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Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC

2nd Apr 2025 11:50

RNS Number : 3639D
Barclays PLC
02 April 2025
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

 

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 

ALPHAWAVE IP GROUP PLC

 

relevant securities this form relates:

 

(c)

Name of the party to the offer with which exempt

ALPHAWAVE IP GROUP PLC

 

principal trader is connected

 

 

(d)

Date position held/dealing undertaken:

 

01 Apr 2025

(e)

In addition to the company in 1(b) above, is the exempt principal

YES:

 

 

 

trader making disclosures in respect of any other party to the offer?

QUALCOMM INCORPORATED

 

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

 

to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

Convertible Bond XS2962835257

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

2,000,000

0.26%

0

0.00%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

0

0.00%

0

0.00%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

2,000,000

0.26%

0

0.00%

Class of relevant security:

ALPHAWAVE IP GROUP PLC

 

Interests

Short Positions

 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

 

and/or controlled:

 

 

6,573,702

0.87%

13,998,509

1.85%

(2)

Cash-settled derivatives:

 

 

 

 

 

and/or controlled:

 

 

12,957,688

1.71%

4,177,888

0.55%

(3)

Stock-settled derivatives (including options)

 

 

 

 

 

and agreements to purchase/sell:

 

 

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

TOTAL:

 

 

19,531,390

2.58%

18,176,397

2.40%

(b)

Rights to subscribe for new securities (including directors and other executive

 

 

options)

 

 

 

 

 

 

Class of relevant security in relation to

 

 

 

 

which subscription right exists

 

 

 

 

Details, including nature of the rights

 

 

 

 

concerned and relevant percentages:

 

 

 

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchases and sales

 

 

 

 

 

Class of relevant

Purchase/sale

Total number of

Highest price per unit

Lowest price per unit

security

 

securities

paid/received

paid/received

ALPHAWAVE IP GROUP PLC

Purchase

5,371,537

1.3919 GBP

0.9448 GBP

ALPHAWAVE IP GROUP PLC

Sale

4,358,248

1.4018 GBP

0.9808 GBP

Convertible Bond

Purchase

2,544,565

121.5000 USD

120.7500 USD

Convertible Bond

Sale

2,059,420

121.5000 USD

121.5000 USD

 

 

 

 

 

 

 

 

(b)

Cash-settled derivative transactions

 

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

ALPHAWAVE IP GROUP PLC

SWAP

Opening Long

42

0.9869 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

1,363

1.0568 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

308,432

1.0626 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

1,589

1.0659 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

624

1.0707 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

156,196

1.0788 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

200

1.0799 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

16,877

1.0920 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

29,380

1.1105 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

33,225

1.1118 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

4,499

1.1314 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

5,971

1.1453 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

261,572

1.2101 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

15,063

1.2620 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

75,195

1.2715 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

200

1.3199 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

35,366

1.3473 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

13,585

1.3587 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

76,986

1.3697 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

234,219

1.3699 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

645,992

1.3700 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

7,507

1.3779 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

134

1.3998 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Long

27,548

1.4018 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

16

0.9320 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

796

0.9447 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

468

0.9450 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

974

0.9472 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

11

0.9796 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

19,801

1.0106 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

3

1.0805 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

22

1.1939 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

3,996

1.2374 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

8

1.2631 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

24,990

1.3013 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

2,558

1.3164 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

31,197

1.3168 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

113

1.3236 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

4,916

1.3321 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

150,000

1.3379 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

10,932

1.3384 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

9,813

1.3389 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

577

1.3420 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

6,113

1.3472 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

309

1.3483 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

86,820

1.3527 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

123,790

1.3534 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

5,127

1.3570 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

5,338

1.3588 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

573,514

1.3626 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Decreasing Long

372,573

1.3631 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Opening Short

1,009,290

1.3632 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Short

38,579

1.3700 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Short

570,438

1.3808 GBP

ALPHAWAVE IP GROUP PLC

SWAP

Increasing Short

48,923

1.3919 GBP

ALPHAWAVE IP GROUP PLC

CFD

Opening Long

47,766

1.1446 GBP

ALPHAWAVE IP GROUP PLC

CFD

Increasing Long

15,265

1.2045 GBP

ALPHAWAVE IP GROUP PLC

CFD

Increasing Long

65,405

1.3698 GBP

ALPHAWAVE IP GROUP PLC

CFD

Decreasing Long

26,044

1.1302 GBP

 

 

 

 

 

 

 

 

(c)

Stock-settled derivative transactions (including options)

 

(i)

Writing, selling, purchasing or varying

 

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

 

date

money

relevant

 

selling,

securities

per unit

 

 

paid/

security

 

varying etc

to which

 

 

 

received

 

 

 

option

 

 

 

per unit

 

 

 

relates

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

(ii)

Exercising

 

 

 

 

 

 

Class of relevant

Product description

Exercising/ exercised against

Number of

Exercise price per

security

 

 

securities

unit

 

 

 

 

 

 

 

 

 

 

 

 

 

(d)

Other dealings (including subscribing for new securities)

 

Class of relevant

Nature of Dealings

Details

Price per unit (if

security

 

 

applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding,

 

 

formal or informal, relating to relevant securities which may be an inducement to deal

 

 

or refrain from dealing entered into by the exempt principal trader making the disclosure and any party

 

to the offer or any person acting in concert with a party to the offer:

 

 

 

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between

 

 

the exempt principal trader making the disclosure and any other person relating to:

 

 

(i) the voting rights of any relevant securities under any option; or

 

 

 

(ii) the voting rights of future acquisition or disposal of any relevant securities to which

 

 

any derivative is referenced:

 

 

 

 

 

 

NONE

(c)

Attachments

 

 

 

 

 

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

02 Apr 2025

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

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END
 
 
FEOFLFSISTIFIIE

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