46160 GBP
2.5p ordinary	Buy	3600	0.46690 GBP
2.5p ordinary	Buy	3397	0.46700 GBP
2.5p ordinary	Buy	2511	0.47140 GBP
2.5p ordinary	Buy	11561	0.47600 GBP
2.5p ordinary	Buy	4097	0.47620 GBP
2.5p ordinary	Buy	5882	0.47630 GBP
2.5p ordinary	Buy	9462	0.47680 GBP
2.5p ordinary	Buy	2952	0.47750 GBP
2.5p ordinary	Buy	4375	0.47790 GBP
2.5p ordinary	Buy	4661	0.47800 GBP
2.5p ordinary	Buy	3067	0.47890 GBP
2.5p ordinary	Buy	4014	0.47900 GBP
2.5p ordinary	Buy	3964	0.47960 GBP
2.5p ordinary	Buy	3377	0.48000 GBP
2.5p ordinary	Buy	5059	0.48060 GBP
2.5p ordinary	Buy	5914	0.48110 GBP
2.5p ordinary	Buy	3540	0.48140 GBP
2.5p ordinary	Buy	2800	0.48420 GBP
2.5p ordinary	Buy	1896	0.48430 GBP
2.5p ordinary	Buy	2953	0.48460 GBP
2.5p ordinary	Buy	15692	0.48470 GBP
2.5p ordinary	Buy	3760	0.48480 GBP
2.5p ordinary	Buy	5157	0.48490 GBP
2.5p ordinary	Buy	10761	0.48500 GBP
2.5p ordinary	Buy	12888	0.48510 GBP
2.5p ordinary	Buy	14063	0.48530 GBP
2.5p ordinary	Buy	5501	0.48540 GBP
2.5p ordinary	Buy	6304	0.48560 GBP
2.5p ordinary	Buy	8912	0.48580 GBP
2.5p ordinary	Buy	11039	0.48610 GBP
2.5p ordinary	Buy	3459	0.48620 GBP
2.5p ordinary	Buy	26211	0.48630 GBP
2.5p ordinary	Buy	3031	0.48640 GBP
2.5p ordinary	Buy	22260	0.48650 GBP
2.5p ordinary	Buy	42045	0.48660 GBP
2.5p ordinary	Buy	16887	0.48700 GBP
2.5p ordinary	Buy	8763	0.48720 GBP
2.5p ordinary	Buy	11800	0.48730 GBP
2.5p ordinary	Buy	1899	0.48735 GBP
2.5p ordinary	Buy	12852	0.48740 GBP
2.5p ordinary	Buy	5674	0.48750 GBP
2.5p ordinary	Buy	11826	0.48770 GBP
2.5p ordinary	Buy	4077	0.48800 GBP
2.5p ordinary	Buy	2300	0.48910 GBP
2.5p ordinary	Buy	1362	0.48930 GBP
2.5p ordinary	Buy	12234	0.48940 GBP
2.5p ordinary	Buy	12526	0.48970 GBP
2.5p ordinary	Buy	4377	0.49100 GBP
2.5p ordinary	Buy	4280	0.49180 GBP
2.5p ordinary	Buy	6751	0.49220 GBP
2.5p ordinary	Buy	10895	0.49230 GBP
2.5p ordinary	Buy	14267	0.49240 GBP
2.5p ordinary	Buy	3194	0.49260 GBP
2.5p ordinary	Buy	4399	0.49290 GBP
2.5p ordinary	Buy	3441	0.49300 GBP
2.5p ordinary	Buy	1722	0.49310 GBP
2.5p ordinary	Buy	3161	0.49930 GBP
2.5p ordinary	Buy	3450	0.49950 GBP
2.5p ordinary	Buy	4424	0.51800 GBP
2.5p ordinary	Sell	3186	0.45460 GBP
2.5p ordinary	Sell	3684	0.45530 GBP
2.5p ordinary	Sell	87939	0.45670 GBP
2.5p ordinary	Sell	24291	0.45710 GBP
2.5p ordinary	Sell	2882	0.45740 GBP
2.5p ordinary	Sell	4170	0.45790 GBP
2.5p ordinary	Sell	16263	0.45810 GBP
2.5p ordinary	Sell	5670	0.45820 GBP
2.5p ordinary	Sell	4184	0.45860 GBP
2.5p ordinary	Sell	3463	0.45890 GBP
2.5p ordinary	Sell	10531	0.45900 GBP
2.5p ordinary	Sell	12645	0.45910 GBP
2.5p ordinary	Sell	20948	0.45940 GBP
2.5p ordinary	Sell	3471	0.45950 GBP
2.5p ordinary	Sell	2767	0.45980 GBP
2.5p ordinary	Sell	4820	0.46090 GBP
2.5p ordinary	Sell	4476	0.46100 GBP
2.5p ordinary	Sell	6185	0.46140 GBP
