Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

13 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,170,621

0.42%

16,885,714

1.38%

(2) Cash-settled derivatives:

16,978,698

1.39%

5,048,489

0.41%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

22,149,319

1.81%

21,934,203

1.79%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

3833123

27.9950 GBP

26.9800 GBP

USD 0.54945 ordinary

Sale

1963165

27.9950 GBP

26.9800 GBP

USD 0.54945 ordinary

Purchase

1026

32.3847 EUR

31.9235 EUR

USD 0.54945 ordinary

Sale

3849

32.3880 EUR

31.6954 EUR

ADR

Sale

17265

17.2259 USD

16.9415 USD

ADR

Purchase

17265

17.2259 USD

16.9416 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Decreasing Long

104

27.7585 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

150

27.8015 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

264

27.4878 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

272

27.7566 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

837

635.6046 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

922

27.7201 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

997

634.3617 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,343

639.6541 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,624

636.9345 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,338

27.7202 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,710

634.0933 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

8,466

635.3614 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

9,591

27.7345 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,906

634.8000 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

12,764

27.2602 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

14,593

27.4410 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

18,185

27.5487 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

19,830

27.6042 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

21,147

27.7417 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

24,850

27.7048 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

26,457

27.7356 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,405

27.4407 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

28,409

27.5927 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

40,723

632.7332 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

45,591

27.6024 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

45,749

631.9441 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

72,241

27.1302 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

75,105

27.6995 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

103,942

27.0702 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

183,453

27.0700 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

195,072

27.5529 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

206,434

27.0711 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,900,000

27.7100 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3

635.3338 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

135

27.6773 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

156

27.1511 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

823

633.6917 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,343

639.3983 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,844

633.6910 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

3,710

633.9189 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

3,844

31.6920 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

7,128

635.2573 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

8,963

27.1791 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

10,000

27.3724 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

26,261

636.8892 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

168,655

633.4169 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2

27.2547 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

63

27.7400 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

92

27.5362 GBP

USD 0.54945 ordinary

CFD

Increasing Long

207

27.7650 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

208

27.4146 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

298

27.7478 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

311

27.2237 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

574

27.4167 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

651

27.1698 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

837

635.6046 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

997

634.3617 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

1,076

27.6612 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,624

636.9345 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

1,705

27.7536 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,144

637.8722 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,303

27.4611 GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,424

27.7154 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,466

635.3614 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

10,000

27.4715 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,906

634.8000 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

15,966

27.3670 GBP

USD 0.54945 ordinary

CFD

Increasing Long

19,778

27.0700 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

27,594

27.6758 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

28,306

27.6143 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

40,723

632.7332 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

45,586

27.5382 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

45,749

631.9441 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

52,300

27.6091 GBP

USD 0.54945 ordinary

CFD

Increasing Long

129,400

27.5689 GBP

USD 0.54945 ordinary

CFD

Increasing Long

694,706

27.5664 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1

27.0722 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3

635.3338 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

823

633.6917 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

1,021

31.9270 EUR

USD 0.54945 ordinary

SWAP

Increasing Short

1,844

633.6910 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,144

638.0476 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

4,174

27.5515 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

7,128

635.2573 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

22,405

27.2265 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

26,261

637.0804 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

168,655

633.6069 ZAR

USD 0.54945 ordinary

SWAP

Opening Long

1,109

27.0686 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

14 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213