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Form 8.5 (EPT/NON-RI) - Draftkings Inc

30th Sep 2021 11:39

RNS Number : 5684N
Credit Suisse Capital LLC
30 September 2021
 

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

Credit Suisse Capital LLC

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:  Use a separate form for each offeror/offeree

Draftkings Inc

(c) Name of the party to the offer with which exempt principal trader is connected:

Draftkings Inc

(d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure

29-Sep-2021

(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

If it is a cash offer or possible cash offer, state "N/A"

N/A

If YES, specify which:

 

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

Class A

 

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

960,229

0.24%

1,557,252

0.38%

(2) Cash-settled derivatives:

0

0.00%

0

0.00%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

960,229

0.24%

1,557,252

0.38%

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a) Purchases and sales

 

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

Class A

Purchase

50,816

49.93 (USD)

48.39 (USD)

Class A

Sale

25,460

49.07 (USD)

48.64 (USD)

 

(b) Cash-settled derivative transactions

 

Class of relevant security

Product descriptione.g. CFD

Nature of dealinge.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

Class A

SWAP

Reducing a long

100

48.39

Class A

SWAP

Reducing a long

100

48.4

Class A

SWAP

Reducing a long

200

48.41

Class A

SWAP

Reducing a long

100

48.41

Class A

SWAP

Reducing a long

100

48.41

Class A

SWAP

Reducing a long

100

48.41

Class A

SWAP

Reducing a long

60

48.41

Class A

SWAP

Reducing a long

100

48.41

Class A

SWAP

Reducing a long

40

48.41

Class A

SWAP

Reducing a long

9

48.41

Class A

SWAP

Reducing a long

476

48.41

Class A

SWAP

Reducing a long

100

48.41

Class A

SWAP

Reducing a long

100

48.41

Class A

SWAP

Reducing a long

100

48.41

Class A

SWAP

Reducing a long

200

48.41

Class A

SWAP

Reducing a long

5

48.41

Class A

SWAP

Reducing a long

300

48.41

Class A

SWAP

Reducing a long

200

48.415

Class A

SWAP

Reducing a long

6

48.42

Class A

SWAP

Reducing a long

94

48.42

Class A

SWAP

Reducing a long

43

48.42

Class A

SWAP

Reducing a long

57

48.42

Class A

SWAP

Reducing a long

200

48.425

Class A

SWAP

Reducing a long

200

48.43

Class A

SWAP

Reducing a long

200

48.44

Class A

SWAP

Reducing a long

100

48.49

Class A

SWAP

Reducing a long

750

48.51

Class A

SWAP

Reducing a long

210

48.51

Class A

SWAP

Reducing a long

40

48.52

Class A

SWAP

Reducing a long

100

48.52

Class A

SWAP

Reducing a long

6

48.52

Class A

SWAP

Reducing a long

34

48.52

Class A

SWAP

Reducing a long

40

48.53

Class A

SWAP

Reducing a long

349

48.53

Class A

SWAP

Reducing a long

451

48.53

Class A

SWAP

Reducing a long

100

48.53

Class A

SWAP

Reducing a long

65

48.54

Class A

SWAP

Reducing a long

35

48.54

Class A

SWAP

Reducing a long

32

48.54

Class A

SWAP

Reducing a long

68

48.54

Class A

SWAP

Reducing a long

40

48.55

Class A

SWAP

Reducing a long

200

48.56

Class A

SWAP

Reducing a long

100

48.56

Class A

SWAP

Reducing a long

60

48.6

Class A

SWAP

Reducing a long

100

48.6

Class A

SWAP

Reducing a long

14

48.6

Class A

SWAP

Reducing a long

29

48.6

Class A

SWAP

Reducing a long

13

48.6

Class A

