Form 8.5 (EPT/NON-RI) - Anglo American plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

23 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

10,116,287

0.83%

18,549,447

1.51%

(2) Cash-settled derivatives:

18,795,529

1.53%

5,908,915

0.48%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

28,911,816

2.36%

24,458,362

2.00%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

23

31.7532 EUR

31.4733 EUR

USD 0.54945 ordinary

Sale

59

31.7564 EUR

31.4764 EUR

USD 0.54945 ordinary

Purchase

1219456

27.1064 GBP

26.4361 GBP

USD 0.54945 ordinary

Sale

1440401

27.1300 GBP

26.4361 GBP

ADR

Purchase

29829

17.0089 USD

16.9900 USD

ADR

Sale

29829

17.0089 USD

16.9900 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Decreasing Long

8

26.9902 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14

26.9552 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

53

630.0000 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

59

27.0302 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

68

26.9640 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

103

26.9550 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

306

26.9592 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

538

26.9335 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

565

26.9365 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

647

27.0146 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

693

26.8811 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,377

26.9331 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

2,115

26.4550 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,628

26.9832 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

3,445

27.0276 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

3,469

27.0050 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,934

631.4548 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

3,960

26.9546 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,455

27.0304 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,955

26.9777 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

7,402

27.0704 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,799

26.9178 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

10,000

26.6129 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

10,615

27.0039 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,748

26.4733 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,269

627.2700 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

12,698

26.9388 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

12,698

26.5626 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,488

27.0747 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,741

628.3255 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

17,931

26.7286 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,635

627.6874 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

39,833

630.9297 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

48,742

630.6376 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

56,386

26.5036 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

58,901

27.0164 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

92,354

26.9357 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

161,805

26.8614 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

163,138

26.4550 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

36

31.5566 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

112

628.5479 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

206

629.5213 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

352

628.7038 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,297

26.6616 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,500

628.8192 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,000

26.6646 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

4,530

26.7739 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

6,158

630.4867 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

12,700

629.6657 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

14,707

630.4211 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

20,635

627.5147 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

236,418

629.2435 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

53

630.0000 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

86

27.0668 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

98

26.4535 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

99

27.0560 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

130

26.6750 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

192

27.1300 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

247

26.6548 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

303

26.8864 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

422

27.0170 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

531

631.0513 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

736

26.8748 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

816

27.0500 GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,094

26.8634 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,336

26.9522 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,594

26.9043 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,237

631.0366 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,888

633.4800 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,934

631.4548 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

4,526

26.9108 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,560

26.9896 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,919

26.9619 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,167

26.4548 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,363

26.5470 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,428

26.5713 GBP

USD 0.54945 ordinary

CFD

Increasing Long

6,556

26.9050 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,850

26.7927 GBP

USD 0.54945 ordinary

CFD

Increasing Long

9,521

26.4550 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

11,269

627.2700 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11,486

26.8278 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

13,526

26.9794 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

15,741

628.3255 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

19,165

26.8969 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

31,364

26.8123 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

39,833

630.9297 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

48,742

630.6376 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

58,294

26.9752 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

60,299

26.9781 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

159,042

26.8573 GBP

USD 0.54945 ordinary

CFD

Increasing Long

567,120

27.0058 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

112

628.5479 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

206

629.5213 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

352

628.7038 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

531

631.0513 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,500

628.8192 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,237

631.2101 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

3,888

633.7334 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

5,262

27.0062 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

6,158

630.4867 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

10,000

26.7883 GBP

USD 0.54945 ordinary

CFD

Increasing Short

12,700

629.8546 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

14,707

630.4211 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

17,633

26.8850 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

236,418

629.4323 ZAR

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

24 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213