Form 8.5 (EPT/NON-RI) - Anglo American plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

08 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,413,481

0.44%

18,656,024

1.52%

(2) Cash-settled derivatives:

18,765,143

1.53%

5,232,941

0.43%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

24,178,624

1.97%

23,888,965

1.95%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

1051

30.9817 EUR

30.8300 EUR

USD 0.54945 ordinary

Sale

5

30.8330 EUR

30.8330 EUR

USD 0.54945 ordinary

Purchase

1266176

26.6844 GBP

26.5050 GBP

USD 0.54945 ordinary

Sale

1056244

26.7550 GBP

26.5050 GBP

ADR

Purchase

14093

16.5740 USD

16.5494 USD

ADR

Sale

14093

16.5740 USD

16.5494 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Decreasing Long

28

617.2667 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

28

617.1907 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

68

26.5700 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

124

26.6922 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

184

26.6600 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

252

26.6922 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

453

619.5000 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

632

26.5569 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

727

26.6497 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

878

618.9747 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,100

26.6125 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,200

26.5642 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,780

26.6127 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

3,004

26.6424 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,766

618.8728 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

5,168

617.5285 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

6,400

26.6817 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,046

26.5434 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,245

26.5622 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

10,153

26.5400 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,233

616.9460 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

10,516

26.6684 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,542

26.5602 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14,515

26.6255 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

20,144

26.6078 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

22,651

26.5413 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

22,912

26.6037 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

24,914

26.5855 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,513

26.5401 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

31,834

26.6124 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

47,369

617.6476 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

50,500

26.5920 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

57,950

617.6832 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

59,000

26.5306 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

59,000

616.5946 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

80,141

26.5400 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

92,765

26.5403 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

107,335

26.5438 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

116,173

616.1300 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

202,837

26.5405 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

412

619.9557 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

413

619.4159 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

735

617.0928 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

876

26.5089 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

878

618.7271 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,043

617.0187 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,545

617.0948 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,643

617.0955 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,725

619.1680 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,000

618.9352 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

4,557

616.1300 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

4,557

616.1300 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

5,168

617.3587 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

5,695

26.5332 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

12,090

617.0704 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

13,375

618.1736 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

37,485

618.2157 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

48,729

616.5094 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

59,000

616.5946 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

28

617.1907 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

28

617.2667 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

31

26.5754 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

32

26.7097 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

62

26.5379 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

67

26.5883 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

75

26.5948 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

125

26.5148 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

131

26.5618 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

137

26.6564 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

453

619.5000 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

486

26.6323 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

570

26.6802 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

583

26.6896 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

633

26.6881 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

705

26.5398 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,371

617.0332 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

3,160

26.6775 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,766

618.8728 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

6,034

26.6460 GBP

USD 0.54945 ordinary

CFD

Increasing Long

6,752

26.5400 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,058

26.6444 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,600

26.5299 GBP

USD 0.54945 ordinary

CFD

Increasing Long

10,121

26.5421 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,233

616.9460 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

25,500

26.5370 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

47,369

617.6476 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

48,620

26.5555 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

57,950

617.6832 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

144,031

616.1300 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

514,785

26.5736 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

247

26.6000 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

412

619.9557 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

413

619.4159 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

735

617.0928 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,043

617.0187 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

1,046

30.9851 EUR

USD 0.54945 ordinary

CFD

Increasing Short

1,371

617.2800 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,545

617.0948 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,643

617.0955 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,725

619.1680 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,878

26.5404 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3,000

618.9352 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

4,557

616.1300 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

4,557

616.1300 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

12,090

617.0704 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

12,630

26.5854 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

13,375

618.1736 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

27,858

616.2994 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

37,485

618.4012 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

48,729

616.6944 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

09 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213