SWAP

Reducing a long

44

48.6

Class A

SWAP

Reducing a long

97

48.61

Class A

SWAP

Reducing a long

3

48.61

Class A

SWAP

Reducing a long

200

48.61

Class A

SWAP

Reducing a long

100

48.61

Class A

SWAP

Reducing a long

100

48.61

Class A

SWAP

Reducing a long

40

48.61

Class A

SWAP

Reducing a long

60

48.61

Class A

SWAP

Reducing a long

40

48.61

Class A

SWAP

Reducing a long

40

48.61

Class A

SWAP

Reducing a long

60

48.62

Class A

SWAP

Reducing a long

60

48.62

Class A

SWAP

Reducing a long

96

48.62

Class A

SWAP

Reducing a long

353

48.62

Class A

SWAP

Reducing a long

100

48.62

Class A

SWAP

Reducing a long

100

48.62

Class A

SWAP

Reducing a long

100

48.62

Class A

SWAP

Reducing a long

100

48.62

Class A

SWAP

Reducing a long

100

48.62

Class A

SWAP

Reducing a long

51

48.62

Class A

SWAP

Reducing a long

100

48.62

Class A

SWAP

Reducing a long

100

48.62

Class A

SWAP

Reducing a long

100

48.62

Class A

SWAP

Reducing a long

100

48.62

Class A

SWAP

Reducing a long

100

48.625

Class A

SWAP

Reducing a long

200

48.625

Class A

SWAP

Reducing a long

16

48.63

Class A

SWAP

Reducing a long

84

48.63

Class A

SWAP

Reducing a long

100

48.63

Class A

SWAP

Reducing a long

4

48.63

Class A

SWAP

Reducing a long

2

48.63

Class A

SWAP

Reducing a long

87

48.63

Class A

SWAP

Reducing a long

1

48.63

Class A

SWAP

Reducing a long

100

48.63

Class A

SWAP

Reducing a long

100

48.63

Class A

SWAP

Reducing a long

78

48.63

Class A

SWAP

Reducing a long

100

48.63

Class A

SWAP

Reducing a long

22

48.63

Class A

SWAP

Reducing a long

100

48.63

Class A

SWAP

Reducing a long

2

48.63

Class A

SWAP

Reducing a long

4

48.63

Class A

SWAP

Reducing a long

100

48.63

Class A

SWAP

Reducing a long

100

48.63

Class A

SWAP

Reducing a long

100

48.63

Class A

SWAP

Reducing a long

60

48.63

Class A

SWAP

Reducing a long

200

48.63

Class A

SWAP

Reducing a long

1

48.63

Class A

SWAP

Reducing a long

9

48.63

Class A

SWAP

Reducing a long

30

48.63

Class A

SWAP

Reducing a long

200

48.635

Class A

SWAP

Reducing a long

100

48.635

Class A

SWAP

Reducing a long

25390

48.6383

Class A

SWAP

Reducing a long

60

48.64

Class A

SWAP

Reducing a long

40

48.64

Class A

SWAP

Reducing a long

100

48.64

Class A

SWAP

Reducing a long

22

48.64

Class A

SWAP

Reducing a long

38

48.64

Class A

SWAP

Reducing a long

100

48.65

Class A

SWAP

Reducing a long

60

48.65

Class A

SWAP

Reducing a long

100

48.65

Class A

SWAP

Reducing a long

60

48.65

Class A

SWAP

Reducing a long

100

48.65

Class A

SWAP

Reducing a long

24

48.65

Class A

SWAP

Reducing a long

76

48.65

Class A

SWAP

Reducing a long

100

48.65

Class A

SWAP

Reducing a long

300

48.655

Class A

SWAP

Reducing a long

40

48.66

Class A

SWAP

Reducing a long

60

48.66

Class A

SWAP

Reducing a long

100

48.66

Class A

SWAP

Reducing a long

60

48.66

Class A

SWAP

Reducing a long

100

48.66

Class A

SWAP

Reducing a long

100

48.66

Class A

SWAP

Reducing a long

60

48.66

Class A

SWAP

Reducing a long

40

48.66

Class A

SWAP

Reducing a long

53

48.66

Class A

SWAP

Reducing a long

47

48.66

Class A

SWAP

Reducing a long

75

48.66

Class A

SWAP

Reducing a long

25

48.66

Class A

SWAP

Reducing a long

12

48.66

Class A

SWAP

Reducing a long

28

48.66

Class A

SWAP

Reducing a long

