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Form 8.5 (EPT/NON-RI) - ENRC

17th May 2013 10:53

RNS Number : 9989E
Societe Generale SA
17 May 2013
 



FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

SOCIETE GENERALE SA

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

Eurasian Natural Resources Corp PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

Mr. Alexander Machkevitch, Mr. Alijan Ibragimov, Mr. Patokh Chodiev and the Kazakh Government

(d) Date position held/dealing undertaken:

16/05/2013

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

NO

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.20 Ordinary share

 

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

715,999

0.056

102,395

0.01

(2) Derivatives (other than options):

0

0.00

2,000

0.00

(3) Options and agreements to purchase/sell:

348,796

 

0.027

697,592

 

0.05

TOTAL:

1,064,795

0.08

801,987

0.06

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

(GBP)

Ordinary share

Purchase

634

2,9010

Ordinary share

Purchase

542

2,9640

Ordinary share

Purchase

501

2,9710

Ordinary share

Purchase

917

3,0000

Ordinary share

Purchase

891

3,0030

Ordinary share

Purchase

1 122

2,8580

Ordinary share

Purchase

998

2,9620

Ordinary share

Purchase

1 104

2,9510

Ordinary share

Purchase

1 500

2,8530

Ordinary share

Purchase

2 036

2,9610

Ordinary share

Purchase

1 534

2,9510

Ordinary share

Purchase

121

2,8300

Ordinary share

Purchase

2 274

2,9530

Ordinary share

Purchase

1 008

2,8770

Ordinary share

Purchase

1 003

3,0000

Ordinary share

Purchase

597

2,8410

Ordinary share

Purchase

332

2,8520

Ordinary share

Purchase

1 266

3,0030

Ordinary share

Purchase

1 094

3,0030

Ordinary share

Purchase

811

2,8400

Ordinary share

Purchase

926

2,8520

Ordinary share

Purchase

1 561

2,8480

Ordinary share

Purchase

3 134

2,9530

Ordinary share

Purchase

1 494

2,8550

Ordinary share

Purchase

709

2,9010

Ordinary share

Purchase

142

2,9620

Ordinary share

Purchase

907

2,8540

Ordinary share

Purchase

1 402

2,8440

Ordinary share

Purchase

721

2,9110

Ordinary share

Purchase

2 936

2,9510

Ordinary share

Purchase

970

2,9420

Ordinary share

Purchase

469

2,8240

Ordinary share

Purchase

517

2,8770

Ordinary share

Purchase

464

2,8920

Ordinary share

Purchase

1 238

2,9210

Ordinary share

Purchase

428

2,8260

Ordinary share

Purchase

582

2,8300

Ordinary share

Purchase

99

2,9200

Ordinary share

Purchase

1 842

2,9910

Ordinary share

Purchase

1 927

2,9000

Ordinary share

Purchase

1 989

2,9610

Ordinary share

Purchase

419

2,9640

Ordinary share

Purchase

787

2,8280

Ordinary share

Purchase

1 416

2,9510

Ordinary share

Purchase

781

2,9710

Ordinary share

Purchase

525

2,8520

Ordinary share

Purchase

1 558

2,9520

Ordinary share

Purchase

529

2,8520

Ordinary share

Purchase

1 187

2,8960

Ordinary share

Purchase

786

2,9110

Ordinary share

Purchase

15

2,8920

Ordinary share

Purchase

1 018

2,8990

Ordinary share

Purchase

86

2,8550

Ordinary share

Purchase

489

2,9620

Ordinary share

Purchase

962

2,9010

Ordinary share

Purchase

804

2,8440

Ordinary share

Purchase

50

2,8460

Ordinary share

Purchase

466

2,9420

Ordinary share

Purchase

533

2,9530

Ordinary share

Purchase

703

2,8990

Ordinary share

Purchase

36

2,9420

Ordinary share

Purchase

272

2,8430

Ordinary share

Purchase

862

2,9730

Ordinary share

Purchase

1 007

2,8560

Ordinary share

Purchase

1 242

2,8520

Ordinary share

Purchase

23

2,9550

Ordinary share

Purchase

687

2,9110

Ordinary share

Purchase

414

2,8410

Ordinary share

Purchase

1 320

2,8540

Ordinary share

Purchase

236

2,9710

Ordinary share

Purchase

980

2,8520

Ordinary share

Purchase

2 195

2,8550

Ordinary share

Purchase

775

2,9510

Ordinary share

Purchase

552

2,8500

Ordinary share

Purchase

75

2,8550

Ordinary share

Purchase

363

3,0010

Ordinary share

Purchase

371

2,9620

Ordinary share

Purchase

1 026

2,8530

Ordinary share

Purchase

713

3,0030

Ordinary share

Purchase

584

2,8430

Ordinary share

Purchase

1 546

2,8340

Ordinary share

Purchase

895

2,8430

Ordinary share

Purchase

170 000

2,8670

Ordinary share

Purchase

561

2,9010

Ordinary share

Purchase

797

2,9010

Ordinary share

Purchase

1 910

2,8530

