Form 8.5 (EPT/NON-RI) - Anglo American plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

01 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

6,277,399

0.51%

18,594,719

1.52%

(2) Cash-settled derivatives:

18,482,061

1.51%

5,789,766

0.47%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

24,759,460

2.02%

24,384,485

1.99%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

592598

26.8250 GBP

26.2098 GBP

USD 0.54945 ordinary

Sale

621941

26.8900 GBP

26.2125 GBP

ADR

Sale

4909

16.4600 USD

16.4241 USD

ADR

Purchase

4909

16.4600 USD

16.4241 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Decreasing Long

100

26.7669 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

122

26.3683 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

190

26.7253 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

228

26.3654 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

287

26.8178 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

295

26.7452 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

354

26.7972 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

416

26.3586 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

970

26.5713 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

994

26.3436 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,003

26.3280 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,472

26.3596 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,480

26.5712 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,693

26.3487 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

3,000

26.6885 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,023

26.3547 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,369

26.6094 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,171

26.6464 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,911

26.5846 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,475

26.4972 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

10,733

26.3450 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

16,103

26.5865 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

21,157

26.5727 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,591

26.5296 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

39,025

26.3451 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

48,297

26.4910 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

57,030

26.4712 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

77,109

26.3450 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

47

26.3709 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

54

26.5410 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

58

26.3435 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

500

26.3754 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

75,252

26.3464 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

92,618

26.4376 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

63

26.1774 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

129

26.7597 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

296

26.3956 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

525

26.5572 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

533

26.5628 GBP

USD 0.54945 ordinary

CFD

Increasing Long

878

26.3499 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

954

26.6822 GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,147

26.3420 GBP

USD 0.54945 ordinary

CFD

Increasing Long

2,283

26.3333 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,197

26.4988 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,401

26.6666 GBP

USD 0.54945 ordinary

CFD

Increasing Long

3,622

26.8900 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,008

26.3126 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,668

26.3346 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,329

26.6312 GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,802

26.3538 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

9,480

26.4376 GBP

USD 0.54945 ordinary

CFD

Increasing Long

12,116

26.5775 GBP

USD 0.54945 ordinary

CFD

Increasing Long

16,584

26.3450 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

17,066

26.7108 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

28,031

26.5496 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

36,878

26.3735 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

43,140

26.5220 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

62

26.3450 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

02 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213