25th Sep 2012 11:46
FORM 8 AMENDMENT
The Form 8.5 - Jefferies International Ltd announcement released on 17/09/2012 at 14:36 under RNS No 4424M has been amended.
Amendments are identified with an asterisk *.
The full amended text is shown below.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Jefferies International Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BAE Systems Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BAE Systems Plc |
(d) Date position held/dealing undertaken: | 13 September 2012 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES EADS N.V. |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 2.5p ORD
| ||||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 1,288,934 | 0.0397 | -1,108,756* | -0.0341* |
(2) Derivatives (other than options): | ||||
(3) Options and agreements to purchase/sell: | 501,000 | 0.0154% | ||
TOTAL: | 1,789,934 | 0.0551 | -1,108,756* | -0.0341* |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit (GBP) |
ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS
ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS
| BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY
SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL
Total buy Total sell | 9,138 5,862 9,149 115,851 3 8 154,199 24 3,947 55 27,796 12,499 22,256 2,248 7 78,222 55 21 202 28 37,202 27 4,566 60,334 183 27 3,926 92 53,504 76 49 25,593 116 1,089,655 18 39 40,911 71,357 110 605,576 17,186 16,736 36,235 126,030 35,841 7,335 9,822 7,715 10,748 58,565 1,000 77,465 1,273 3,741 21,019 221,006 9,184 1,729 16,815 67 848 6,049 18,507 41 5,579 10,847 124 34 15,813 2,207 14,543 115 2,587 312 499 11,396 104 11,152 72,738 7,801 7,763 18,700 17,031 3,483 375 240,000 10,084 25,000 20,500 15,000 1,000 168 5,803 13,297 1,125 15,000 672 11,879 4,674 112 26,000 34,228 1,820 162 107 14,995 95 2,029 46 10,432 12,820 51,226 6,252 3,240 600 4,351 12 9,173 2,233 3,466 25 129 24,240 14,308 38,927 8,005 117 7,998 23,883 35,355 32,623 608 5,225 2,120 11,932 470 364 124 11,528 75 11,347 2,251 6,336 2,922 128 6,400 15,000 15,000 10,459 2,742 312 38,374 2,124 126 103 122 18,654 24,504 15,000 15,000
24,960 128 17,784 222 36,952 9,512 114 1,636 954 223 16,574 59 13,426 10,653 28,710 436 22,203 220 2,190 11 27 6,140 38 50,000 9,657 12,038 212 13,440 924 583 1,096 2,983 43,548 6,452 244 12,643 127 995 2,276 339 214,609 1,694 3,965 1,991 951 36 1,511 1,017,935 69 18,584 107 63,206 107 16,261 802 24,389 34 571 1,089,951 62,470 26 970 20,984 238 24,113 106 40,760 469 229,358 12,214 12,332 48,876 75 25,515 4,220 57 3,530 103 2,521 114 572 589 2,360 121 1,413 113 1,386 206 2,974 977 122 363 4,131 114 17,083 471 2,722 15,087 84 18 5,582 9 3,409 5,561 1,747 11,433 1,692 946 721 81,249 5,127 13,257 7,363 980 11 2,670 61,173 163 33 982 54 29,004 322 22 13 29,453 109 28,697 24 7,751 12,150 41,736 2,775 24,864 2,795 21,134 130 2,587 408 10,920 207 11,033 16 460 525 53,184 929 214 22,594 217 41 10,125 21,407 4,133 459 204 112 5,146 128 10,591 636 1,516 324 4,653 501 1,943 3,875 756 8,624 23,418 2,788 331 3,756 20,983 430 38 39,241 22,812 5,893 2,032 217 3,858 126 27,153 8,135 1,959 910 918 941 613 255 925 381 130 870 281 190 15,000
4,295,652 4,115,652 | 3.3260 3.3270 3.3490 3.3500 3.3567 3.3575 3.3580 3.3583 3.3590 3.3591 3.3600 3.3610 3.3620 3.3623 3.3629 3.3630 3.3631 3.3633 3.3635 3.3639 3.3640 3.3641 3.3648 3.3650 3.3651 3.3652 3.3658 3.3659 3.3660 3.3661 3.3669 3.3670 3.3671 3.3672 3.3678 3.3679 3.3680 3.3690 3.3691 3.3700 3.3710 3.3720 3.3730 3.3740 3.3750 3.3760 3.3770 3.3780 3.3790 3.3800 3.3810 3.3820 3.3840 3.3850 3.3860 3.3864 3.3870 3.3873 3.3880 3.3881 3.3915 3.3920 3.3930 3.3939 3.3940 3.3950 3.3951 3.3959 3.3960 3.3965 3.3970 3.3971 3.3973 3.3975 3.3977 3.3980 3.3985 3.3990 3.4000 3.4010 3.4023 3.4030 3.4060 3.4070 3.4080 3.4086 3.4090 3.4100 3.4110 3.4120 3.4125 3.4130 3.4140 3.4150 3.4155 3.4160 3.4165 3.4170 3.4180 3.4185 3.4200 3.4220 3.4230 3.4240 3.4245 3.4250 3.4251 3.4260 3.4261 3.4270 3.4300 3.4310 3.4320 3.4340 3.4380 3.4400 3.4408 3.4410 3.4420 3.4430 3.4432 3.4435 3.4440 3.4446 3.4450 3.4460 3.4465 3.4470 3.4480 3.4490 3.4500 3.4510 3.4520 3.4530 3.4540 3.4550 3.4555 3.4565 3.4570 3.4571 3.4578 3.4580 3.4590 3.4600 3.4610 3.4620 3.4630 3.4690 3.4710 3.4720 3.4725 3.4730 3.4731 3.4740 3.4745 3.4755 3.4760 3.4770 3.4830 3.4880
3.3000 3.3005 3.3010 3.3015 3.3020 3.3030 3.3035 3.3040 3.3050 3.3055 3.3060 3.3069 3.3070 3.3080 3.3090 3.3095 3.3100 3.3105 3.3110 3.3118 3.3119 3.3120 3.3121 3.3133 3.3137 3.3140 3.3155 3.3160 3.3170 3.3190 3.3200 3.3210 3.3400 3.3410 3.3530 3.3550 3.3560 3.3580 3.3590 3.3595 3.3600 3.3610 3.3620 3.3630 3.3635 3.3639 3.3640 3.3650 3.3659 3.3660 3.3665 3.3670 3.3675 3.3680 3.3685 3.3690 3.3691 3.3695 3.3700 3.3710 3.3712 3.3715 3.3720 3.3725 3.3730 3.3735 3.3740 3.3745 3.3750 3.3760 3.3769 3.3770 3.3771 3.3772 3.3780 3.3781 3.3790 3.3795 3.3800 3.3805 3.3810 3.3820 3.3830 3.3835 3.3840 3.3845 3.3850 3.3855 3.3860 3.3870 3.3875 3.3880 3.3890 3.3895 3.3900 3.3906 3.3908 3.3910 3.3911 3.3917 3.3920 3.3922 3.3930 3.3940 3.3950 3.3960 3.3970 3.3980 3.3990 3.4000 3.4010 3.4020 3.4030 3.4035 3.4036 3.4040 3.4050 3.4051 3.4052 3.4055 3.4059 3.4060 3.4065 3.4068 3.4069 3.4070 3.4071 3.4080 3.4083 3.4090 3.4099 3.4100 3.4110 3.4120 3.4130 3.4132 3.4135 3.4140 3.4145 3.4150 3.4151 3.4170 3.4175 3.4180 3.4195 3.4200 3.4210 3.4215 3.4220 3.4230 3.4239 3.4240 3.4250 3.4260 3.4270 3.4275 3.4280 3.4290 3.4295 3.4300 3.4320 3.4330 3.4340 3.4350 3.4360 3.4370 3.4380 3.4390 3.4400 3.4410 3.4420 3.4425 3.4428 3.4430 3.4435 3.4439 3.4440 3.4450 3.4452 3.4460 3.4470 3.4480 3.4485 3.4490 3.4500 3.4510 3.4520 3.4530 3.4540 3.4550 3.4560 3.4570 3.4580 3.4588 3.4590 3.4600 3.4690 3.4800 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
|
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 25 September 2012 |
| Contact name: | James Step |
| Telephone number: | 020 7029 8656 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: | Jefferies International Limited |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | BAE Systems Plc |
2. OPTIONS AND DERIVATIVES
Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
2.5p Ordinary | Put Option | Purchased | 1000 | 3.40 | American | 21/09/12 |
2.5p Ordinary | Put Option | Purchased | 500,000 | 3.00 | American | 21/09/12 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BAE Systems