Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

14 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,152,121

0.42%

17,893,440

1.46%

(2) Cash-settled derivatives:

17,801,323

1.45%

4,857,200

0.40%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

22,953,444

1.87%

22,750,640

1.86%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

3401248

27.1750 GBP

25.9900 GBP

USD 0.54945 ordinary

Sale

4421299

27.1750 GBP

25.9900 GBP

USD 0.54945 ordinary

Purchase

2813

31.3841 EUR

31.3841 EUR

USD 0.54945 ordinary

Sale

8352

30.7149 EUR

30.7149 EUR

ADR

Sale

24820

16.4493 USD

16.4207 USD

ADR

Purchase

24820

16.4493 USD

16.4207 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Closing Short

5

26.1950 GBP

USD 0.54945 ordinary

SWAP

Closing Short

732

26.5912 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6

26.3200 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

352

26.9434 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

523

610.1778 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

589

26.5995 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,040

26.2970 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,162

26.4612 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,320

613.3089 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,688

621.9994 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,410

26.7305 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,969

26.4607 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,270

26.1984 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,100

26.4575 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,294

26.6928 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,573

26.7496 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,000

26.2238 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,700

26.4351 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

8,950

26.1374 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

12,123

26.3963 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14,147

26.7327 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,150

607.0027 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

17,282

26.1950 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

17,914

26.2778 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,866

615.9144 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

29,246

26.6133 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

31,089

26.3069 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

32,428

26.1249 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

32,620

26.2247 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

34,189

26.3678 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

35,851

26.4346 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

41,690

26.3261 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

43,711

26.3375 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

53,394

26.2548 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

81,357

603.5000 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

83,479

26.1950 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

85,000

26.3581 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

130,870

26.2893 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

182,516

26.4585 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

183,041

26.4744 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

209,488

610.7845 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

260,495

26.3983 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

301,575

610.6215 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

591,001

26.3626 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

275

612.0100 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

275

611.6162 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

414

610.6349 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,688

621.7506 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,000

624.9609 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,806

616.4101 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

5,000

26.0975 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

8,320

610.6867 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

8,352

30.7116 EUR

USD 0.54945 ordinary

CFD

Decreasing Short

15,150

606.8357 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

23,342

606.4482 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

339,305

612.2203 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

449,157

609.6336 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11

26.4254 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

24

26.7000 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

55

26.2050 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

67

26.7350 GBP

USD 0.54945 ordinary

CFD

Increasing Long

85

26.3481 GBP

USD 0.54945 ordinary

CFD

Increasing Long

176

26.1950 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

191

26.1936 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

339

27.0966 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

523

610.1778 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

537

26.3854 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

967

26.7275 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,320

613.3089 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,599

26.0607 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,955

26.9348 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,676

627.8075 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,424

26.7969 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,000

26.8911 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,380

26.6205 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,000

26.8512 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,254

26.1536 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,629

27.0677 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

9,199

604.1487 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

14,508

26.1886 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

15,700

26.9340 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

16,834

26.9371 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

20,866

615.9144 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

43,719

26.3865 GBP

USD 0.54945 ordinary

CFD

Increasing Long

46,267

26.4343 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

47,400

26.7181 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

53,300

26.2210 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

59,302

26.2199 GBP

USD 0.54945 ordinary

CFD

Increasing Long

68,272

27.1177 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

89,109

603.5000 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

146,451

26.4869 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

193,488

26.2866 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

195,111

26.1948 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

209,488

610.7845 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

301,575

610.6215 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

317,139

26.3890 GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,711,204

26.3817 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

275

611.6162 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

275

612.0100 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

414

610.6349 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,000

624.9609 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,676

627.9299 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,813

31.3875 EUR

USD 0.54945 ordinary

SWAP

Increasing Short

3,806

616.4101 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

7,752

603.6659 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

8,320

610.6867 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

9,199

604.3904 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

23,342

606.4482 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

76,028

26.3698 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

339,305

612.4040 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

449,157

609.8165 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

245

26.0970 GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,317

26.5661 GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,452

26.3427 GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,771

26.1591 GBP

USD 0.54945 ordinary

SWAP

Opening Long

3,106

26.1606 GBP

USD 0.54945 ordinary

SWAP

Opening Long

15,615

26.5659 GBP

USD 0.54945 ordinary

SWAP

Opening Long

19,085

26.1720 GBP

USD 0.54945 ordinary

SWAP

Opening Long

41,652

26.1197 GBP

USD 0.54945 ordinary

SWAP

Opening Short

5,000

26.2389 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

15 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213