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Form 8.5 (EPT/NON-RI) ENRC Plc

16th Aug 2013 10:48

RNS Number : 8827L
Societe Generale SA
16 August 2013
 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

SOCIETE GENERALE SA

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Eurasian Natural Resources Corp Plc

(c) Name of the party to the offer with which exempt principal trader is connected:

Eurasian Resources Group B.V , a company formed at the direction of a consortium comprising Alexander Machkevitch, Alijan Ibragimov, Patokh Chodiev and the State Property and Privatisation Committee of the Ministry of Finance of the Republic of Kazakhstan

(d) Date position held/dealing undertaken:

15/08/2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES: Kazakhmys Plc

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.20 Ordinary share

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

486,065

0.04

3,243

0.00

(2) Derivatives (other than options):

0

0.00

2,000

0.00

(3) Options and agreements to purchase/sell:

440,000

 

0.03

880,000

 

0.07

TOTAL:

926,065

0.07

885,243

0.07

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(GBP)

Ordinary share

Purchase

523

2.2960

Ordinary share

Purchase

2,029

2.2950

Ordinary share

Purchase

1,800

2.2990

Ordinary share

Purchase

556

2.2990

Ordinary share

Purchase

1,533

2.3000

Ordinary share

Purchase

427

2.2990

Ordinary share

Purchase

827

2.2970

Ordinary share

Purchase

700

2.3020

Ordinary share

Purchase

1,305

2.3010

Ordinary share

Purchase

3,823

2.2990

Ordinary share

Purchase

55

2.2990

Ordinary share

Purchase

54

2.2990

Ordinary share

Purchase

1,068

2.2980

Ordinary share

Purchase

958

2.3010

Ordinary share

Purchase

100

2.2950

Ordinary share

Purchase

1,864

2.3000

Ordinary share

Purchase

2,028

2.2960

Ordinary share

Purchase

2,100

2.2970

Ordinary share

Purchase

1,337

2.2990

Ordinary share

Purchase

1,065

2.3000

Ordinary share

Purchase

700

2.2990

Ordinary share

Purchase

429

2.2990

Ordinary share

Purchase

9,576

2.2930

Ordinary share

Purchase

1,480

2.3000

Ordinary share

Purchase

503

2.3020

Ordinary share

Purchase

1,407

2.2990

Ordinary share

Purchase

2,130

2.2980

Ordinary share

Purchase

1,820

2.3000

Ordinary share

Purchase

300

2.2990

Ordinary share

Purchase

2,029

2.2950

Ordinary share

Purchase

1,182

2.2970

Ordinary share

Purchase

1,864

2.2970

Ordinary share

Purchase

3,073

2.2990

Ordinary share

Purchase

291

2.2990

Ordinary share

Purchase

451

2.2970

Ordinary share

Purchase

603

2.2950

Ordinary share

Purchase

2,721

2.2950

Ordinary share

Purchase

5,006

2.3020

Ordinary share

Purchase

1,098

2.2970

Ordinary share

Purchase

1,244

2.2990

Ordinary share

Purchase

500

2.3000

Ordinary share

Purchase

4,607

2.3000

Ordinary share

Purchase

854

2.3020

Ordinary share

Purchase

565

2.2990

Ordinary share

Purchase

701

2.2990

Ordinary share

Purchase

6,338

2.2960

Ordinary share

Purchase

24

2.3010

Ordinary share

Purchase

700

2.2970

Ordinary share

Purchase

885

2.2990

Ordinary share

Purchase

757

2.2990

Ordinary share

Purchase

700

2.2990

Ordinary share

Purchase

757

2.2970

Ordinary share

Purchase

898

2.2990

Ordinary share

Purchase

387

2.3020

Ordinary share

Purchase

1,426

2.2950

Ordinary share

Purchase

18

2.3010

Ordinary share

Purchase

957

2.2985

Ordinary share

Purchase

509

2.2940

