25th Sep 2012 11:52
FORM 8 AMENDMENT
The Form 8.5 - Jefferies International Ltd announcement released on 19/09/2012 at 11:35 under RNS No 6391M has been amended.
Amendments are identified with an asterisk *.
The full amended text is shown below.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | Jefferies International Limited |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | BAE Systems Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | BAE Systems Plc |
(d) Date position held/dealing undertaken: | 18 September 2012 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES EADS N.V. |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 2.5p ORD
| ||||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 1,108,934 | 0.0341 | -1,108,756* | -0.0341* |
(2) Derivatives (other than options): | ||||
(3) Options and agreements to purchase/sell: | 501,000 | 0.0154% | ||
TOTAL: | 1,609,934 | 0.0495% | -1,107,756* | -0.0341* |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit (GBP) |
ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS
ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS ORDS | BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY BUY
SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL SELL
Total buy Total sell | 1,000 807 1,491 3577 525 5166 571 595 4,187 12,910 11545 36,171 15888 18990 20,762 22,400 37,583 2639 17 40,696 103 131,386 118 12 22 44,509 57 11203 68 64,842 86 5768 216 81,072 114 12 662 30,009 352 28,920 26,634 18,018 16,430 14772 5,428 7787 5,189 6,858 2,355 3,444 1,710
1,000 807 1,491 3577 525 5166 571 595 8,663 130 21,004 85 127 12974 17,544 26 5951 242 6545 22302 54 20550 1602 76 35,870 61 11398 1126 779 12 42 28,568 42 4 36 28 38,290 22 155,829 33,343 678 13 32,754 339 57,474 24 38 58,534 30,420 59 25,293 14 19 32 20,937 18,018 16,393 37 14772 5,429 7786 5,189 6,858 2,355 3,444 1,710
745,676 745,676 | 3.3850 3.3870 3.3880 3.3890 3.3900 3.3910 3.3930 3.3940 3.4000 3.4010 3.4020 3.4030 3.4040 3.4050 3.4060 3.4070 3.4080 3.4082 3.4088 3.4090 3.4095 3.4100 3.4105 3.4108 3.4109 3.4110 3.4111 3.4115 3.4119 3.4120 3.4121 3.4122 3.4125 3.4130 3.4131 3.4133 3.4135 3.4140 3.4145 3.4150 3.4160 3.4170 3.4180 3.4190 3.4200 3.4210 3.4220 3.4230 3.4240 3.4250 3.4260
3.3850 3.3870 3.3880 3.3890 3.3900 3.3910 3.3930 3.3940 3.4000 3.4005 3.4010 3.4011 3.4015 3.4020 3.4030 3.4031 3.4033 3.4035 3.4036 3.4040 3.4041 3.4050 3.4055 3.4059 3.4060 3.4061 3.4063 3.4064 3.4065 3.4067 3.4069 3.4070 3.4071 3.4075 3.4078 3.4079 3.4080 3.4082 3.4090 3.4100 3.4105 3.4108 3.4110 3.4115 3.4120 3.4121 3.4129 3.4130 3.4140 3.4141 3.4150 3.4157 3.4158 3.4159 3.4160 3.4170 3.4180 3.4181 3.4190 3.4200 3.4210 3.4220 3.4230 3.4240 3.4250 3.4260 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
|
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 25 September 2012 |
| Contact name: | James Step |
| Telephone number: | 020 7029 8656 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: | Jefferies International Limited |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | BAE Systems Plc |
2. OPTIONS AND DERIVATIVES
Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
2.5p Ordinary | Put Option | Purchased | 1000 | 3.40 | American | 21/09/12 |
2.5p Ordinary | Put Option | Purchased | 500,000 | 3.00 | American | 21/09/12 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
BAE Systems