8th Jul 2011 11:26
Amendment - due to the amendment of Equity transactions, the disclosure made on 30 June for dealings 29 June has been updated. Section 3(a) has been updated.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MELROSE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | |
(d) Date position held/dealing undertaken: | 29 June 2011 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - disclosing today for CHARTER INTERNATIONAL PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| 0.2p ordinary | |||
Interests | Short positions | |||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 3,632 | 0.00 | 0 | 0.00 |
(2) Derivatives (other than options): | 0 | 0.00 | 0 | 0.00 |
(3) Options and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
TOTAL: | 3,632 | 0.00 | 0 | 0.00 |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale | Number of securities | Price per unit | |
0.2p ordinary | Purchase | 356 | 3.4990 GBP | |
0.2p ordinary | Purchase | 796 | 3.5000 GBP | |
0.2p ordinary | Purchase | 809 | 3.5000 GBP | |
0.2p ordinary | Purchase | 444 | 3.5010 GBP | |
0.2p ordinary | Purchase | 338 | 3.5010 GBP | |
0.2p ordinary | Purchase | 400 | 3.5010 GBP | |
0.2p ordinary | Purchase | 5 | 3.5060 GBP | |
0.2p ordinary | Purchase | 698 | 3.5100 GBP | |
0.2p ordinary | Purchase | 797 | 3.5100 GBP | |
0.2p ordinary | Purchase | 801 | 3.5130 GBP | |
0.2p ordinary | Purchase | 746 | 3.5130 GBP | |
0.2p ordinary | Purchase | 733 | 3.5160 GBP | |
0.2p ordinary | Purchase | 484 | 3.5180 GBP | |
0.2p ordinary | Purchase | 713 | 3.5210 GBP | |
0.2p ordinary | Purchase | 749 | 3.5230 GBP | |
0.2p ordinary | Purchase | 774 | 3.5230 GBP | |
0.2p ordinary | Purchase | 735 | 3.5240 GBP | |
0.2p ordinary | Purchase | 670 | 3.5250 GBP | |
0.2p ordinary | Purchase | 148 | 3.5250 GBP | |
0.2p ordinary | Purchase | 546 | 3.5250 GBP | |
0.2p ordinary | Purchase | 651 | 3.5300 GBP | |
0.2p ordinary | Purchase | 801 | 3.5300 GBP | |
0.2p ordinary | Purchase | 695 | 3.5490 GBP | |
0.2p ordinary | Purchase | 753 | 3.5490 GBP | |
0.2p ordinary | Purchase | 725 | 3.5500 GBP | |
0.2p ordinary | Purchase | 810 | 3.5560 GBP | |
0.2p ordinary | Purchase | 686 | 3.5560 GBP | |
0.2p ordinary | Purchase | 54 | 3.5560 GBP | |
0.2p ordinary | Purchase | 694 | 3.5560 GBP | |
0.2p ordinary | Purchase | 810 | 3.5580 GBP | |
0.2p ordinary | Purchase | 754 | 3.5590 GBP | |
0.2p ordinary | Purchase | 810 | 3.5590 GBP | |
0.2p ordinary | Purchase | 253 | 3.5590 GBP | |
0.2p ordinary | Purchase | 13 | 3.5600 GBP | |
0.2p ordinary | Purchase | 810 | 3.5600 GBP | |
0.2p ordinary | Purchase | 652 | 3.5600 GBP | |
0.2p ordinary | Purchase | 517 | 3.5600 GBP | |
0.2p ordinary | Purchase | 650 | 3.5600 GBP | |
0.2p ordinary | Purchase | 679 | 3.5600 GBP | |
0.2p ordinary | Purchase | 781 | 3.5610 GBP | |
0.2p ordinary | Purchase | 697 | 3.5610 GBP | |
0.2p ordinary | Purchase | 730 | 3.5610 GBP | |
0.2p ordinary | Purchase | 697 | 3.5610 GBP | |
0.2p ordinary | Purchase | 238 | 3.5689 GBP | |
0.2p ordinary | Purchase | 544 | 3.5690 GBP | |
