Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

15 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,300,949

0.43%

18,566,765

1.52%

(2) Cash-settled derivatives:

18,515,338

1.51%

3,812,712

0.31%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

23,816,287

1.94%

22,379,477

1.83%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

1398609

26.4750 GBP

25.9225 GBP

USD 0.54945 ordinary

Sale

1922977

26.4750 GBP

25.9225 GBP

USD 0.54945 ordinary

Sale

800

30.5200 EUR

30.5200 EUR

USD 0.54945 ordinary

Purchase

1175

30.6463 EUR

30.6463 EUR

ADR

Sale

18479

16.5455 USD

16.5286 USD

ADR

Purchase

18479

16.5416 USD

16.5386 USD

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Closing Long

88

25.9450 GBP

USD 0.54945 ordinary

SWAP

Closing Long

3,508

25.9436 GBP

USD 0.54945 ordinary

SWAP

Closing Long

5,983

26.2500 GBP

USD 0.54945 ordinary

SWAP

Closing Long

6,175

25.9419 GBP

USD 0.54945 ordinary

SWAP

Closing Long

7,376

26.2513 GBP

USD 0.54945 ordinary

SWAP

Closing Long

31,098

26.0888 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2

605.6450 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

11

30.7100 EUR

USD 0.54945 ordinary

SWAP

Decreasing Long

35

26.0500 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

53

26.2147 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

91

605.3034 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

120

26.1123 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

181

603.7461 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

311

26.1712 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

543

605.0766 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

642

26.3939 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

651

26.1912 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

686

26.3326 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

885

26.2447 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,392

26.3908 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,529

609.4494 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,259

26.2446 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,395

604.9060 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

3,999

26.2501 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

5,597

26.2536 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

5,622

26.2664 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

6,004

26.2500 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,399

26.1113 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,230

26.1948 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

12,562

610.1747 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

12,770

26.1840 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

13,401

26.1214 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,689

26.2500 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

17,232

26.1784 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,845

26.2872 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

21,207

26.1752 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

28,032

26.1726 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

29,426

604.7315 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

31,411

26.2649 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

36,929

26.1775 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

47,753

26.2841 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

50,741

26.4165 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

51,156

26.2886 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

61,387

26.3900 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

70,118

606.8000 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

91,665

608.0850 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

102,273

607.9052 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

136,738

26.2179 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

141,979

26.2411 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2

605.6450 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

800

30.5166 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,067

26.1950 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

2,926

606.8000 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

3,395

604.7396 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

7,059

606.8957 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

151,647

608.0197 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

91

605.3034 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

102

26.4800 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

181

603.7461 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

181

26.2579 GBP

USD 0.54945 ordinary

CFD

Increasing Long

185

26.1484 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

213

26.1773 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

247

26.2068 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

255

26.2476 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

278

26.2498 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

543

605.0766 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

681

26.3570 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

708

26.2064 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

908

26.3794 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

923

26.2632 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,438

25.9970 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,529

609.4494 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,657

603.7806 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,915

25.9781 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,078

26.3876 GBP

USD 0.54945 ordinary

CFD

Increasing Long

6,198

25.9742 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,199

26.3862 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,439

26.2049 GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,000

26.1935 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,926

26.3844 GBP

USD 0.54945 ordinary

CFD

Increasing Long

11,441

26.2540 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

12,562

610.1747 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

25,016

26.1850 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

29,426

604.7315 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

30,701

26.2428 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

35,784

26.0573 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

41,642

26.1837 GBP

USD 0.54945 ordinary

CFD

Increasing Long

43,187

26.1172 GBP

USD 0.54945 ordinary

CFD

Increasing Long

46,230

26.2590 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

46,993

26.3808 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

66,858

26.2352 GBP

USD 0.54945 ordinary

CFD

Increasing Long

87,703

26.2834 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

91,665

608.0850 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

91,741

606.8000 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

102,273

607.9052 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

931,539

26.2062 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

57

607.7429 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

286

26.2358 GBP

USD 0.54945 ordinary

CFD

Increasing Short

1,164

30.6491 EUR

USD 0.54945 ordinary

CFD

Increasing Short

2,926

606.8000 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

3,657

604.0222 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

20,535

26.3151 GBP

USD 0.54945 ordinary

CFD

Increasing Short

21,623

606.9668 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

50,277

26.2170 GBP

USD 0.54945 ordinary

CFD

Increasing Short

86,611

608.0556 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

3,362

25.9500 GBP

USD 0.54945 ordinary

SWAP

Opening Short

7,206

26.2135 GBP

USD 0.54945 ordinary

SWAP

Opening Short

8,409

26.1300 GBP

USD 0.54945 ordinary

SWAP

Opening Short

19,085

26.2071 GBP

USD 0.54945 ordinary

SWAP

Opening Short

21,259

26.3863 GBP

USD 0.54945 ordinary

SWAP

Opening Short

27,687

26.4039 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

16 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213