Form 8.5 (EPT/NON-RI) - Anglo American plc

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

09 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,442,573

0.44%

18,590,650

1.52%

(2) Cash-settled derivatives:

18,702,279

1.53%

5,231,187

0.43%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

24,144,852

1.97%

23,821,837

1.94%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

USD 0.54945 ordinary

Purchase

926530

27.5450 GBP

26.4725 GBP

USD 0.54945 ordinary

Sale

830570

27.5054 GBP

26.4725 GBP

ADR

Purchase

18749

17.1147 USD

16.7300 USD

ADR

Sale

18749

17.1147 USD

16.7300 USD

USD 0.54945 ordinary

Purchase

863

31.8378 EUR

31.8378 EUR

USD 0.54945 ordinary

Sale

2131

30.7894 EUR

30.7894 EUR

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

USD 0.54945 ordinary

SWAP

Decreasing Long

4

26.5800 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

52

27.2826 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

184

27.2150 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

190

26.5773 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

198

27.3600 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

234

26.6193 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

279

26.7888 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

281

27.4988 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

284

27.1659 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

594

27.2944 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

662

26.5190 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

686

26.8418 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

804

617.2976 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

909

26.8321 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,231

622.2147 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,981

26.6133 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,309

26.8318 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,654

26.7422 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,690

26.5851 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,427

26.7417 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,570

623.5982 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

5,666

629.9109 ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

8,736

26.7517 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,826

26.7646 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,103

617.0723 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

10,611

632.7302 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

10,611

27.3690 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,066

26.5689 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,226

618.6052 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

13,403

26.9367 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,806

633.0223 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

19,782

622.4971 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

23,412

634.4200 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

28,896

26.9462 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

29,277

27.1037 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

34,098

27.3602 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

43,366

26.7000 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

59,275

26.8703 GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

71,674

27.3478 GBP

USD 0.54945 ordinary

CFD

Decreasing Long

145,577

26.8848 GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

152

628.8357 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

340

628.7324 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

598

27.3600 GBP

USD 0.54945 ordinary

CFD

Decreasing Short

1,231

621.9659 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,300

633.2355 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

2,131

30.7860 EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

5,239

634.2296 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

5,745

624.0210 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

10,611

632.7302 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

15,806

632.8482 ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

22,242

628.3029 ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

183,997

619.8627 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1

634.4200 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

80

26.6649 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

112

26.7100 GBP

USD 0.54945 ordinary

CFD

Increasing Long

321

27.5054 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

512

26.8656 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

804

617.2976 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,156

26.6082 GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,366

27.1892 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,628

26.6431 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,652

27.4007 GBP

USD 0.54945 ordinary

CFD

Increasing Long

2,168

27.4579 GBP

USD 0.54945 ordinary

CFD

Increasing Long

2,353

26.7059 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,883

27.3597 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,570

623.5982 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,666

629.9109 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,735

27.3517 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,103

617.0723 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11,226

618.6052 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11,666

27.3704 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

13,986

615.1500 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

14,651

27.3711 GBP

USD 0.54945 ordinary

CFD

Increasing Long

15,927

27.2462 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

18,226

27.3184 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

19,782

622.4971 ZAR

USD 0.54945 ordinary

CFD

Increasing Long

21,688

27.2274 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

23,412

634.4200 ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

25,522

27.0393 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

26,587

27.0414 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

33,519

27.1136 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

38,100

27.2919 GBP

USD 0.54945 ordinary

CFD

Increasing Long

56,864

27.3600 GBP

USD 0.54945 ordinary

SWAP

Increasing Long

69,694

27.3580 GBP

USD 0.54945 ordinary

CFD

Increasing Long

81,810

27.1252 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1

634.4200 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

22

27.0803 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

152

628.8357 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

340

628.7324 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

863

31.8413 EUR

USD 0.54945 ordinary

SWAP

Increasing Short

1,183

26.6047 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,300

633.2355 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

4,364

26.8629 GBP

USD 0.54945 ordinary

SWAP

Increasing Short

5,239

634.2296 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

5,745

624.0210 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

8,199

26.6917 GBP

USD 0.54945 ordinary

CFD

Increasing Short

13,986

615.3191 ZAR

USD 0.54945 ordinary

CFD

Increasing Short

22,242

628.4913 ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

183,997

620.0487 ZAR

USD 0.54945 ordinary

SWAP

Opening Short

5

26.5960 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

10 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213