Form 8.5 (EPT/NON-RI) - Anglo American plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

30 Apr 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

6,455,412

0.53%

18,743,141

1.53%

(2) Cash-settled derivatives:

18,624,529

1.52%

5,958,233

0.49%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

25,079,941

2.05%

24,701,374

2.02%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

2258912

27.8150 GBP

26.2500 GBP

USD 0.54945 ordinary

Sale

2434468

27.8150 GBP

26.1900 GBP

USD 0.54945 ordinary

Purchase

5896

31.4244 EUR

31.4244 EUR

USD 0.54945 ordinary

Sale

2751

31.1793 EUR

31.1793 EUR

ADR

Purchase

24611

16.5366 USD

16.4640 USD

ADR

Sale

24611

16.5366 USD

16.4640 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

CFD

Closing Short

40

26.9152 GBP

USD 0.54945 ordinary

CFD

Closing Short

100

27.4725 GBP

USD 0.54945 ordinary

CFD

Closing Short

674

27.0504 GBP

USD 0.54945 ordinary

CFD

Closing Short

5,000

26.4456 GBP

USD 0.54945 ordinary

CFD

Closing Short

8,882

26.2986 GBP

USD 0.54945 ordinary

CFD

Closing Short

10,129

26.8284 GBP

USD 0.54945 ordinary

CFD

Closing Short

25,809

26.5981 GBP

USD 0.54945 ordinary

CFD

Closing Short

38,494

26.5422 GBP

USD 0.54945 ordinary

CFD

Closing Short

49,116

27.1719 GBP

USD 0.54945 ordinary

CFD

Closing Short

56,338

26.3400 GBP

USD 0.54945 ordinary

CFD

Closing Short

68,665

27.5296 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2

627.1600 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

18

627.2000 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

115

639.1800 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

163

26.8050 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

207

630.7382 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

227

26.7025 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

297

616.9300 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

486

26.7032 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

642

26.9729 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

748

26.6603 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

878

643.1856 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,666

26.8429 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,979

642.6986 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

3,786

616.6915 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

4,193

26.8435 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,059

26.6062 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,311

26.6491 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,931

26.6995 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,600

27.2707 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

13,400

26.4839 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14,036

625.1992 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

15,398

26.6058 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

16,177

26.8686 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

18,323

26.6623 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,106

26.4694 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

24,590

634.9625 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

25,739

618.0641 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

30,000

26.6822 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

36,132

627.2238 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

49,500

622.8850 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

51,336

26.3401 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

65,678

26.4436 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

65,742

26.9852 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

76,132

26.6304 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

85,647

26.3400 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

113,900

617.0000 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

143,983

26.7917 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

170,688

26.3852 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

188,566

26.5796 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

303,392

26.3519 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1

26.8290 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

14

619.4057 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

45

26.6550 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

46

26.3385 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

297

616.7603 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,432

624.3439 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,582

624.3455 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,979

642.4415 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,465

26.4770 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

2,751

31.1758 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,734

26.4410 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,786

616.6915 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

4,406

26.3407 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

5,942

26.4551 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

14,169

626.4332 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

33,827

626.7315 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

48,868

624.7712 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

49,500

622.8850 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

70,495

26.3992 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

80,373

626.8390 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

131,363

26.3381 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2

627.1600 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

18

627.2000 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

39

26.4791 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

115

639.1800 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

162

26.4382 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

207

630.7382 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

263

26.6360 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

287

26.5842 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

365

26.9580 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

379

26.4578 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

667

26.4718 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

768

26.4635 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

878

643.1856 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,129

26.9065 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,378

26.6997 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,444

26.6885 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,629

645.8083 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

7,964

26.4547 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,705

26.5418 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,776

26.6239 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

12,392

26.2934 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

12,749

26.7818 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

14,036

625.1992 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

22,274

26.3381 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

24,590

634.9625 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

25,739

618.0641 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

31,091

624.2979 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

36,132

627.2238 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

64,226

27.1402 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

113,900

617.0000 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

14

619.4057 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

29

26.3400 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,432

624.3439 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,582

624.3455 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

3,596

26.3430 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

4,793

26.6136 GBP

USD 0.54945 ordinary

CFD

Increasing Short

5,896

31.4278 EUR

USD 0.54945 ordinary

CFD

Increasing Short

7,629

645.9342 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

14,169

626.4332 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

31,091

624.4696 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

33,827

626.9196 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

48,868

624.7712 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

80,373

627.0271 ZAR

USD 0.54945 ordinary

CFD

Opening Long

100

27.1126 GBP

USD 0.54945 ordinary

CFD

Opening Long

500

26.9088 GBP

USD 0.54945 ordinary

CFD

Opening Long

663

26.6979 GBP

USD 0.54945 ordinary

CFD

Opening Long

18,283

26.3617 GBP

USD 0.54945 ordinary

CFD

Opening Long

20,865

26.3400 GBP

USD 0.54945 ordinary

CFD

Opening Long

31,884

26.7186 GBP

USD 0.54945 ordinary

CFD

Opening Long

39,032

26.9409 GBP

USD 0.54945 ordinary

CFD

Opening Long

65,590

26.6356 GBP

USD 0.54945 ordinary

CFD

Opening Long

1,192,634

26.8233 GBP

USD 0.54945 ordinary

SWAP

Opening Short

19,349

26.9122 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

01 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213