300

48.665

Class A

SWAP

Reducing a long

100

48.67

Class A

SWAP

Reducing a long

100

48.67

Class A

SWAP

Reducing a long

100

48.67

Class A

SWAP

Reducing a long

100

48.67

Class A

SWAP

Reducing a long

100

48.67

Class A

SWAP

Reducing a long

100

48.67

Class A

SWAP

Reducing a long

100

48.67

Class A

SWAP

Reducing a long

100

48.67

Class A

SWAP

Reducing a long

200

48.67

Class A

SWAP

Reducing a long

20

48.67

Class A

SWAP

Reducing a long

40

48.67

Class A

SWAP

Reducing a long

100

48.67

Class A

SWAP

Reducing a long

200

48.675

Class A

SWAP

Reducing a long

200

48.675

Class A

SWAP

Reducing a long

24

48.68

Class A

SWAP

Reducing a long

100

48.68

Class A

SWAP

Reducing a long

60

48.68

Class A

SWAP

Reducing a long

73

48.68

Class A

SWAP

Reducing a long

27

48.68

Class A

SWAP

Reducing a long

300

48.68

Class A

SWAP

Reducing a long

60

48.68

Class A

SWAP

Reducing a long

28

48.68

Class A

SWAP

Reducing a long

12

48.68

Class A

SWAP

Reducing a long

100

48.68

Class A

SWAP

Reducing a long

54

48.68

Class A

SWAP

Reducing a long

200

48.685

Class A

SWAP

Reducing a long

100

48.69

Class A

SWAP

Reducing a long

100

48.69

Class A

SWAP

Reducing a long

1

48.69

Class A

SWAP

Reducing a long

13

48.69

Class A

SWAP

Reducing a long

26

48.69

Class A

SWAP

Reducing a long

100

48.69

Class A

SWAP

Reducing a long

76

48.69

Class A

SWAP

Reducing a long

200

48.69

Class A

SWAP

Reducing a long

57

48.69

Class A

SWAP

Reducing a long

100

48.69

Class A

SWAP

Reducing a long

60

48.69

Class A

SWAP

Reducing a long

100

48.69

Class A

SWAP

Reducing a long

40

48.69

Class A

SWAP

Reducing a long

39

48.69

Class A

SWAP

Reducing a long

61

48.69

Class A

SWAP

Reducing a long

100

48.7

Class A

SWAP

Reducing a long

19

48.7

Class A

SWAP

Reducing a long

39

48.7

Class A

SWAP

Reducing a long

42

48.7

Class A

SWAP

Reducing a long

243

48.7

Class A

SWAP

Reducing a long

100

48.7

Class A

SWAP

Reducing a long

100

48.7

Class A

SWAP

Reducing a long

100

48.7

Class A

SWAP

Reducing a long

346

48.7

Class A

SWAP

Reducing a long

100

48.7

Class A

SWAP

Reducing a long

21

48.71

Class A

SWAP

Reducing a long

79

48.71

Class A

SWAP

Reducing a long

1

48.71

Class A

SWAP

Reducing a long

1

48.71

Class A

SWAP

Reducing a long

100

48.71

Class A

SWAP

Reducing a long

100

48.71

Class A

SWAP

Reducing a long

60

48.71

Class A

SWAP

Reducing a long

60

48.71

Class A

SWAP

Reducing a long

40

48.71

Class A

SWAP

Reducing a long

200

48.71

Class A

SWAP

Reducing a long

200

48.715

Class A

SWAP

Reducing a long

1

48.72

Class A

SWAP

Reducing a long

2

48.72

Class A

SWAP

Reducing a long

10

48.72

Class A

SWAP

Reducing a long

7

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

80

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

60

48.72

Class A

SWAP

Reducing a long

20

48.72

Class A

SWAP

Reducing a long

49

48.72

Class A

SWAP

Reducing a long

1

48.72

Class A

SWAP

Reducing a long

144

48.72

Class A

SWAP

Reducing a long

145

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

20

48.72

Class A

SWAP

Reducing a long

20

48.72

Class A

SWAP

Reducing a long

1

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

60

48.72

Class A

SWAP

Reducing a long

49

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

