17th Dec 2014 11:19
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||
| (b) | Name of offeror/offeree in relation to whose | FRIENDS LIFE GROUP LIMITED | |||
| relevant securities this form relates: | |||||
| (c) | Name of the party to the offer with which exempt | FRIENDS LIFE GROUP LIMITED | |||
| principal trader is connected | |||||
| (d) | Date position held/dealing undertaken: | 16 December 2014 | |||
| (e) | Has the EPT previously disclosed, or is it | YES: | |||
| today disclosing, under the Code in respect | AVIVA PLC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,372,086 | 0.38% | 1,608,772 | 0.11% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 843,275 | 0.06% | 2,911,018 | 0.21% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 6,215,361 | 0.44% | 4,519,790 | 0.32% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 9 | 3.4979 GBP | ||||
| ORD | Purchase | 18 | 3.4882 GBP | ||||
| ORD | Purchase | 20 | 3.4985 GBP | ||||
| ORD | Purchase | 29 | 3.4825 GBP | ||||
| ORD | Purchase | 42 | 3.5108 GBP | ||||
| ORD | Purchase | 45 | 3.5084 GBP | ||||
| ORD | Purchase | 75 | 3.5078 GBP | ||||
| ORD | Purchase | 181 | 3.5095 GBP | ||||
| ORD | Purchase | 213 | 3.4844 GBP | ||||
| ORD | Purchase | 216 | 3.5015 GBP | ||||
| ORD | Purchase | 217 | 3.4758 GBP | ||||
| ORD | Purchase | 297 | 3.4685 GBP | ||||
| ORD | Purchase | 310 | 3.4925 GBP | ||||
| ORD | Purchase | 352 | 3.4938 GBP | ||||
| ORD | Purchase | 385 | 3.4865 GBP | ||||
| ORD | Purchase | 391 | 3.5124 GBP | ||||
| ORD | Purchase | 394 | 3.5049 GBP | ||||
| ORD | Purchase | 396 | 3.4725 GBP | ||||
| ORD | Purchase | 404 | 3.4820 GBP | ||||
| ORD | Purchase | 411 | 3.5085 GBP | ||||
| ORD | Purchase | 447 | 3.4830 GBP | ||||
| ORD | Purchase | 447 | 3.4855 GBP | ||||
| ORD | Purchase | 447 | 3.4879 GBP | ||||
| ORD | Purchase | 447 | 3.4940 GBP | ||||
| ORD | Purchase | 447 | 3.5014 GBP | ||||
| ORD | Purchase | 447 | 3.5165 GBP | ||||
| ORD | Purchase | 447 | 3.5169 GBP | ||||
| ORD | Purchase | 463 | 3.4935 GBP | ||||
| ORD | Purchase | 479 | 3.5089 GBP | ||||
| ORD | Purchase | 496 | 3.4760 GBP | ||||
| ORD | Purchase | 502 | 3.4894 GBP | ||||
| ORD | Purchase | 504 | 3.5044 GBP | ||||
| ORD | Purchase | 529 | 3.5054 GBP | ||||
| ORD | Purchase | 540 | 3.4690 GBP | ||||
| ORD | Purchase | 573 | 3.4990 GBP | ||||
| ORD | Purchase | 577 | 3.4785 GBP | ||||
| ORD | Purchase | 578 | 3.4789 GBP | ||||
| ORD | Purchase | 588 | 3.4915 GBP | ||||
| ORD | Purchase | 588 | 3.4927 GBP | ||||
