13th Aug 2024 10:32
FORM 8.5 (EPT/NON-RI) - Amendment to 2a and 3aReplaces form Released at 12/08/2024 11:45 RNS Number : 1084A | |||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN | |||||||
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS | |||||||
(OR WHERE RI STATUS IS NOT APPLICABLE) | |||||||
Rule 8.5 of the Takeover Code (the "Code") | |||||||
1. | KEY INFORMATION | ||||||
(a) | Name of exempt principal trader: | BARCLAYS CAPITAL SECURITIES LTD | |||||
(b) | Name of offeror/offeree in relation to whose relevant securities this form relates: | BARRATT DEVELOPMENTS PLC | |||||
(c) | Name of the party to the offer with which exempt principal trader is connected | REDROW PLC | |||||
(d) | Date position held/dealing undertaken: | 09 Aug 2024 | |||||
(e) | In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? | YES: REDROW PLC | |||||
2. | POSITIONS OF THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Interests and short positions in the relevant securities of the offeror or offeree | ||||||
| to which the disclosure relates following the dealing (if any) | ||||||
Class of relevant security: | 10p ordinary | ||||||
Interests | Short Positions | ||||||
Number | (%) | Number | (%) | ||||
(1) Relevant securities owned and/or controlled: | 9,871,976 | 1.01% | 2,863,393 | 0.29% | |||
(2) Cash-settled derivatives: | 1,981,944 | 0.20% | 8,592,914 | 0.88% | |||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||
TOTAL: | 11,853,920 | 1.22% | 11,456,307 | 1.18% | |||
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(b) | Rights to subscribe for new securities (including directors and other executive options) | ||||||
Class of relevant security in relation to which subscription right exists |
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Details, including nature of the rights concerned and relevant percentages: |
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3. | DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER | ||||||
(a) | Purchase and sales |
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Class of relevant security | Purchase/sale | Total number of securities | Highest price per unit paid/received | Lowest price per unit paid/received | |||
10p ordinary | Purchase | 422430 | 5.2700 GBP | 5.2136 GBP | |||
10p ordinary | Sale | 758895 | 5.2552 GBP | 5.2170 GBP | |||
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(b) | Cash-settled derivative transactions | ||||||
Class of relevant security | Product description | Nature of dealing | Number of reference securities | Price per unit | |||
10p ordinary | SWAP | Decreasing Long | 129 | 5.2392 GBP | |||
10p ordinary | CFD | Decreasing Short | 22,657 | 5.2351 GBP | |||
10p ordinary | CFD | Opening Long | 64,783 | 5.2379 GBP | |||
10p ordinary | CFD | Increasing Long | 22,855 | 5.2380 GBP | |||
10p ordinary | CFD | Increasing Long | 17,383 | 5.2417 GBP | |||
10p ordinary | CFD | Decreasing Long | 82 | 5.1784 GBP | |||
10p ordinary | CFD | Decreasing Long | 5,217 | 5.2339 GBP | |||
10p ordinary | CFD | Decreasing Long | 45,281 | 5.2469 GBP | |||
10p ordinary | SWAP | Decreasing Short | 4,640 | 5.2279 GBP | |||
10p ordinary | SWAP | Opening Short | 1 | 5.2300 GBP | |||
10p ordinary | SWAP | Decreasing Short | 17,100 | 5.2345 GBP | |||
10p ordinary | SWAP | Decreasing Short | 603 | 5.2306 GBP | |||
10p ordinary | SWAP | Increasing Long | 4,804 | 5.2422 GBP | |||
10p ordinary | SWAP | Decreasing Short | 34 | 5.2422 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,334 | 5.2380 GBP | |||
10p ordinary | SWAP | Increasing Short | 20,547 | 5.2320 GBP | |||
10p ordinary | SWAP | Increasing Short | 4,539 | 5.2369 GBP | |||
10p ordinary | SWAP | Increasing Short | 71,823 | 5.2375 GBP | |||
10p ordinary | SWAP | Increasing Short | 446 | 5.2463 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,457 | 5.2536 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,076 | 5.2549 GBP | |||