2.5p ordinary	Sell	5134	0.46150 GBP
2.5p ordinary	Sell	6977	0.46170 GBP
2.5p ordinary	Sell	7492	0.46180 GBP
2.5p ordinary	Sell	6507	0.46190 GBP
2.5p ordinary	Sell	13687	0.46700 GBP
2.5p ordinary	Sell	4042	0.46730 GBP
2.5p ordinary	Sell	2511	0.47170 GBP
2.5p ordinary	Sell	4097	0.47640 GBP
2.5p ordinary	Sell	12415	0.47700 GBP
2.5p ordinary	Sell	4555	0.47800 GBP
2.5p ordinary	Sell	3142	0.47810 GBP
2.5p ordinary	Sell	3422	0.47970 GBP
2.5p ordinary	Sell	13195	0.47980 GBP
2.5p ordinary	Sell	3377	0.48030 GBP
2.5p ordinary	Sell	8951	0.48050 GBP
2.5p ordinary	Sell	5000	0.48100 GBP
2.5p ordinary	Sell	5747	0.48120 GBP
2.5p ordinary	Sell	1810	0.48150 GBP
2.5p ordinary	Sell	3304	0.48190 GBP
2.5p ordinary	Sell	2601	0.48320 GBP
2.5p ordinary	Sell	4101	0.48440 GBP
2.5p ordinary	Sell	3849	0.48460 GBP
2.5p ordinary	Sell	3844	0.48480 GBP
2.5p ordinary	Sell	19814	0.48490 GBP
2.5p ordinary	Sell	5059	0.48500 GBP
2.5p ordinary	Sell	10761	0.48510 GBP
2.5p ordinary	Sell	12888	0.48520 GBP
2.5p ordinary	Sell	14063	0.48540 GBP
2.5p ordinary	Sell	5501	0.48550 GBP
2.5p ordinary	Sell	4142	0.48570 GBP
2.5p ordinary	Sell	3399	0.48600 GBP
2.5p ordinary	Sell	3459	0.48630 GBP
2.5p ordinary	Sell	20472	0.48640 GBP
2.5p ordinary	Sell	2451	0.48650 GBP
2.5p ordinary	Sell	7743	0.48660 GBP
2.5p ordinary	Sell	15245	0.48670 GBP
2.5p ordinary	Sell	20729	0.48680 GBP
2.5p ordinary	Sell	2880	0.48690 GBP
2.5p ordinary	Sell	2847	0.48720 GBP
2.5p ordinary	Sell	5000	0.48750 GBP
2.5p ordinary	Sell	2699	0.48800 GBP
2.5p ordinary	Sell	4077	0.48810 GBP
2.5p ordinary	Sell	3218	0.48960 GBP
2.5p ordinary	Sell	17780	0.48990 GBP
2.5p ordinary	Sell	15982	0.49000 GBP
2.5p ordinary	Sell	3399	0.49110 GBP
2.5p ordinary	Sell	4375	0.49120 GBP
2.5p ordinary	Sell	4280	0.49190 GBP
2.5p ordinary	Sell	11758	0.49200 GBP
2.5p ordinary	Sell	17272	0.49230 GBP
2.5p ordinary	Sell	2017	0.49240 GBP
2.5p ordinary	Sell	20343	0.49250 GBP
2.5p ordinary	Sell	3194	0.49280 GBP
2.5p ordinary	Sell	7591	0.49300 GBP
2.5p ordinary	Sell	3441	0.49310 GBP
2.5p ordinary	Sell	3278	0.49320 GBP
2.5p ordinary	Sell	3161	0.49940 GBP
2.5p ordinary	Sell	3451	0.49970 GBP
2.5p ordinary	Sell	4424	0.51850 GBP
	TOTAL BUY :	643528
	TOTAL SALE :	643528

(b) Derivatives transactions (other than options)

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercising

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

The currency of all prices and other monetary amounts should be stated.

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	16 May 2014
Contact name:	Gemma Crewdson
Telephone number:	+44 (0)20 7568 1245

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS

The company news service from the London Stock Exchange

END

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