17th Mar 2015 16:21
| FORM 8.5 (EPT/NON-RI) | AMENDMENT TO PURCHASES | ||||||||||||||
| PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||||||||||
| EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||||||||||
| (OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||||||||||
| Rule 8.5 of the Takeover Code (the "Code") | |||||||||||||||
| 1. | KEY INFORMATION | ||||||||||||||
| (a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||||||||||
| (b) | Name of offeror/offeree in relation to whose | FRIENDS LIFE GROUP LIMITED | |||||||||||||
| relevant securities this form relates: | |||||||||||||||
| (c) | Name of the party to the offer with which exempt | FRIENDS LIFE GROUP LIMITED | |||||||||||||
| principal trader is connected | |||||||||||||||
| (d) | Date position held/dealing undertaken: | 17 December 2014 | |||||||||||||
| (e) | Has the EPT previously disclosed, or is it | YES: | |||||||||||||
| today disclosing, under the Code in respect | AVIVA PLC | ||||||||||||||
| of any other party to this offer? | |||||||||||||||
| 2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||||||||||
| (a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||||||||||
| to which the disclosure relates following the dealing (if any) | |||||||||||||||
| Class of relevant security: | ORD | ||||||||||||||
| Interests | Short Positions | ||||||||||||||
| Number | (%) | Number | (%) | ||||||||||||
| (1) | Relevant securities owned | ||||||||||||||
| and/or controlled: | 6,595,593 | 0.47% | 1,103,786 | 0.08% | |||||||||||
| (2) | Derivatives (other than | ||||||||||||||
| options): | 819,334 | 0.06% | 2,883,584 | 0.20% | |||||||||||
| (3) | Options and agreements to | ||||||||||||||
| purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||||||
| (4) | |||||||||||||||
| TOTAL: | 7,414,927 | 0.53% | 3,987,370 | 0.28% | |||||||||||
| (b) | Rights to subscribe for new securities (including directors and other executive | ||||||||||||||
| options) | |||||||||||||||
| Class of relevant security in relation to which subscription right exists | |||||||||||||||
| Details, including nature of the rights | |||||||||||||||
| concerned and relevant percentages: | |||||||||||||||
| 3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||||||||||
| (a) | Purchases and sales | ||||||||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | Purchase | 154 | 3.5220 GBP | ||||||||||||
| ORD | Purchase | 181 | 3.4980 GBP | ||||||||||||
| ORD | Purchase | 299 | 3.4963 GBP | ||||||||||||
| ORD | Purchase | 336 | 3.5090 GBP | ||||||||||||
| ORD | Purchase | 350 | 3.4880 GBP | ||||||||||||
| ORD | Purchase | 439 | 3.5010 GBP | ||||||||||||
| ORD | Purchase | 534 | 3.5160 GBP | ||||||||||||
| ORD | Purchase | 672 | 3.5120 GBP | ||||||||||||
| ORD | Purchase | 691 | 3.5080 GBP | ||||||||||||
| ORD | Purchase | 856 | 3.5020 GBP | ||||||||||||
| ORD | Purchase | 917 | 3.5180 GBP | ||||||||||||
| ORD | Purchase | 927 | 3.5130 GBP | ||||||||||||
| ORD | Purchase | 962 | 3.5030 GBP | ||||||||||||
| ORD | Purchase | 979 | 3.4680 GBP | ||||||||||||
| ORD | Purchase | 1,093 | 3.5210 GBP | ||||||||||||
| ORD | Purchase | 1,110 | 3.4960 GBP | ||||||||||||
| ORD | Purchase | 2,351 | 3.5200 GBP | ||||||||||||
| ORD | Purchase | 4,415 | 3.5113 GBP | ||||||||||||
| ORD | Purchase | 7,150 | 3.5100 GBP | ||||||||||||
| ORD | Purchase | 8,426 | 3.5056 GBP | ||||||||||||
| ORD | Purchase | 9,927 | 3.5110 GBP | ||||||||||||
| ORD | Purchase | 15,093 | 3.5000 GBP | ||||||||||||
| ORD | Purchase | 19,490 | 3.5051 GBP | ||||||||||||
