10th Oct 2012 10:33
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Jefferies International Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BAE Systems Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BAE Systems Plc |
(d) Date position held/dealing undertaken: | 09 October 2012 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES EADS N.V. |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 2.5p ORD
| ||||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 1,109,409 | 0.0341 | -1,108,756 | -0.0341 |
(2) Derivatives (other than options): | ||||
(3) Options and agreements to purchase/sell: | ||||
TOTAL: | 1,109,409 | 0.0341 | -1,108,756 | -0.0341 |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit (GBP) |
ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS
ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS
| BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY
SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL
Total Buys: Total Sells:
| 433 1322 18134 3354 350 499 2232 1750 1348 337 129 110 4183 606 4431 3631 5554 39 512 3623 1770 5369 5236 4414 3961 34 4231 931 22 62 4874 28 870 7017 7188 3 595 31876 34 48 13939 452 4819 237 8942 249 240 3845 118 2974 601 35882 57 36 13443 530 10912 119 15000 52 60 97 15213 130 40821 72 144638 1250849 49000
5000 15000 4063 25000 52 708 343 465 442650 960000 233390 13837 22000 5500 15000 984
1,744,467 1,743,992 | 3.2120 3.2130 3.2140 3.2150 3.2170 3.2180 3.2185 3.2190 3.2200 3.2210 3.2215 3.2220 3.2228 3.2230 3.2240 3.2250 3.2260 3.2264 3.2265 3.2270 3.2275 3.2279 3.2280 3.2290 3.2300 3.2309 3.2310 3.2311 3.2318 3.2319 3.2320 3.2321 3.2325 3.2330 3.2331 3.2333 3.2335 3.2340 3.2341 3.2342 3.2343 3.2345 3.2350 3.2351 3.2352 3.2353 3.2355 3.2360 3.2369 3.2370 3.2375 3.2380 3.2381 3.2389 3.2390 3.2395 3.2400 3.2410 3.2433 3.2440 3.2460 3.2461 3.2470 3.2471 3.2480 3.2481 3.2490 3.2500 3.2540
3.2300 3.2350 3.2400 3.2420 3.2450 3.2470 3.2480 3.2490 3.2500 3.2502 3.2505 3.2510 3.2520 3.2530 3.2540 3.2630 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
|
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | No |
| Date of disclosure: | 10 October 2012 |
| Contact name: | James Step |
| Telephone number: | 020 7029 8656 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BAE Systems