10p ordinary | SWAP | Decreasing Short | 3,388 | 5.2293 GBP | |||
10p ordinary | SWAP | Decreasing Short | 600 | 5.2340 GBP | |||
10p ordinary | SWAP | Decreasing Short | 24,903 | 5.2377 GBP | |||
10p ordinary | SWAP | Decreasing Short | 24,984 | 5.2378 GBP | |||
10p ordinary | SWAP | Decreasing Short | 33,463 | 5.2469 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,365 | 5.2552 GBP | |||
10p ordinary | SWAP | Increasing Short | 730 | 5.2335 GBP | |||
10p ordinary | SWAP | Increasing Short | 13,084 | 5.2348 GBP | |||
10p ordinary | SWAP | Increasing Short | 2 | 5.2380 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,047 | 5.2382 GBP | |||
10p ordinary | SWAP | Increasing Short | 10,288 | 5.2425 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,868 | 5.2452 GBP | |||
10p ordinary | SWAP | Increasing Short | 247 | 5.2700 GBP | |||
10p ordinary | SWAP | Decreasing Short | 5,863 | 5.2365 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,181 | 5.2367 GBP | |||
10p ordinary | SWAP | Decreasing Short | 106,781 | 5.2379 GBP | |||
10p ordinary | SWAP | Decreasing Short | 16,871 | 5.2384 GBP | |||
10p ordinary | SWAP | Decreasing Short | 17,794 | 5.2391 GBP | |||
10p ordinary | SWAP | Decreasing Short | 8,042 | 5.2393 GBP | |||
10p ordinary | SWAP | Decreasing Short | 21,651 | 5.2400 GBP | |||
10p ordinary | SWAP | Decreasing Short | 18,008 | 5.2409 GBP | |||
10p ordinary | SWAP | Decreasing Short | 2,222 | 5.2420 GBP | |||
10p ordinary | SWAP | Decreasing Short | 36,632 | 5.2421 GBP | |||
10p ordinary | SWAP | Decreasing Short | 18,613 | 5.2433 GBP | |||
10p ordinary | SWAP | Decreasing Short | 14,210 | 5.2462 GBP | |||
10p ordinary | SWAP | Increasing Short | 1,259 | 5.2358 GBP | |||
10p ordinary | SWAP | Decreasing Short | 936 | 5.2389 GBP | |||
10p ordinary | SWAP | Decreasing Short | 3,518 | 5.2305 GBP | |||
10p ordinary | SWAP | Decreasing Short | 1,973 | 5.2317 GBP | |||
10p ordinary | SWAP | Decreasing Short | 9,268 | 5.2380 GBP | |||
10p ordinary | SWAP | Increasing Short | 6 | 5.2380 GBP | |||
10p ordinary | SWAP | Increasing Short | 3,197 | 5.2443 GBP | |||
10p ordinary | SWAP | Increasing Short | 2,078 | 5.2447 GBP | |||
10p ordinary | SWAP | Increasing Short | 17,941 | 5.1700 GBP | |||
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(c) | Stock-settled derivative transactions (including options) | ||||||
(i) | Writing, selling, purchasing or varying | ||||||
Class of relevant security | Product description | Writing, purchasing, selling, varying etc | Number of securities to which option relates | Exercise price per unit | Type | Expiry date | Option money paid/ received per unit |
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(ii) | Exercising |
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Class of relevant security | Product description | Exercising/ exercised against | Number of securities | Exercise price per unit | |||
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(d) | Other dealings (including subscribing for new securities) | ||||||
Class of relevant security | Nature of Dealings | Details | Price per unit (if applicable) | ||||
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4. | OTHER INFORMATION | ||||||
(a) | Indemnity and other dealings arrangements | ||||||
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: | |||||||
NONE | |||||||
(b) | Agreements, arrangements or understandings relating to options or derivatives | ||||||
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced: | |||||||
NONE | |||||||
(c) | Attachments | ||||||
Is a Supplemental Form 8 (Open Positions) attached? | NO | ||||||
Date of disclosure: | 13 Aug 2024 | ||||||
Contact name: | Large Holdings Regulatory Operations | ||||||
Telephone number: | 020 3134 7213 | ||||||
Related Shares:
BarclaysBarratt Developments