27th Apr 2011 10:32
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS AG London Branch |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Micro Focus International Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Micro Focus International Plc |
(d) Date position held/dealing undertaken: | 26 April 2011 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | NO
|
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| ||||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 17972 | 0.01% | 0 | 0.00% |
(2) Derivatives (other than options): | 0 | 0.00% | 0 | 0.00% |
(3) Options and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
TOTAL: | 17972 | 0.01% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
10p Ordinary | Buy
| 341 | 3.39000 GBP |
10p Ordinary | Buy
| 500 | 3.39600 GBP |
10p Ordinary | Buy
| 978 | 3.42300 GBP |
10p Ordinary | Buy
| 777 | 3.45200 GBP |
10p Ordinary | Buy
| 362 | 3.45300 GBP |
10p Ordinary | Buy
| 1001 | 3.45800 GBP |
10p Ordinary | Buy
| 274 | 3.46500 GBP |
10p Ordinary | Buy
| 1098 | 3.48400 GBP |
10p Ordinary | Buy
| 484 | 3.48500 GBP |
10p Ordinary | Buy
| 2407 | 3.48600 GBP |
10p Ordinary | Buy
| 1311 | 3.48800 GBP |
10p Ordinary | Buy
| 971 | 3.49100 GBP |
10p Ordinary | Buy
| 810 | 3.49200 GBP |
10p Ordinary | Buy
| 604 | 3.49700 GBP |
10p Ordinary | Buy
| 921 | 3.49800 GBP |
10p Ordinary | Buy
| 1200 | 3.49900 GBP |
10p Ordinary | Buy
| 500 | 3.50300 GBP |
10p Ordinary | Buy
| 1300 | 3.50500 GBP |
10p Ordinary | Buy
| 226 | 3.50900 GBP |
10p Ordinary | Buy
| 103 | 3.51100 GBP |
10p Ordinary | Buy
| 1819 | 3.51300 GBP |
10p Ordinary | Buy
| 5652 | 3.51500 GBP |
10p Ordinary | Buy
| 1953 | 3.51900 GBP |
10p Ordinary | Buy
| 875 | 3.52100 GBP |
10p Ordinary | Buy
| 1636 | 3.52200 GBP |
10p Ordinary | Buy
| 1960 | 3.52800 GBP |
10p Ordinary | Buy
| 533 | 3.53000 GBP |
10p Ordinary | Buy
| 1265 | 3.53500 GBP |
10p Ordinary | Buy
| 927 | 3.53800 GBP |
10p Ordinary | Buy
| 905 | 3.54000 GBP |
10p Ordinary | Buy
| 5778 | 3.54100 GBP |
10p Ordinary | Buy
| 1100 | 3.54400 GBP |
10p Ordinary | Buy
| 677 | 3.54600 GBP |
10p Ordinary | Buy
| 1927 | 3.54800 GBP |
10p Ordinary | Buy
| 4695 | 3.54900 GBP |
10p Ordinary | Buy
| 3111 | 3.55000 GBP |
10p Ordinary | Buy
| 1591 | 3.55100 GBP |
10p Ordinary | Buy
| 1301 | 3.55200 GBP |
10p Ordinary | Buy
| 2443 | 3.55300 GBP |
10p Ordinary | Buy
| 894 | 3.55500 GBP |
10p Ordinary | Buy
| 189 | 3.55900 GBP |
10p Ordinary | Buy
| 1151 | 3.56200 GBP |
10p Ordinary | Buy
| 2564 | 3.56300 GBP |
10p Ordinary | Buy
| 343 | 3.56600 GBP |
10p Ordinary | Buy
| 1027 | 3.57100 GBP |
10p Ordinary | Buy
| 355 | 3.57300 GBP |
10p Ordinary | Buy
| 3197 | 3.57900 GBP |
10p Ordinary | Buy
| 625 | 3.58400 GBP |
10p Ordinary | Buy
| 4907 | 3.58500 GBP |
10p Ordinary | Buy
| 700 | 3.59500 GBP |
10p Ordinary | Buy
| 1616 | 3.59700 GBP |
10p Ordinary | Buy
| 478 | 3.59900 GBP |
10p Ordinary | Buy
| 3336 | 3.60000 GBP |
10p Ordinary | Buy
| 3463 | 3.60100 GBP |
10p Ordinary | Buy
| 218 | 3.60300 GBP |
10p Ordinary | Buy
| 3159 | 3.60400 GBP |
10p Ordinary | Buy
| 2299 | 3.60600 GBP |
10p Ordinary | Buy
| 650 | 3.60700 GBP |
10p Ordinary | Buy