| ORD | Purchase | 28,533 | 3.5072 GBP | ||||||||||||
| ORD | Purchase | 96,898 | 3.5031 GBP | ||||||||||||
| ORD | Purchase | 1,208,607 | 3.4830 GBP | ||||||||||||
| ORD | Sale | 154 | 3.5220 GBP | ||||||||||||
| ORD | Sale | 181 | 3.4980 GBP | ||||||||||||
| ORD | Sale | 336 | 3.5090 GBP | ||||||||||||
| ORD | Sale | 350 | 3.4880 GBP | ||||||||||||
| ORD | Sale | 439 | 3.5010 GBP | ||||||||||||
| ORD | Sale | 534 | 3.5160 GBP | ||||||||||||
| ORD | Sale | 672 | 3.5120 GBP | ||||||||||||
| ORD | Sale | 917 | 3.5180 GBP | ||||||||||||
| ORD | Sale | 927 | 3.5130 GBP | ||||||||||||
| ORD | Sale | 953 | 3.5110 GBP | ||||||||||||
| ORD | Sale | 962 | 3.5030 GBP | ||||||||||||
| ORD | Sale | 979 | 3.4680 GBP | ||||||||||||
| ORD | Sale | 1,093 | 3.5210 GBP | ||||||||||||
| ORD | Sale | 1,110 | 3.4960 GBP | ||||||||||||
| ORD | Sale | 1,294 | 3.5183 GBP | ||||||||||||
| ORD | Sale | 2,351 | 3.5200 GBP | ||||||||||||
| ORD | Sale | 5,794 | 3.5035 GBP | ||||||||||||
| ORD | Sale | 5,830 | 3.5100 GBP | ||||||||||||
| ORD | Sale | 6,687 | 3.5000 GBP | ||||||||||||
| ORD | Sale | 8,974 | 3.5109 GBP | ||||||||||||
| ORD | Sale | 9,746 | 3.5062 GBP | ||||||||||||
| ORD | Sale | 19,936 | 3.5055 GBP | ||||||||||||
| ORD | Sale | 36,197 | 3.5077 GBP | ||||||||||||
| ORD | Sale | 44,755 | 3.5066 GBP | ||||||||||||
| ORD | Sale | 56,013 | 3.5080 GBP | ||||||||||||
| (b) | Derivatives transactions (other than options) | ||||||||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||||||||
| relevant | description | reference | unit | ||||||||||||
| security | securities | ||||||||||||||
| ORD | CFD | Long | 1,240 | 3.5126 GBP | |||||||||||
| ORD | CFD | Long | 4,554 | 3.5010 GBP | |||||||||||
| ORD | SWAP | Long | 26,844 | 3.5088 GBP | |||||||||||
| ORD | SWAP | Long | 27,400 | 3.5107 GBP | |||||||||||
| ORD | CFD | Long | 44,755 | 3.5066 GBP | |||||||||||
| ORD | SWAP | Long | 49,191 | 3.5063 GBP | |||||||||||
| ORD | SWAP | Short | 4,415 | 3.5113 GBP | |||||||||||
| ORD | CFD | Short | 28,533 | 3.5072 GBP | |||||||||||
| ORD | CFD | Short | 18,069 | 3.5059 GBP | |||||||||||
| ORD | SWAP | Short | 48,689 | 3.5064 GBP | |||||||||||
| ORD | SWAP | Short | 50,785 | 3.4998 GBP | |||||||||||
| (c) | Options transactions in respect of existing securities | ||||||||||||||
| (i) | Writing, selling, purchasing or varying | ||||||||||||||
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| (ii) | Exercising | ||||||||||||||
| Class of relevant | Product description | Number of | Exercise price per | ||||||||||||
| security | securities | unit | |||||||||||||
| (d) | Other dealings (including subscribing for new securities) | ||||||||||||||
| Class of relevant | Nature of Dealings | Details | Price per unit (if | ||||||||||||
| security | applicable) | ||||||||||||||
| 4. | OTHER INFORMATION | ||||||||||||||
| (a) | Indemnity and other dealings arrangements | ||||||||||||||
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||||||||||
| NONE | |||||||||||||||
| (b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||||||||||
| Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||||||||||
|
| |||||||||||||||
| NONE | |||||||||||||||
| (c) | Attachments | ||||||||||||||
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||||||||||
| Date of disclosure: | 17 Mar 2015 | ||||||||||||||
| Contact name: | Jay Supaya | ||||||||||||||
| Telephone number: | 0207 773 0635 | ||||||||||||||
Copyright Business Wire 2015
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