Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whoserelevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

29 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

6,195,566

0.51%

16,309,004

1.33%

(2) Cash-settled derivatives:

16,766,627

1.37%

6,087,041

0.50%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

103,548

0.01%

TOTAL: 

22,962,193

1.87%

22,499,593

1.84%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

2675918

25.5138 GBP

24.3374 GBP

USD 0.54945 ordinary

Sale

1647589

25.5256 GBP

24.4956 GBP

USD 0.54945 ordinary

Sale

3556

29.0946 EUR

29.0946 EUR

USD 0.54945 ordinary

Purchase

2010

29.4911 EUR

29.4911 EUR

ADR

Sale

150533

15.7125 USD

15.6403 USD

ADR

Purchase

150533

15.7125 USD

15.6403 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Closing Long

251

25.0271 GBP

USD 0.54945 ordinary

SWAP

Closing Long

263

24.9315 GBP

USD 0.54945 ordinary

SWAP

Closing Long

1,795

24.8891 GBP

USD 0.54945 ordinary

SWAP

Closing Long

2,037

25.4186 GBP

USD 0.54945 ordinary

SWAP

Closing Long

2,736

25.2726 GBP

USD 0.54945 ordinary

SWAP

Closing Long

11,934

25.5256 GBP

USD 0.54945 ordinary

SWAP

Closing Long

31,207

25.2283 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

50

25.1166 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

280

25.2506 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

341

24.9089 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

601

25.3610 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

711

25.0070 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

733

25.0360 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

758

24.7994 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

804

24.7950 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,248

25.2348 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,353

25.2134 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,561

25.0830 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,878

25.0374 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

2,507

24.9576 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,030

24.8448 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,130

25.0514 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

4,456

24.8000 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

4,792

25.1394 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,545

25.0822 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

13,539

24.9377 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14,598

25.0504 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

15,539

24.7850 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,944

25.0252 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

17,028

24.7561 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

30,392

24.7302 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

39,595

24.8000 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

54,338

24.8367 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

66,097

24.9734 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

72,599

24.9917 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

98,008

24.9908 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

118,908

25.1276 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

138,182

24.9726 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

550,748

24.8392 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,060

25.0032 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,200

24.8483 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

3,410

29.0877 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

4,910

24.7925 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

48,212

25.2852 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

80

25.2350 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

303

25.1460 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

532

25.2800 GBP

USD 0.54945 ordinary

CFD

Increasing Long

711

25.3650 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,067

24.7666 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,488

25.2153 GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,673

25.3901 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,046

24.9702 GBP

USD 0.54945 ordinary

CFD

Increasing Long

4,251

25.0829 GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,510

24.8000 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

15,000

25.1464 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

16,159

24.6510 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

41,058

24.7553 GBP

USD 0.54945 ordinary

CFD

Increasing Long

47,790

24.6752 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

58,559

24.8114 GBP

USD 0.54945 ordinary

CFD

Increasing Long

69,401

24.6429 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

80,134

25.0263 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

116,333

24.8000 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

62

25.3395 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

522

24.6905 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,000

25.3225 GBP

USD 0.54945 ordinary

CFD

Increasing Short

2,010

29.4944 EUR

USD 0.54945 ordinary

SWAP

Increasing Short

2,053

24.9459 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

36,787

25.1080 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

87,409

24.8776 GBP

USD 0.54945 ordinary

SWAP

Opening Long

146

29.1802 EUR

USD 0.54945 ordinary

SWAP

Opening Long

5,222

24.7791 GBP

USD 0.54945 ordinary

SWAP

Opening Short

698

24.9783 GBP

USD 0.54945 ordinary

SWAP

Opening Short

3,243

24.9937 GBP

USD 0.54945 ordinary

SWAP

Opening Short

5,781

25.0023 GBP

USD 0.54945 ordinary

SWAP

Opening Short

7,754

24.5288 GBP

USD 0.54945 ordinary

SWAP

Opening Short

11,330

24.7807 GBP

USD 0.54945 ordinary

SWAP

Opening Short

41,265

24.7221 GBP

USD 0.54945 ordinary

SWAP

Opening Short

170,359

24.8001 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

30 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Identity of the person whose positions/dealings are being disclosed:

BARCLAYS CAPITAL SECURITIES LTD

Name of offeror/offeree in relation to whose relevant securities this from relates:

ANGLO AMERICAN PLC

2. OPTIONS AND DERIVATIVES

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

USD 0.54945 ordinary 

Call Options

Written

-103,548

20.4333

European

-

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood: