Form 8.5 (EPT/NON-RI) - Anglo American plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

07 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,460,509

0.45%

18,910,537

1.54%

(2) Cash-settled derivatives:

18,988,727

1.55%

5,258,528

0.43%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

24,449,236

2.00%

24,169,065

1.97%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

1146855

27.4414 GBP

26.5800 GBP

USD 0.54945 ordinary

Sale

1236662

27.3000 GBP

26.5800 GBP

ADR

Purchase

14865

16.8700 USD

16.7613 USD

ADR

Sale

14865

16.8700 USD

16.7613 USD

USD 0.54945 ordinary

Purchase

2508

31.3226 EUR

31.3226 EUR

USD 0.54945 ordinary

Sale

408

31.6668 EUR

31.6668 EUR

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Closing Long

68,742

26.8568 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

123

27.1392 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

131

26.8695 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

531

26.7616 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

721

623.2673 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,085

26.7620 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,230

630.4900 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,396

26.9062 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,803

26.8002 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,975

26.8358 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,365

26.8874 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,554

26.9061 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,000

620.1805 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

4,000

26.7867 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,015

27.0046 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

4,791

26.8000 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,072

621.5414 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

5,081

620.7388 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

6,045

628.3878 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

6,280

27.0106 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,564

26.7309 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,336

621.5000 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

14,910

621.8114 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

16,948

26.7868 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

19,390

26.7798 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,563

26.9308 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

25,442

26.8693 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

25,532

26.8647 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

30,824

26.8322 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

34,129

26.8720 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

41,734

26.8675 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

44,963

621.5699 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

47,208

621.1704 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

51,273

26.8403 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

57,633

26.8000 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

71,707

26.7986 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

106,217

26.8267 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

165,767

26.8600 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2

27.2036 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

6

620.1250 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

6

26.8650 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

8

26.9101 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

9

27.1964 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

10

26.7929 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

11

27.1977 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

15

26.8209 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

16

27.1873 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

27

26.8033 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

28

26.8023 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

29

27.1924 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

32

26.9276 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

36

26.8655 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

36

26.9330 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

45

26.9413 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

46

26.8593 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

49

27.1943 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

51

624.3859 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

54

27.1940 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

70

26.8791 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

71

26.8001 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

78

26.8601 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

78

26.8342 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

85

27.1967 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

86

26.8587 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

94

26.9267 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

97

26.8591 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

112

26.8788 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

118

26.9057 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

120

26.8014 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

121

26.8021 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

130

26.8318 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

158

26.9309 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

177

26.9323 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

185

621.5636 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

188

27.1939 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

200

26.8810 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

202

26.8786 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

205

26.8824 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

208

26.8814 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

209

621.3446 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

210

26.8147 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

214

26.8983 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

230

26.9683 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

235

26.8157 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

237

26.8800 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

292

26.8615 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

375

621.0751 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

408

31.6633 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

442

26.8019 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

506

26.8754 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

520

621.0926 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

564

26.8067 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

571

26.8749 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

615

26.9336 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

638

26.8867 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

652

26.8597 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

669

624.6821 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

708

26.8851 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

842

26.8735 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

856

621.1085 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

882

26.8803 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

926

26.8744 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

942

26.8842 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

948

26.8065 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

972

26.8058 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,039

26.9024 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,174

26.8254 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

1,230

630.2378 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,304

26.8905 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,705

26.8815 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,265

620.8983 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,835

26.8808 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,027

26.8819 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,235

26.8781 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,547

26.8795 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,551

26.8068 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,818

26.7485 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

4,000

620.1805 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

4,025

26.9071 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

4,213

26.8139 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

5,133

26.8164 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

5,904

26.8160 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

10,980

26.8841 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

14,910

621.6404 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

43,551

620.8246 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

61,010

26.7989 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

146,651

623.3096 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

37

26.8829 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

46

26.8947 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

166

27.0619 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

179

27.1750 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

188

26.9563 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

246

26.9747 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

721

623.2673 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

925

26.9932 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,315

27.2268 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,033

27.1070 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,230

26.9915 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,349

27.0394 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,072

621.5414 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,081

620.7388 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,285

26.9675 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,045

628.3878 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

6,746

26.8039 GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,147

27.0235 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,336

621.5000 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

11,201

26.9086 GBP

USD 0.54945 ordinary

CFD

Increasing Long

12,954

27.0409 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

44,963

621.5699 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

46,900

26.7947 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

47,208

621.1704 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

49,713

26.9820 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

81,716

26.7997 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

86,621

26.8410 GBP

USD 0.54945 ordinary

CFD

Increasing Long

104,184

26.9080 GBP

USD 0.54945 ordinary

CFD

Increasing Long

478,138

26.8811 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1

620.1250 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

5

620.1250 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

17

26.8000 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

51

624.3859 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

120

26.9155 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

120

26.9105 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

185

621.5636 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

209

621.3446 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

375

621.0751 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

520

621.0926 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

669

624.6821 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

856

621.1085 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,265

620.8983 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,508

31.3260 EUR

USD 0.54945 ordinary

SWAP

Increasing Short

5,500

26.7541 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

6,542

26.8011 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

6,722

26.8174 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

28,149

26.9011 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

43,551

621.0109 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

146,651

623.4966 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

08 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213