0.2p ordinary | Purchase | 331 | 3.5690 GBP | |
0.2p ordinary | Purchase | 786 | 3.5690 GBP | |
0.2p ordinary | Purchase | 656 | 3.5700 GBP | |
0.2p ordinary | Purchase | 709 | 3.5712 GBP | |
0.2p ordinary | Purchase | 668 | 3.5714 GBP | |
0.2p ordinary | Purchase | 810 | 3.5720 GBP | |
0.2p ordinary | Purchase | 636 | 3.5760 GBP | |
0.2p ordinary | Purchase | 174 | 3.5760 GBP | |
0.2p ordinary | Purchase | 649 | 3.5810 GBP | |
0.2p ordinary | Purchase | 733 | 3.5810 GBP | |
0.2p ordinary | Purchase | 789 | 3.5810 GBP | |
0.2p ordinary | Purchase | 736 | 3.5810 GBP | |
0.2p ordinary | Purchase | 731 | 3.5810 GBP | |
0.2p ordinary | Purchase | 26 | 3.5960 GBP | |
0.2p ordinary | Purchase | 720 | 3.5960 GBP | |
0.2p ordinary | Purchase | 804 | 3.5960 GBP | |
0.2p ordinary | Purchase | 141 | 3.5990 GBP | |
0.2p ordinary | Purchase | 37 | 3.6000 GBP | |
0.2p ordinary | Purchase | 664 | 3.6010 GBP | |
0.2p ordinary | Purchase | 709 | 3.6060 GBP | |
0.2p ordinary | Purchase | 40 | 3.6060 GBP | |
0.2p ordinary | Purchase | 709 | 3.6110 GBP | |
0.2p ordinary | Purchase | 653 | 3.6610 GBP | |
0.2p ordinary | Purchase | 677 | 3.6610 GBP | |
0.2p ordinary | Sale | 809 | 3.4920 GBP | |
0.2p ordinary | Sale | 797 | 3.5144 GBP | |
0.2p ordinary | Sale | 435 | 3.5190 GBP | |
0.2p ordinary | Sale | 285 | 3.5190 GBP | |
0.2p ordinary | Sale | 802 | 3.5190 GBP | |
0.2p ordinary | Sale | 195 | 3.5190 GBP | |
0.2p ordinary | Sale | 725 | 3.5198 GBP | |
0.2p ordinary | Sale | 653 | 3.5202 GBP | |
0.2p ordinary | Sale | 157 | 3.5202 GBP | |
0.2p ordinary | Sale | 285 | 3.5230 GBP | |
0.2p ordinary | Sale | 458 | 3.5230 GBP | |
0.2p ordinary | Sale | 810 | 3.5230 GBP | |
0.2p ordinary | Sale | 458 | 3.5266 GBP | |
0.2p ordinary | Sale | 701 | 3.5490 GBP | |
0.2p ordinary | Sale | 810 | 3.5502 GBP | |
0.2p ordinary | Sale | 693 | 3.5600 GBP | |
0.2p ordinary | Sale | 668 | 3.5610 GBP | |
0.2p ordinary | Sale | 485 | 3.5700 GBP | |
0.2p ordinary | Sale | 560 | 3.5710 GBP | |
0.2p ordinary | Sale | 200 | 3.5710 GBP | |
0.2p ordinary | Sale | 786 | 3.5720 GBP | |
0.2p ordinary | Sale | 331 | 3.5720 GBP | |
0.2p ordinary | Sale | 463 | 3.5720 GBP | |
0.2p ordinary | Sale | 331 | 3.5720 GBP | |
0.2p ordinary | Sale | 474 | 3.5720 GBP | |
0.2p ordinary | Sale | 673 | 3.5720 GBP | |
0.2p ordinary | Sale | 674 | 3.5730 GBP | |
0.2p ordinary | Sale | 709 | 3.5730 GBP | |
0.2p ordinary | Sale | 463 | 3.5770 GBP | |
0.2p ordinary | Sale | 37 | 3.6021 GBP | |
0.2p ordinary | Sale | 40 | 3.6081 GBP | |
0.2p ordinary | Sale | 126 | 3.6081 GBP | |
0.2p ordinary | Sale | 583 | 3.6081 GBP | |
0.2p ordinary | Sale | 709 | 3.6135 GBP |
Class of relevant security | Purchases/sales | Total number of securities |
0.2p ordinary | Purchases | 40,834 |
0.2p ordinary | Sales | 17,385 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 08 July 2011 |
| Contact name: | Robert Horton and Gill Teasdale |
| Telephone number: | +44(20) 7051 0431 / +44(20) 7051 1151 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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Melrose