Form 8.5 EPT/Non RI ALPHAWAVE IP GROUP PLC

FORM 8.5 (EPT/NON-RI)

Amendment - this form replaces RNS number 0760G published at 11:53 on 24/04/2025 changes made to section and 3A

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose relevant securities this form relates:

ALPHAWAVE IP GROUP PLC

(c)

Name of the party to the offer with which exempt principal trader is connected

ALPHAWAVE IP GROUP PLC

(d)

Date position held/dealing undertaken:

23 Apr 2025

(e)

In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?

YES: QUALCOMM INCORPORATED

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

4,964,562

0.70%

16,510,624

2.17%

(2) Cash-settled derivatives:

14,823,837

1.95%

4,642,526

0.61%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

19,788,399

2.65%

21,153,150

2.78%

Class of relevant security:

Guaranteed Convertible Bond

Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

4,200,000

2.80%

0

0.00%

(2) Cash-settled derivatives:

0

0.00%

0

0.00%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

TOTAL: 

4,200,000

2.80%

0

0.00%

(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to which subscription right exists

Details, including nature of the rights concerned and relevant percentages:

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

Class of relevant security

Purchase/sale

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

1p ordinary

Purchase

435941

1.1800 GBP

1.1300 GBP

1p ordinary

Sale

453389

1.1800 GBP

1.1360 GBP

(b)

Cash-settled derivative transactions

Class of relevant security

Product description

Nature of dealing

Number of reference securities

Price per unit

1p ordinary

SWAP

Increasing Long

1,836

1.1341 GBP

1p ordinary

SWAP

Increasing Long

12,079

1.1458 GBP

1p ordinary

SWAP

Increasing Long

5,598

1.1479 GBP

1p ordinary

SWAP

Increasing Long

6,843

1.1490 GBP

1p ordinary

SWAP

Increasing Long

2,724

1.1498 GBP

1p ordinary

SWAP

Increasing Long

186,421

1.1530 GBP

1p ordinary

SWAP

Increasing Long

50,724

1.1562 GBP

1p ordinary

SWAP

Increasing Long

24,499

1.1573 GBP

1p ordinary

SWAP

Increasing Long

6,390

1.1618 GBP

1p ordinary

SWAP

Increasing Long

25,671

1.1623 GBP

1p ordinary

SWAP

Increasing Long

6,175

1.1650 GBP

1p ordinary

SWAP

Decreasing Long

1,490

1.1364 GBP

1p ordinary

SWAP

Decreasing Long

5,452

1.1415 GBP

1p ordinary

SWAP

Decreasing Long

14,018

1.1420 GBP

1p ordinary

SWAP

Decreasing Long

7,754

1.1424 GBP

1p ordinary

SWAP

Decreasing Long

19,938

1.1440 GBP

1p ordinary

SWAP

Decreasing Long

31,249

1.1517 GBP

1p ordinary

SWAP

Decreasing Long

10

1.1522 GBP

1p ordinary

SWAP

Decreasing Long

39,862

1.1530 GBP

1p ordinary

SWAP

Decreasing Long

29,639

1.1548 GBP

1p ordinary

SWAP

Decreasing Long

5

1.1576 GBP

1p ordinary

SWAP

Decreasing Long

12,565

1.1588 GBP

1p ordinary

SWAP

Decreasing Long

49,993

1.1606 GBP

1p ordinary

SWAP

Decreasing Long

52,787

1.1636 GBP

1p ordinary

CFD

Increasing Long

839

1.1302 GBP

1p ordinary

CFD

Decreasing Long

47,906

1.1495 GBP

1p ordinary

CFD

Decreasing Long

29,145

1.1538 GBP

(c)

Stock-settled derivative transactions (including options)

(i)

Writing, selling, purchasing or varying

Class of relevant security

Product description

Writing, purchasing, selling, varying etc

Number of securities to which option relates

Exercise price per unit

Type

Expiry date

Option money paid/ received per unit

(ii)

Exercising

Class of relevant security

Product description

Exercising/ exercised against

Number of securities

Exercise price per unit

(d)

Other dealings (including subscribing for new securities)

Class of relevant security

Nature of Dealings

Details

Price per unit (if applicable)

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

28-Apr-25

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213