| ORD | Purchase | 595 | 3.4859 GBP | ||||
| ORD | Purchase | 650 | 3.4949 GBP | ||||
| ORD | Purchase | 661 | 3.4660 GBP | ||||
| ORD | Purchase | 661 | 3.4670 GBP | ||||
| ORD | Purchase | 665 | 3.5145 GBP | ||||
| ORD | Purchase | 665 | 3.5149 GBP | ||||
| ORD | Purchase | 704 | 3.4874 GBP | ||||
| ORD | Purchase | 745 | 3.4839 GBP | ||||
| ORD | Purchase | 745 | 3.4864 GBP | ||||
| ORD | Purchase | 745 | 3.4866 GBP | ||||
| ORD | Purchase | 745 | 3.5019 GBP | ||||
| ORD | Purchase | 745 | 3.5023 GBP | ||||
| ORD | Purchase | 745 | 3.5074 GBP | ||||
| ORD | Purchase | 745 | 3.5135 GBP | ||||
| ORD | Purchase | 745 | 3.5155 GBP | ||||
| ORD | Purchase | 786 | 3.5065 GBP | ||||
| ORD | Purchase | 801 | 3.4808 GBP | ||||
| ORD | Purchase | 841 | 3.5079 GBP | ||||
| ORD | Purchase | 847 | 3.4899 GBP | ||||
| ORD | Purchase | 855 | 3.4950 GBP | ||||
| ORD | Purchase | 860 | 3.5005 GBP | ||||
| ORD | Purchase | 878 | 3.5025 GBP | ||||
| ORD | Purchase | 883 | 3.4975 GBP | ||||
| ORD | Purchase | 883 | 3.5045 GBP | ||||
| ORD | Purchase | 894 | 3.5039 GBP | ||||
| ORD | Purchase | 902 | 3.4890 GBP | ||||
| ORD | Purchase | 913 | 3.4959 GBP | ||||
| ORD | Purchase | 922 | 3.5075 GBP | ||||
| ORD | Purchase | 925 | 3.4850 GBP | ||||
| ORD | Purchase | 943 | 3.4790 GBP | ||||
| ORD | Purchase | 976 | 3.4955 GBP | ||||
| ORD | Purchase | 993 | 3.4804 GBP | ||||
| ORD | Purchase | 993 | 3.4810 GBP | ||||
| ORD | Purchase | 1,091 | 3.5105 GBP | ||||
| ORD | Purchase | 1,192 | 3.4885 GBP | ||||
| ORD | Purchase | 1,192 | 3.5035 GBP | ||||
| ORD | Purchase | 1,194 | 3.5029 GBP | ||||
| ORD | Purchase | 1,228 | 3.5064 GBP | ||||
| ORD | Purchase | 1,248 | 3.4880 GBP | ||||
| ORD | Purchase | 1,340 | 3.5170 GBP | ||||
| ORD | Purchase | 1,359 | 3.5160 GBP | ||||
| ORD | Purchase | 1,410 | 3.5125 GBP | ||||
| ORD | Purchase | 1,426 | 3.4920 GBP | ||||
| ORD | Purchase | 1,454 | 3.4780 GBP | ||||
| ORD | Purchase | 1,490 | 3.4868 GBP | ||||
| ORD | Purchase | 1,490 | 3.4869 GBP | ||||
| ORD | Purchase | 1,490 | 3.4895 GBP | ||||
| ORD | Purchase | 1,522 | 3.4875 GBP | ||||
| ORD | Purchase | 1,546 | 3.4884 GBP | ||||
| ORD | Purchase | 1,616 | 3.5129 GBP | ||||
| ORD | Purchase | 1,766 | 3.5099 GBP | ||||
| ORD | Purchase | 1,771 | 3.4980 GBP | ||||
| ORD | Purchase | 1,845 | 3.5030 GBP | ||||
| ORD | Purchase | 1,851 | 3.4995 GBP | ||||
| ORD | Purchase | 1,907 | 3.5090 GBP | ||||
| ORD | Purchase | 1,960 | 3.5000 GBP | ||||
| ORD | Purchase | 1,962 | 3.5115 GBP | ||||
