Form 8.5 (EPT/NON-RI) - Anglo American plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

22 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,981,137

0.49%

18,291,274

1.49%

(2) Cash-settled derivatives:

18,169,537

1.48%

5,897,862

0.48%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

24,150,674

1.97%

24,189,136

1.97%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

1538332

27.3350 GBP

25.7550 GBP

USD 0.54945 ordinary

Sale

3946998

27.3350 GBP

25.7550 GBP

USD 0.54945 ordinary

Purchase

3052

31.4162 EUR

31.3883 EUR

USD 0.54945 ordinary

Sale

1281

31.4000 EUR

30.4588 EUR

ADR

Purchase

38506

17.1041 USD

17.1002 USD

ADR

Sale

38506

17.1041 USD

17.1002 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Decreasing Long

52

622.3580 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

104

26.6200 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

123

26.8650 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

152

26.8092 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

182

26.5473 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

208

26.3428 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

210

26.7785 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

263

26.6250 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

278

26.0218 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

338

26.9044 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

437

26.9850 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

702

26.6853 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

717

26.3939 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,044

26.6494 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,866

26.3697 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,687

26.6562 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,946

26.3360 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,011

26.6724 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,370

27.1372 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,487

26.3168 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,368

26.6645 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,257

26.8216 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

7,405

26.2181 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,998

26.9852 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,440

609.6928 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

9,514

26.2741 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,864

622.1551 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

11,632

27.0627 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14,128

619.8289 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

14,229

26.9054 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

19,254

26.6994 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,187

26.3346 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,788

606.5494 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

23,228

610.0891 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

32,313

620.3807 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

34,966

618.3271 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

42,936

620.5573 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

63,345

26.4265 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

65,581

617.9500 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

72,481

26.6988 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

74,038

26.3410 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

77,773

26.4009 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

124,265

26.4898 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

208

617.9586 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

275

617.9619 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

328

624.2479 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

331

611.2598 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

553

26.7227 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,072

615.1784 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,235

30.4554 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,372

26.7997 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,000

622.7330 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

7,536

618.2926 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

10,864

621.9062 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

14,500

26.5076 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

34,966

618.1570 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

129,001

611.6407 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

603,592

618.4424 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

52

622.3580 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

84

26.6357 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

97

26.6852 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

107

26.7275 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

167

26.8804 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

312

26.6170 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

360

26.8066 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

457

26.7471 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

492

26.8113 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

673

25.9814 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

719

26.6091 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,671

26.6361 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,495

616.9274 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,709

26.8022 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,711

26.9847 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,871

26.8158 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,932

603.5022 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,949

27.0354 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,955

26.8671 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,102

26.6247 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,700

25.9086 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,721

26.3607 GBP

USD 0.54945 ordinary

CFD

Increasing Long

6,944

26.9850 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,231

26.8705 GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,411

26.9825 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,780

25.9930 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

9,440

609.6928 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11,936

26.7461 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

11,936

618.2590 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

12,507

26.6329 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

14,128

619.8289 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

20,788

606.5494 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

23,228

610.0891 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

25,733

26.9656 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

27,031

26.8901 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

29,027

26.7832 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

30,300

26.7067 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

32,313

620.3807 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

42,936

620.5573 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

47,601

26.8097 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

55,576

26.7968 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

60,322

619.4048 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

65,581

617.9500 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

88,917

26.9021 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

95,994

27.0652 GBP

USD 0.54945 ordinary

CFD

Increasing Long

252,018

26.6963 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

345,133

26.9850 GBP

USD 0.54945 ordinary

CFD

Increasing Long

381,235

26.7198 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

613,061

26.6687 GBP

USD 0.54945 ordinary

CFD

Increasing Long

939,185

26.7820 GBP

USD 0.54945 ordinary

CFD

Increasing Short

43

31.4934 EUR

USD 0.54945 ordinary

SWAP

Increasing Short

208

617.9586 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

275

617.9619 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

328

624.2479 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

331

611.2598 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,072

615.1784 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,000

622.7330 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,495

616.9274 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,963

31.4197 EUR

USD 0.54945 ordinary

CFD

Increasing Short

3,932

603.7436 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

7,536

618.2926 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

11,936

618.2590 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

16,500

26.5317 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

26,049

26.9849 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

26,689

26.4318 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

26,728

26.4450 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

28,824

26.6364 GBP

USD 0.54945 ordinary

CFD

Increasing Short

60,322

619.5751 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

129,001

611.8242 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

325,000

617.9500 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

603,592

618.6279 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

29,890

26.8878 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

23 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213