8th Jul 2011 11:33
Amendment - due to the amendment of Equity transactions, the disclosure made on 05 July for dealings on 04 July has been updated. Section 3(a) has been updated.
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | MELROSE PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | CHARTER INTERNATIONAL PLC |
(d) Date position held/dealing undertaken: | 04 July 2011 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - disclosed previously for CHARTER INTERNATIONAL PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| 0.2p ordinary | |||
Interests | Short positions | |||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 22,097 | 0.00 | 0 | 0.00 |
(2) Derivatives (other than options): | 0 | 0.00 | 0 | 0.00 |
(3) Options and agreements to purchase/sell: | 0 | 0.00 | 0 | 0.00 |
TOTAL: | 22,097 | 0.00 | 0 | 0.00 |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
0.2p ordinary | Purchase | 690 | 3.6060 GBP |
0.2p ordinary | Purchase | 789 | 3.6060 GBP |
0.2p ordinary | Purchase | 290 | 3.6060 GBP |
0.2p ordinary | Purchase | 514 | 3.6179 GBP |
0.2p ordinary | Purchase | 343 | 3.6180 GBP |
0.2p ordinary | Purchase | 727 | 3.6180 GBP |
0.2p ordinary | Purchase | 710 | 3.6180 GBP |
0.2p ordinary | Purchase | 647 | 3.6180 GBP |
0.2p ordinary | Purchase | 87 | 3.6190 GBP |
0.2p ordinary | Purchase | 513 | 3.6190 GBP |
0.2p ordinary | Purchase | 662 | 3.6190 GBP |
0.2p ordinary | Purchase | 513 | 3.6270 GBP |
0.2p ordinary | Purchase | 86 | 3.6274 GBP |
0.2p ordinary | Purchase | 513 | 3.6279 GBP |
0.2p ordinary | Purchase | 342 | 3.6284 GBP |
0.2p ordinary | Purchase | 257 | 3.6284 GBP |
0.2p ordinary | Purchase | 665 | 3.6300 GBP |
0.2p ordinary | Purchase | 756 | 3.6300 GBP |
0.2p ordinary | Purchase | 243 | 3.6320 GBP |
0.2p ordinary | Purchase | 76 | 3.6340 GBP |
0.2p ordinary | Purchase | 465 | 3.6360 GBP |
0.2p ordinary | Purchase | 342 | 3.6360 GBP |
0.2p ordinary | Purchase | 782 | 3.6380 GBP |
0.2p ordinary | Purchase | 686 | 3.6380 GBP |
0.2p ordinary | Purchase | 759 | 3.6380 GBP |
0.2p ordinary | Purchase | 769 | 3.6400 GBP |
0.2p ordinary | Purchase | 698 | 3.6404 GBP |
0.2p ordinary | Purchase | 791 | 3.6410 GBP |
0.2p ordinary | Purchase | 126 | 3.6410 GBP |
0.2p ordinary | Purchase | 51 | 3.6410 GBP |
0.2p ordinary | Purchase | 425 | 3.6420 GBP |
0.2p ordinary | Purchase | 635 | 3.6448 GBP |
0.2p ordinary | Purchase | 406 | 3.6459 GBP |
0.2p ordinary | Purchase | 807 | 3.6468 GBP |
0.2p ordinary | Purchase | 729 | 3.6480 GBP |
0.2p ordinary | Purchase | 7 | 3.6480 GBP |
0.2p ordinary | Purchase | 748 | 3.6480 GBP |
0.2p ordinary | Purchase | 659 | 3.6610 GBP |
0.2p ordinary | Sale | 67 | 3.6110 GBP |
0.2p ordinary | Sale | 580 | 3.6110 GBP |
0.2p ordinary | Sale | 146 | 3.6160 GBP |
0.2p ordinary | Sale | 478 | 3.6160 GBP |
0.2p ordinary | Sale | 100 | 3.6170 GBP |
0.2p ordinary | Sale | 69 | 3.6190 GBP |
0.2p ordinary | Sale | 791 | 3.6190 GBP |
0.2p ordinary | Sale | 441 | 3.6190 GBP |
0.2p ordinary | Sale | 756 | 3.6190 GBP |
0.2p ordinary | Sale | 21 | 3.6190 GBP |
0.2p ordinary | Sale | 646 | 3.6190 GBP |
0.2p ordinary | Sale | 777 | 3.6190 GBP |
0.2p ordinary | Sale | 733 | 3.6190 GBP |
0.2p ordinary | Sale | 505 | 3.6190 GBP |
0.2p ordinary | Sale | 726 | 3.6240 GBP |
0.2p ordinary | Sale | 575 | 3.6250 GBP |
0.2p ordinary | Sale | 807 | 3.6250 GBP |
0.2p ordinary | Sale | 745 | 3.6280 GBP |
0.2p ordinary | Sale | 737 | 3.6280 GBP |
0.2p ordinary | Sale | 335 | 3.6280 GBP |
0.2p ordinary | Sale | 335 | 3.6280 GBP |
0.2p ordinary | Sale | 767 | 3.6280 GBP |
0.2p ordinary | Sale | 235 | 3.6280 GBP |
0.2p ordinary | Sale | 394 | 3.6280 GBP |
0.2p ordinary | Sale | 796 | 3.6280 GBP |
0.2p ordinary | Sale | 57 | 3.6280 GBP |
0.2p ordinary | Sale | 400 | 3.6280 GBP |
0.2p ordinary | Sale | 708 | 3.6290 GBP |
0.2p ordinary | Sale | 483 | 3.6290 GBP |
0.2p ordinary | Sale | 775 | 3.6290 GBP |
0.2p ordinary | Sale | 278 | 3.6290 GBP |
0.2p ordinary | Sale | 400 | 3.6290 GBP |
0.2p ordinary | Sale | 643 | 3.6290 GBP |
0.2p ordinary | Sale | 664 | 3.6290 GBP |
0.2p ordinary | Sale | 400 | 3.6400 GBP |
0.2p ordinary | Sale | 698 | 3.6450 GBP |
0.2p ordinary | Sale | 734 | 3.6460 GBP |
0.2p ordinary | Sale | 807 | 3.6462 GBP |
0.2p ordinary | Sale | 806 | 3.6470 GBP |
0.2p ordinary | Sale | 640 | 3.6490 GBP |
0.2p ordinary | Sale | 58 | 3.6490 GBP |
0.2p ordinary | Sale | 713 | 3.6550 GBP |
0.2p ordinary | Sale | 206 | 3.6580 GBP |
0.2p ordinary | Sale | 761 | 3.6590 GBP |
0.2p ordinary | Sale | 492 | 3.6590 GBP |
0.2p ordinary | Sale | 470 | 3.6660 GBP |
0.2p ordinary | Sale | 763 | 3.6680 GBP |
Class of relevant security | Purchases/sales | Total number of securities |
0.2p ordinary | Purchases | 19,308 |
0.2p ordinary | Sales | 24,518 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 08 July 2011 |
| Contact name: | Robert Horton and Gill Teasdale |
| Telephone number: | +44(20) 7051 0431 / +44(20) 7051 1151 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Melrose