| ORD | Purchase | 1,993 | 3.5080 GBP | ||||
| ORD | Purchase | 2,124 | 3.4809 GBP | ||||
| ORD | Purchase | 2,251 | 3.4750 GBP | ||||
| ORD | Purchase | 2,614 | 3.4860 GBP | ||||
| ORD | Purchase | 2,625 | 3.4848 GBP | ||||
| ORD | Purchase | 2,790 | 3.5009 GBP | ||||
| ORD | Purchase | 2,817 | 3.5100 GBP | ||||
| ORD | Purchase | 2,971 | 3.5110 GBP | ||||
| ORD | Purchase | 3,006 | 3.5130 GBP | ||||
| ORD | Purchase | 3,216 | 3.5140 GBP | ||||
| ORD | Purchase | 3,339 | 3.5120 GBP | ||||
| ORD | Purchase | 3,799 | 3.4910 GBP | ||||
| ORD | Purchase | 3,854 | 3.4900 GBP | ||||
| ORD | Purchase | 4,123 | 3.5070 GBP | ||||
| ORD | Purchase | 4,245 | 3.4840 GBP | ||||
| ORD | Purchase | 4,740 | 3.5150 GBP | ||||
| ORD | Purchase | 5,497 | 3.4967 GBP | ||||
| ORD | Purchase | 5,512 | 3.4970 GBP | ||||
| ORD | Purchase | 5,565 | 3.5024 GBP | ||||
| ORD | Purchase | 5,705 | 3.5043 GBP | ||||
| ORD | Purchase | 5,767 | 3.5060 GBP | ||||
| ORD | Purchase | 5,786 | 3.5020 GBP | ||||
| ORD | Purchase | 6,081 | 3.4870 GBP | ||||
| ORD | Purchase | 8,359 | 3.5010 GBP | ||||
| ORD | Purchase | 10,182 | 3.5050 GBP | ||||
| ORD | Purchase | 39,969 | 3.5040 GBP | ||||
| ORD | Purchase | 40,934 | 3.4994 GBP | ||||
| ORD | Purchase | 56,148 | 3.4939 GBP | ||||
| ORD | Sale | 9 | 3.4979 GBP | ||||
| ORD | Sale | 18 | 3.4882 GBP | ||||
| ORD | Sale | 20 | 3.4985 GBP | ||||
| ORD | Sale | 29 | 3.4825 GBP | ||||
| ORD | Sale | 42 | 3.5108 GBP | ||||
| ORD | Sale | 45 | 3.5084 GBP | ||||
| ORD | Sale | 75 | 3.5078 GBP | ||||
| ORD | Sale | 181 | 3.5095 GBP | ||||
| ORD | Sale | 213 | 3.4844 GBP | ||||
| ORD | Sale | 216 | 3.5015 GBP | ||||
| ORD | Sale | 217 | 3.4758 GBP | ||||
| ORD | Sale | 297 | 3.4685 GBP | ||||
| ORD | Sale | 310 | 3.4925 GBP | ||||
| ORD | Sale | 352 | 3.4938 GBP | ||||
| ORD | Sale | 370 | 3.5009 GBP | ||||
| ORD | Sale | 385 | 3.4865 GBP | ||||
| ORD | Sale | 391 | 3.5124 GBP | ||||
| ORD | Sale | 394 | 3.5049 GBP | ||||
| ORD | Sale | 396 | 3.4725 GBP | ||||
| ORD | Sale | 404 | 3.4820 GBP | ||||
| ORD | Sale | 411 | 3.5085 GBP | ||||
| ORD | Sale | 447 | 3.4830 GBP | ||||
| ORD | Sale | 447 | 3.4855 GBP | ||||
| ORD | Sale | 447 | 3.4879 GBP | ||||
| ORD | Sale | 447 | 3.4940 GBP | ||||
| ORD | Sale | 447 | 3.5014 GBP | ||||
| ORD | Sale | 447 | 3.5165 GBP | ||||
| ORD | Sale | 447 | 3.5169 GBP | ||||
| ORD | Sale | 479 | 3.5089 GBP | ||||
| ORD | Sale | 496 | 3.4760 GBP | ||||
| ORD | Sale | 502 | 3.4894 GBP | ||||
| ORD | Sale | 504 | 3.5044 GBP | ||||