60

48.72

Class A

SWAP

Reducing a long

200

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

40

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

100

48.72

Class A

SWAP

Reducing a long

200

48.725

Class A

SWAP

Reducing a long

100

48.73

Class A

SWAP

Reducing a long

11

48.73

Class A

SWAP

Reducing a long

100

48.73

Class A

SWAP

Reducing a long

40

48.73

Class A

SWAP

Reducing a long

345

48.73

Class A

SWAP

Reducing a long

40

48.73

Class A

SWAP

Reducing a long

200

48.73

Class A

SWAP

Reducing a long

40

48.73

Class A

SWAP

Reducing a long

100

48.73

Class A

SWAP

Reducing a long

100

48.74

Class A

SWAP

Reducing a long

100

48.74

Class A

SWAP

Reducing a long

300

48.74

Class A

SWAP

Reducing a long

100

48.74

Class A

SWAP

Reducing a long

62

48.74

Class A

SWAP

Reducing a long

100

48.74

Class A

SWAP

Reducing a long

98

48.75

Class A

SWAP

Reducing a long

77

48.75

Class A

SWAP

Reducing a long

23

48.75

Class A

SWAP

Reducing a long

60

48.76

Class A

SWAP

Reducing a long

100

48.76

Class A

SWAP

Reducing a long

40

48.76

Class A

SWAP

Reducing a long

100

48.76

Class A

SWAP

Reducing a long

100

48.76

Class A

SWAP

Reducing a long

22

48.76

Class A

SWAP

Reducing a long

18

48.76

Class A

SWAP

Reducing a long

100

48.76

Class A

SWAP

Reducing a long

38

48.76

Class A

SWAP

Reducing a long

100

48.765

Class A

SWAP

Reducing a long

200

48.765

Class A

SWAP

Reducing a long

6

48.77

Class A

SWAP

Reducing a long

6

48.77

Class A

SWAP

Reducing a long

88

48.77

Class A

SWAP

Reducing a long

68

48.77

Class A

SWAP

Reducing a long

32

48.77

Class A

SWAP

Reducing a long

100

48.78

Class A

SWAP

Reducing a long

100

48.78

Class A

SWAP

Reducing a long

100

48.78

Class A

SWAP

Reducing a long

88

48.78

Class A

SWAP

Reducing a long

10

48.78

Class A

SWAP

Reducing a long

100

48.78

Class A

SWAP

Reducing a long

92

48.78

Class A

SWAP

Reducing a long

100

48.78

Class A

SWAP

Reducing a long

10

48.78

Class A

SWAP

Reducing a long

100

48.79

Class A

SWAP

Reducing a long

40

48.79

Class A

SWAP

Reducing a long

100

48.79

Class A

SWAP

Reducing a long

455

48.795

Class A

SWAP

Reducing a long

200

48.795

Class A

SWAP

Reducing a long

100

48.8

Class A

SWAP

Reducing a long

40

48.81

Class A

SWAP

Reducing a long

35

49.07

Class A

SWAP

Increasing a long

25390

48.6383

Class A

SWAP

Increasing a long

35

49.07

Class A

SWAP

Increasing a long

35

49.07

 

(c) Stock-settled derivative transactions (including options)

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product descriptione.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Typee.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

0

0.00

 

 

0.00

 

(ii) Exercise

 

Class of relevant security

Product descriptione.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

0

0.00

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealinge.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

0.00

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

Date of disclosure:

30-Sep-2021

Contact name:

Anthony Allen / Paul MacDonald

Telephone number:

0207 888 5416 / 8548

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website atwww.thetakeoverpanel.org.uk.

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END
 
 
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