Form 8.5 (EPT/NON-RI) - Anglo American plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

03 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,558,888

0.45%

18,902,115

1.54%

(2) Cash-settled derivatives:

18,021,999

1.47%

5,226,512

0.43%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

23,580,887

1.92%

24,128,627

1.97%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Sale

17183

640.0000 ZAR

621.1924 ZAR

USD 0.54945 ordinary

Purchase

1024499

27.7150 GBP

26.4750 GBP

USD 0.54945 ordinary

Sale

3440032

27.7150 GBP

26.4750 GBP

USD 0.54945 ordinary

Purchase

1227

31.9980 EUR

31.9980 EUR

USD 0.54945 ordinary

Sale

6809

31.5041 EUR

31.5041 EUR

ADR

Purchase

43917

17.0400 USD

16.8200 USD

ADR

Sale

43917

17.0400 USD

16.8200 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

Closing Short

706

27.2079 GBP

USD 0.54945 ordinary

CFD

Closing Short

11,037

26.9350 GBP

USD 0.54945 ordinary

CFD

Closing Short

12,547

27.4807 GBP

USD 0.54945 ordinary

CFD

Closing Short

26,154

27.1833 GBP

USD 0.54945 ordinary

CFD

Closing Short

29,630

27.4708 GBP

USD 0.54945 ordinary

CFD

Closing Short

83,104

27.0999 GBP

USD 0.54945 ordinary

CFD

Closing Short

118,426

26.9984 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

110

27.5713 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

118

27.7050 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

150

638.0007 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

488

27.4534 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,343

27.5000 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,481

27.3493 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,107

27.1034 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,570

27.3802 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,769

27.4317 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,090

27.4289 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,559

26.5876 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,701

27.3496 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,663

27.4318 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,596

627.9567 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

11,822

26.7739 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,981

26.6465 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,425

27.0669 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

19,747

626.0276 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

20,800

636.3836 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

20,896

621.8400 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

22,678

26.9394 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,815

27.1002 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

52,870

26.9478 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

66,000

27.2465 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

122,370

26.9695 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1

27.5300 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

43

27.4656 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

112

27.1235 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

224

642.2547 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

265

633.6603 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

275

639.7110 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

275

639.7467 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

800

634.8253 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,136

27.0800 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

1,456

621.8400 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,456

621.8400 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,657

631.7305 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,945

27.3085 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,000

638.3467 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,148

26.8252 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

6,809

31.5007 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

7,715

26.9332 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

8,256

634.1945 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

9,685

27.4658 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

15,901

634.9449 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

17,357

640.0000 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

27,815

631.1699 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

31,757

639.6511 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

36,500

635.0185 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

79,151

27.5016 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

119,119

26.7469 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

174,800

627.7155 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5

27.5860 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10

638.8600 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

13

27.5603 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

17

638.9747 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

103

27.2078 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

145

27.3673 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

712

27.4515 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,774

642.3800 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2,060

27.4148 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,109

27.3956 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,682

638.9373 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,238

27.4008 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,374

26.7833 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

11,435

26.9347 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

13,769

26.6980 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

15,322

639.3088 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

17,712

639.0246 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

21,289

27.4358 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

23,350

27.3229 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

35,173

27.4852 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

68,932

27.2337 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

88,884

27.4393 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

134,600

27.2545 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

265

633.6603 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

275

639.7110 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

275

639.7467 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

667

26.6241 GBP

USD 0.54945 ordinary

CFD

Increasing Short

1,227

32.0015 EUR

USD 0.54945 ordinary

CFD

Increasing Short

1,456

621.8400 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,456

621.8400 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,657

631.7305 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,000

638.3467 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

5,885

638.7264 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

8,256

634.1945 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

15,144

626.1400 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

15,337

26.9649 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

15,901

634.9449 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

17,357

640.0640 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

31,757

639.8430 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

36,500

635.0185 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

174,800

627.9038 ZAR

USD 0.54945 ordinary

CFD

Opening Long

179

27.3375 GBP

USD 0.54945 ordinary

CFD

Opening Long

339

27.2723 GBP

USD 0.54945 ordinary

SWAP

Opening Long

3,640

26.7602 GBP

USD 0.54945 ordinary

CFD

Opening Long

6,988

26.9645 GBP

USD 0.54945 ordinary

SWAP

Opening Long

11,370

26.7445 GBP

USD 0.54945 ordinary

SWAP

Opening Long

12,000

26.8783 GBP

USD 0.54945 ordinary

SWAP

Opening Long

13,080

26.8120 GBP

USD 0.54945 ordinary

SWAP

Opening Long

13,597

26.9370 GBP

USD 0.54945 ordinary

CFD

Opening Long

16,151

26.9566 GBP

USD 0.54945 ordinary

CFD

Opening Long

17,357

26.7961 GBP

USD 0.54945 ordinary

CFD

Opening Long

19,874

26.9350 GBP

USD 0.54945 ordinary

CFD

Opening Long

20,797

27.1925 GBP

USD 0.54945 ordinary

CFD

Opening Long

21,574

27.4179 GBP

USD 0.54945 ordinary

CFD

Opening Long

22,073

27.0005 GBP

USD 0.54945 ordinary

SWAP

Opening Long

23,750

26.8625 GBP

USD 0.54945 ordinary

CFD

Opening Long

31,254

27.2758 GBP

USD 0.54945 ordinary

SWAP

Opening Long

57,897

27.1496 GBP

USD 0.54945 ordinary

SWAP

Opening Long

72,003

26.9331 GBP

USD 0.54945 ordinary

CFD

Opening Long

418,573

27.4627 GBP

USD 0.54945 ordinary

CFD

Opening Long

1,680,000

27.5000 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

07 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213