| ORD | Sale | 529 | 3.5024 GBP | ||||
| ORD | Sale | 529 | 3.5054 GBP | ||||
| ORD | Sale | 540 | 3.4690 GBP | ||||
| ORD | Sale | 573 | 3.4990 GBP | ||||
| ORD | Sale | 577 | 3.4785 GBP | ||||
| ORD | Sale | 578 | 3.4789 GBP | ||||
| ORD | Sale | 588 | 3.4915 GBP | ||||
| ORD | Sale | 588 | 3.4927 GBP | ||||
| ORD | Sale | 595 | 3.4859 GBP | ||||
| ORD | Sale | 606 | 3.5110 GBP | ||||
| ORD | Sale | 650 | 3.4949 GBP | ||||
| ORD | Sale | 661 | 3.4660 GBP | ||||
| ORD | Sale | 661 | 3.4670 GBP | ||||
| ORD | Sale | 665 | 3.5145 GBP | ||||
| ORD | Sale | 665 | 3.5149 GBP | ||||
| ORD | Sale | 745 | 3.4839 GBP | ||||
| ORD | Sale | 745 | 3.4864 GBP | ||||
| ORD | Sale | 745 | 3.4866 GBP | ||||
| ORD | Sale | 745 | 3.5019 GBP | ||||
| ORD | Sale | 745 | 3.5023 GBP | ||||
| ORD | Sale | 745 | 3.5074 GBP | ||||
| ORD | Sale | 745 | 3.5135 GBP | ||||
| ORD | Sale | 745 | 3.5155 GBP | ||||
| ORD | Sale | 786 | 3.5065 GBP | ||||
| ORD | Sale | 801 | 3.4808 GBP | ||||
| ORD | Sale | 841 | 3.5079 GBP | ||||
| ORD | Sale | 847 | 3.4899 GBP | ||||
| ORD | Sale | 855 | 3.4950 GBP | ||||
| ORD | Sale | 860 | 3.5005 GBP | ||||
| ORD | Sale | 878 | 3.5025 GBP | ||||
| ORD | Sale | 883 | 3.4975 GBP | ||||
| ORD | Sale | 883 | 3.5045 GBP | ||||
| ORD | Sale | 894 | 3.5039 GBP | ||||
| ORD | Sale | 902 | 3.4890 GBP | ||||
| ORD | Sale | 922 | 3.5075 GBP | ||||
| ORD | Sale | 925 | 3.4850 GBP | ||||
| ORD | Sale | 943 | 3.4790 GBP | ||||
| ORD | Sale | 958 | 3.4873 GBP | ||||
| ORD | Sale | 976 | 3.4955 GBP | ||||
| ORD | Sale | 993 | 3.4804 GBP | ||||
| ORD | Sale | 993 | 3.4810 GBP | ||||
| ORD | Sale | 1,091 | 3.5105 GBP | ||||
| ORD | Sale | 1,162 | 3.5190 GBP | ||||
| ORD | Sale | 1,192 | 3.4885 GBP | ||||
| ORD | Sale | 1,192 | 3.5035 GBP | ||||
| ORD | Sale | 1,194 | 3.5029 GBP | ||||
| ORD | Sale | 1,228 | 3.5064 GBP | ||||
| ORD | Sale | 1,329 | 3.4935 GBP | ||||
| ORD | Sale | 1,340 | 3.5170 GBP | ||||
| ORD | Sale | 1,359 | 3.5160 GBP | ||||
| ORD | Sale | 1,410 | 3.5125 GBP | ||||
| ORD | Sale | 1,426 | 3.4920 GBP | ||||
| ORD | Sale | 1,454 | 3.4780 GBP | ||||
| ORD | Sale | 1,490 | 3.4868 GBP | ||||
| ORD | Sale | 1,490 | 3.4869 GBP | ||||
| ORD | Sale | 1,490 | 3.4895 GBP | ||||
| ORD | Sale | 1,546 | 3.4884 GBP | ||||
| ORD | Sale | 1,616 | 3.5129 GBP | ||||
| ORD | Sale | 1,766 | 3.5099 GBP | ||||
| ORD | Sale | 1,845 | 3.5030 GBP | ||||
| ORD | Sale | 1,851 | 3.4995 GBP | ||||
| ORD | Sale | 1,907 | 3.5090 GBP | ||||
| ORD | Sale | 1,960 | 3.5000 GBP | ||||