Ordinary share

Purchase

393

2.3000

Ordinary share

Purchase

1,630

2.3000

Ordinary share

Purchase

297

2.2990

Ordinary share

Purchase

800

2.2950

Ordinary share

Purchase

1,153

2.2960

Ordinary share

Purchase

631

2.2990

Ordinary share

Purchase

700

2.2950

Ordinary share

Purchase

4,322

2.2960

Ordinary share

Purchase

435

2.2990

Ordinary share

Purchase

961

2.3020

Ordinary share

Purchase

1,305

2.3000

Ordinary share

Purchase

1,365

2.3010

Ordinary share

Purchase

822

2.2970

Ordinary share

Purchase

3,823

2.2990

Ordinary share

Purchase

2,477

2.2990

Ordinary share

Purchase

2,230

2.2990

Ordinary share

Purchase

757

2.2960

Ordinary share

Purchase

1,864

2.2950

Ordinary share

Purchase

611

2.2990

Ordinary share

Purchase

835

2.2940

Ordinary share

Purchase

2,706

2.3010

Ordinary share

Purchase

837

2.2960

Ordinary share

Purchase

968

2.2960

Ordinary share

Purchase

300

2.2940

Ordinary share

Purchase

2,721

2.2950

Ordinary share

Purchase

4,317

2.2990

Ordinary share

Purchase

177

2.2960

Ordinary share

Purchase

1,213

2.2990

Ordinary share

Purchase

1,864

2.2970

Ordinary share

Purchase

300

2.2990

Ordinary share

Purchase

1,012

2.2960

Ordinary share

Purchase

949

2.3020

Ordinary share

Purchase

1,505

2.2990

Ordinary share

Purchase

2,462

2.2990

Ordinary share

Sale

796

2.3010

Ordinary share

Sale

1,868

2.3010

Ordinary share

Sale

52

2.2970

Ordinary share

Sale

4

2.3010

Ordinary share

Sale

622

2.3010

Ordinary share

Sale

2,017

2.3010

Ordinary share

Sale

400

2.3010

Ordinary share

Sale

1,167

2.3000

Ordinary share

Sale

2,518

2.3010

Ordinary share

Sale

489

2.2990

Ordinary share

Sale

3,226

2.3010

Ordinary share

Sale

1,254

2.3010

Ordinary share

Sale

48

2.3010

Ordinary share

Sale

5,343

2.3010

Ordinary share

Sale

700

2.3010

Ordinary share

Sale

948

2.2940

Ordinary share

Sale

720

2.3060

Ordinary share

Sale

1,141

2.2990

Ordinary share

Sale

2,430

2.3010

Ordinary share

Sale

1,864

2.2970

Ordinary share

Sale

2,017

2.3010

Ordinary share

Sale

1,102

2.2980

Ordinary share

Sale

335

2.3010

Ordinary share

Sale

373

2.3010

Ordinary share

Sale

395

2.3010

Ordinary share

Sale

1,044

2.2970

Ordinary share

Sale

966

2.3060

Ordinary share

Sale

957

2.2985

Ordinary share

Sale

61

2.3060

Ordinary share

Sale

742

2.3010

Ordinary share

Sale

304

2.2990

Total purchases

132,384

Total sales

35,903

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

Ordinary share

Structured put option

Purchase

440,000

2.25

European options

22/08/2013

0.0548

Ordinary share

Structured put option

Sale

440,000

2.25

European options

22/08/2013

0.0615

Ordinary share

Structured put option

Purchase

440,000

2.25

European options

22/08/2013

0.0615

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

16/08/2013

Contact name:

Benoît Champion

Telephone number:

+44 20 7676 6280

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

ENRC PLC

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Ordinary share

Structured put option

Purchase

440,000

2.25

European options

22/08/2013

Ordinary share

Structured put option

Sale

440,000

2.25

European options

22/08/2013

Ordinary share

Structured put option

Purchase

440,000

2.25

European options

22/08/2013

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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