Form 8.5 (EPT/NON-RI) Brewin Dolphin Holdings plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

BREWIN DOLPHIN HOLDINGS PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Brewin Dolphin Holdings plc

principal trader is connected

(d)

Date position held/dealing undertaken:

05 April 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

trader making disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

3,756,787

1.24%

455,589

0.15%

(2)

Cash-settled derivatives:

77,898

0.03%

3,428,448

1.13%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

3,834,685

1.26%

3,884,037

1.28%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

securities

paid/received

paid/received

1p ordinary

Purchase

378,457

5.1655 GBP

5.1484 GBP

1p ordinary

Sale

158,425

5.1602 GBP

5.1482 GBP

(b)

Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

reference

unit

security

securities

1p ordinary

 CFD

Decreasing Short

352

5.1491 GBP

1p ordinary

 SWAP

Decreasing Short

1,000

5.1521 GBP

1p ordinary

 SWAP

Decreasing Short

2,000

5.1508 GBP

1p ordinary

 SWAP

Decreasing Short

19,929

5.1587 GBP

1p ordinary

 CFD

Decreasing Short

72,165

5.1600 GBP

1p ordinary

 SWAP

Increasing Long

852

5.1634 GBP

1p ordinary

 SWAP

Increasing Short

758

5.1536 GBP

1p ordinary

 SWAP

Increasing Short

1,309

5.1626 GBP

1p ordinary

 SWAP

Increasing Short

1,466

5.1502 GBP

1p ordinary

 SWAP

Increasing Short

2,295

5.1581 GBP

1p ordinary

 SWAP

Increasing Short

3,045

5.1639 GBP

1p ordinary

 SWAP

Increasing Short

3,095

5.1484 GBP

1p ordinary

 SWAP

Increasing Short

3,700

5.1655 GBP

1p ordinary

 SWAP

Increasing Short

4,183

5.1640 GBP

1p ordinary

 SWAP

Increasing Short

5,217

5.1505 GBP

1p ordinary

 SWAP

Increasing Short

7,038

5.1563 GBP

1p ordinary

 SWAP

Increasing Short

7,112

5.1567 GBP

1p ordinary

 SWAP

Increasing Short

10,656

5.1551 GBP

1p ordinary

 SWAP

Increasing Short

12,353

5.1568 GBP

1p ordinary

 SWAP

Increasing Short

12,868

5.1553 GBP

1p ordinary

 SWAP

Increasing Short

14,292

5.1594 GBP

1p ordinary

 SWAP

Increasing Short

16,433

5.1579 GBP

1p ordinary

 SWAP

Increasing Short

17,941

5.1555 GBP

1p ordinary

 SWAP

Increasing Short

19,321

5.1561 GBP

1p ordinary

 SWAP

Increasing Short

20,085

5.1573 GBP

1p ordinary

 SWAP

Increasing Short

20,423

5.1584 GBP

1p ordinary

 SWAP

Increasing Short

30,863

5.1569 GBP

1p ordinary

 SWAP

Increasing Short

35,130

5.1600 GBP

1p ordinary

 SWAP

Increasing Short

99,672

5.1603 GBP

1p ordinary

 SWAP

Opening Long

7,722

5.1574 GBP

1p ordinary

 SWAP

Opening Long

38,839

5.1600 GBP

1p ordinary

 SWAP

Opening Short

16,433

5.1579 GBP

1p ordinary

 SWAP

Opening Short

35,130

5.1600 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

(ii)

Exercising

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

securities

unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

formal or informal, relating to relevant securities which may be an inducement to deal

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

6 Apr 2022

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213