| ORD | Sale | 1,962 | 3.5115 GBP | ||||
| ORD | Sale | 1,993 | 3.5080 GBP | ||||
| ORD | Sale | 2,124 | 3.4809 GBP | ||||
| ORD | Sale | 2,251 | 3.4750 GBP | ||||
| ORD | Sale | 2,614 | 3.4860 GBP | ||||
| ORD | Sale | 2,625 | 3.4848 GBP | ||||
| ORD | Sale | 2,747 | 3.5040 GBP | ||||
| ORD | Sale | 2,817 | 3.5100 GBP | ||||
| ORD | Sale | 3,006 | 3.5130 GBP | ||||
| ORD | Sale | 3,093 | 3.4877 GBP | ||||
| ORD | Sale | 3,216 | 3.5140 GBP | ||||
| ORD | Sale | 3,339 | 3.5120 GBP | ||||
| ORD | Sale | 3,799 | 3.4910 GBP | ||||
| ORD | Sale | 3,854 | 3.4900 GBP | ||||
| ORD | Sale | 4,028 | 3.4893 GBP | ||||
| ORD | Sale | 4,123 | 3.5070 GBP | ||||
| ORD | Sale | 4,149 | 3.4896 GBP | ||||
| ORD | Sale | 4,245 | 3.4840 GBP | ||||
| ORD | Sale | 4,527 | 3.4880 GBP | ||||
| ORD | Sale | 4,740 | 3.5150 GBP | ||||
| ORD | Sale | 4,760 | 3.4874 GBP | ||||
| ORD | Sale | 5,076 | 3.5021 GBP | ||||
| ORD | Sale | 5,512 | 3.4970 GBP | ||||
| ORD | Sale | 5,767 | 3.5060 GBP | ||||
| ORD | Sale | 5,786 | 3.5020 GBP | ||||
| ORD | Sale | 6,081 | 3.4870 GBP | ||||
| ORD | Sale | 6,150 | 3.4980 GBP | ||||
| ORD | Sale | 6,612 | 3.4959 GBP | ||||
| ORD | Sale | 8,359 | 3.5010 GBP | ||||
| ORD | Sale | 8,388 | 3.4911 GBP | ||||
| ORD | Sale | 10,182 | 3.5050 GBP | ||||
| ORD | Sale | 12,512 | 3.4875 GBP | ||||
| ORD | Sale | 14,029 | 3.4928 GBP | ||||
| ORD | Sale | 26,260 | 3.4942 GBP | ||||
| ORD | Sale | 40,919 | 3.4989 GBP | ||||
| ORD | Sale | 42,719 | 3.5031 GBP | ||||
| ORD | Sale | 44,977 | 3.5179 GBP | ||||
| ORD | Sale | 96,306 | 3.4957 GBP | ||||
| ORD | Sale | 119,937 | 3.4972 GBP | ||||
| ORD | Sale | 269,623 | 3.4939 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1,541 | 3.4991 GBP | |||||
| ORD | CFD | Long | 2,001 | 3.4906 GBP | |||||
| ORD | CFD | Long | 3,535 | 3.5034 GBP | |||||
| ORD | CFD | Long | 4,385 | 3.5101 GBP | |||||
| ORD | CFD | Long | 4,912 | 3.4805 GBP | |||||
| ORD | CFD | Long | 5,699 | 3.4962 GBP | |||||
| ORD | SWAP | Long | 29,222 | 3.5002 GBP | |||||
| ORD | CFD | Long | 16,247 | 3.4987 GBP | |||||
| ORD | SWAP | Long | 80,713 | 3.4935 GBP | |||||
| ORD | SWAP | Short | 5,705 | 3.5043 GBP | |||||
| ORD | SWAP | Short | 20,703 | 3.5069 GBP | |||||
| ORD | SWAP | Short | 81,164 | 3.4940 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 17 Dec 2014 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 0207 773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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