Ordinary share

Purchase

1 039

2,9010

Ordinary share

Purchase

385

2,9530

Ordinary share

Purchase

504

3,0030

Ordinary share

Purchase

1 238

2,8960

Ordinary share

Purchase

776

2,8260

Ordinary share

Purchase

2 112

2,9910

Ordinary share

Purchase

3

2,8500

Ordinary share

Purchase

461

2,8920

Ordinary share

Purchase

468

2,8400

Ordinary share

Purchase

710

2,9200

Ordinary share

Purchase

2 939

2,9530

Ordinary share

Purchase

213

2,9110

Ordinary share

Purchase

651

2,8460

Ordinary share

Sale

365

2,8990

Ordinary share

Sale

2 124

2,9870

Ordinary share

Sale

519

2,9090

Ordinary share

Sale

740

2,9470

Ordinary share

Sale

14 837

2,8910

Ordinary share

Sale

991

2,8920

Ordinary share

Sale

1 372

2,9630

Ordinary share

Sale

4

2,9630

Ordinary share

Sale

2 018

2,9630

Ordinary share

Sale

990

2,9510

Ordinary share

Sale

418

2,9530

Ordinary share

Sale

925

2,9080

Ordinary share

Sale

2 112

2,9630

Ordinary share

Sale

1 535

2,9470

Ordinary share

Sale

1 476

2,9630

Ordinary share

Sale

1 438

2,8930

Ordinary share

Sale

1 766

2,8990

Ordinary share

Sale

2 002

2,8340

Ordinary share

Sale

382

2,8910

Ordinary share

Sale

1 470

2,8930

Ordinary share

Sale

1 416

2,8910

Ordinary share

Sale

3 134

2,9530

Ordinary share

Sale

2 208

2,8990

Ordinary share

Sale

2 244

2,9360

Ordinary share

Sale

76

2,9061

Ordinary share

Sale

3 357

2,9530

Ordinary share

Sale

299

2,8910

Ordinary share

Sale

147

2,8910

Ordinary share

Sale

1 500

2,9060

Ordinary share

Sale

365

2,8990

Ordinary share

Sale

799

2,8930

Ordinary share

Sale

961

2,9530

Ordinary share

Sale

2 052

2,8910

Ordinary share

Sale

2 939

2,9530

Ordinary share

Sale

1 161

2,8970

Ordinary share

Sale

633

2,9630

Ordinary share

Sale

1 091

2,9090

Ordinary share

Sale

40

2,8930

Ordinary share

Sale

790

2,8920

Ordinary share

Sale

9 701

2,8910

Ordinary share

Sale

2 168

2,8340

Ordinary share

Sale

268

2,8920

Ordinary share

Sale

185

2,9060

Ordinary share

Sale

14

2,9630

Ordinary share

Sale

3 247

2,8910

Ordinary share

Sale

2 054

2,9080

Ordinary share

Sale

223

2,9530

Ordinary share

Sale

841

2,8910

Ordinary share

Sale

3 600

2,8910

Ordinary share

Sale

2 576

2,9530

Ordinary share

Sale

463

2,9630

Ordinary share

Sale

2 217

2,9070

Ordinary share

Sale

1 364

2,9360

Ordinary share

Sale

233

2,9630

Ordinary share

Sale

3 357

2,9530

Total purchases

258 797

Total sales

95 207

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit (GBP)

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

Ordinary share

OTC put option

Sale

348 796

2,867

European option

23/05/2013

0.07966

Ordinary share

OTC put option

Purchase

348 796

2,867

European options

23/05/2013

0.07966

Ordinary share

OTC put option

Purchase

348 796

2,867

European options

23/05/2013

0.0788

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

 

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

YES

 

 

Date of disclosure:

17/05/2013

Contact name:

Benoît Champion

Telephone number:

+44 20 7676 6280

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

 

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

 

 

1. KEY INFORMATION

 

Identity of person whose open positions are being disclosed:

SOCIETE GENERALE SA

Name of offeror/offeree in relation to whose relevant securities the disclosure relates:

Eurasian Natural Resources Corp PLC

 

2. OPTIONS AND DERIVATIVES

 

Class of relevant security

Product description e.g. call option

Written or purchased

Number of securities to which option or derivative relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Ordinary share

OTC put option

Sale

348 796

2,867

European options

23/05/2013

Ordinary share

OTC put option

Purchase

348 796

2,867

European options

23/05/2013

Ordinary share

OTC put option

Purchase

348 796

2,867

European options

23/05/2013

 

3. AGREEMENTS TO PURCHASE OR SELL ETC.

 

Full details should be given so that the nature of the interest or position can be fully understood:

 

 

 

 

 

 

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.

 

The currency of all prices and other monetary amounts should be stated.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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