Form 8.5 (EPT/NON-RI) - Anglo American plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

10 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,261,953

0.43%

18,843,561

1.54%

(2) Cash-settled derivatives:

18,967,803

1.55%

5,036,895

0.41%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

24,229,756

1.98%

23,880,456

1.95%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

1390842

27.9950 GBP

27.6150 GBP

USD 0.54945 ordinary

Sale

1826639

27.9950 GBP

27.6150 GBP

USD 0.54945 ordinary

Purchase

4509

32.3874 EUR

32.3874 EUR

USD 0.54945 ordinary

Sale

2099

32.3761 EUR

32.3761 EUR

ADR

Purchase

3613

17.3668 USD

17.3433 USD

ADR

Sale

3613

17.3668 USD

17.3433 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Closing Short

64,684

27.8568 GBP

USD 0.54945 ordinary

SWAP

Closing Short

105,488

27.8238 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

48

27.8550 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

50

27.9476 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

134

27.8905 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

204

27.8200 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

214

641.1736 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

221

27.7537 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

302

640.6721 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

339

27.8402 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

339

27.7881 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

513

27.7661 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

513

27.9100 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

531

27.8661 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

894

27.8290 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,427

641.0000 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,774

640.3359 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,932

642.9232 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,037

27.7352 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,262

27.8287 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,580

641.2816 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,738

27.7887 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,760

640.6403 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

3,990

640.8952 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

5,436

27.8313 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,710

27.8604 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

6,322

27.7641 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

6,619

27.7897 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,780

641.3832 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

7,752

27.8129 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

9,213

27.7740 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,901

642.1244 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

12,893

27.8214 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

13,432

27.8050 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

16,462

27.8161 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

17,255

27.7958 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

17,967

27.8074 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,398

27.7325 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

25,603

642.4465 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

68,551

27.7998 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

88,414

27.7350 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

147

643.2264 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

178

641.9745 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

179

642.1433 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

214

641.1736 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

336

27.7359 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

441

641.6916 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

961

641.5500 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

961

641.5500 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

988

641.6897 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,774

640.1598 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

2,099

32.3725 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,894

27.7350 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

3,990

640.6389 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

4,629

27.7491 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

11,761

641.1874 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

13,862

641.5992 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

33,329

27.7522 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

56,655

642.1681 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

17

27.8152 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

302

640.6721 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

403

27.7995 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

787

27.8641 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

866

27.6000 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

914

27.8134 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

960

27.7595 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

965

27.8016 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,427

641.0000 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,932

642.9232 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2,580

641.2816 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,109

27.8049 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,760

640.6403 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

4,361

27.8214 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,780

641.3832 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

7,612

27.7935 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,660

641.1509 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

9,901

642.1244 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

12,695

27.8178 GBP

USD 0.54945 ordinary

CFD

Increasing Long

21,911

27.8496 GBP

USD 0.54945 ordinary

CFD

Increasing Long

24,873

27.7350 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

24,935

27.7330 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

25,603

642.4465 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

39,945

27.7903 GBP

USD 0.54945 ordinary

CFD

Increasing Long

40,472

27.8489 GBP

USD 0.54945 ordinary

CFD

Increasing Long

49,800

27.7370 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

58,620

27.8437 GBP

USD 0.54945 ordinary

CFD

Increasing Long

261,476

27.8440 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3

27.8033 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

147

643.2264 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

178

641.9745 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

179

642.1433 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

441

641.6916 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

961

641.5500 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

961

641.5500 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

988

641.6897 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

4,509

32.3910 EUR

USD 0.54945 ordinary

CFD

Increasing Short

8,660

641.3272 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

11,761

641.3798 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

12,973

27.7368 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

13,862

641.5992 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

56,655

642.3607 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

13 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213