| 8157 | 3.60800 GBP |
10p Ordinary | Buy
| 827 | 3.61000 GBP |
10p Ordinary | Buy
| 1771 | 3.61050 GBP |
10p Ordinary | Buy
| 515 | 3.61200 GBP |
10p Ordinary | Buy
| 2866 | 3.61300 GBP |
10p Ordinary | Buy
| 5353 | 3.61500 GBP |
10p Ordinary | Buy
| 1868 | 3.61600 GBP |
10p Ordinary | Buy
| 1861 | 3.61700 GBP |
10p Ordinary | Buy
| 686 | 3.61800 GBP |
10p Ordinary | Buy
| 3198 | 3.62000 GBP |
10p Ordinary | Buy
| 1151 | 3.62100 GBP |
10p Ordinary | Buy
| 1822 | 3.62150 GBP |
10p Ordinary | Buy
| 3820 | 3.62200 GBP |
10p Ordinary | Buy
| 963 | 3.62400 GBP |
10p Ordinary | Buy
| 584 | 3.62500 GBP |
10p Ordinary | Buy
| 2944 | 3.62600 GBP |
10p Ordinary | Buy
| 553 | 3.62700 GBP |
10p Ordinary | Buy
| 5457 | 3.62800 GBP |
10p Ordinary | Buy
| 919 | 3.62900 GBP |
10p Ordinary | Buy
| 3527 | 3.62950 GBP |
10p Ordinary | Buy
| 886 | 3.63000 GBP |
10p Ordinary | Buy
| 1829 | 3.63600 GBP |
10p Ordinary | Buy
| 342 | 3.63900 GBP |
10p Ordinary | Buy
| 1694 | 3.64100 GBP |
10p Ordinary | Buy
| 2046 | 3.66000 GBP |
10p Ordinary | Buy
| 1003 | 3.66600 GBP |
10p Ordinary | Buy
| 632 | 3.66800 GBP |
10p Ordinary | Buy
| 3579 | 3.67300 GBP |
10p Ordinary | Buy
| 335 | 3.67600 GBP |
10p Ordinary | Buy
| 134 | 3.68000 GBP |
10p Ordinary | Buy
| 7602 | 3.69100 GBP |
10p Ordinary | Buy
| 3003 | 3.69300 GBP |
10p Ordinary | Buy
| 534 | 3.69600 GBP |
10p Ordinary | Buy
| 7187 | 3.69700 GBP |
10p Ordinary | Buy
| 1210 | 3.69800 GBP |
10p Ordinary | Buy
| 1880 | 3.70000 GBP |
10p Ordinary | Buy
| 836 | 3.70600 GBP |
10p Ordinary | Buy
| 427 | 3.70900 GBP |
10p Ordinary | Buy
| 1806 | 3.71400 GBP |
10p Ordinary | Buy
| 2084 | 3.71500 GBP |
10p Ordinary | Buy
| 291 | 3.71800 GBP |
10p Ordinary | Buy
| 1459 | 3.72400 GBP |
10p Ordinary | Buy
| 520 | 3.72500 GBP |
10p Ordinary | Buy
| 374 | 3.72700 GBP |
10p Ordinary | Buy
| 1955 | 3.73300 GBP |
10p Ordinary | Buy
| 953 | 3.73400 GBP |
10p Ordinary | Buy
| 6683 | 3.73500 GBP |
10p Ordinary | Buy
| 5720 | 3.73900 GBP |
10p Ordinary | Buy
| 426 | 3.74800 GBP |
10p Ordinary | Buy
| 4273 | 3.74900 GBP |
10p Ordinary | Buy
| 1510 | 3.75100 GBP |
10p Ordinary | Buy
| 2397 | 3.75200 GBP |
10p Ordinary | Buy
| 1744 | 3.75400 GBP |
10p Ordinary | Buy
| 1288 | 3.75500 GBP |
10p Ordinary | Buy
| 13 | 3.75700 GBP |
10p Ordinary | Buy
| 80 | 3.75800 GBP |
10p Ordinary | Buy
| 1201 | 3.75900 GBP |
10p Ordinary | Buy
| 2623 | 3.76100 GBP |
10p Ordinary | Buy
| 2660 | 3.76200 GBP |
10p Ordinary | Buy
| 88 | 3.76300 GBP |
10p Ordinary | Buy
| 1105 | 3.76400 GBP |
10p Ordinary | Buy
| 5970 | 3.76500 GBP |
10p Ordinary | Buy
| 2539 | 3.76600 GBP |
10p Ordinary | Buy
| 1244 | 3.76700 GBP |
10p Ordinary | Buy
| 110 | 3.76800 GBP |
10p Ordinary | Buy
| 1782 | 3.76900 GBP |
10p Ordinary | Buy
| 4179 | 3.77000 GBP |
10p Ordinary | Buy
| 1387 | 3.77100 GBP |
10p Ordinary | Buy
| 1244 | 3.77200 GBP |
10p Ordinary | Buy
| 179 | 3.77300 GBP |
10p Ordinary | Buy
| 547 | 3.77500 GBP |
10p Ordinary | Buy
| 515 | 3.77700 GBP |
10p Ordinary | Buy
| 5056 | 3.78000 GBP |
10p Ordinary | Buy
| 418 | 3.78200 GBP |
10p Ordinary | Buy
| 1817 | 3.78300 GBP |
10p Ordinary | Buy
| 4950 | 3.78400 GBP |
10p Ordinary | Buy
| 1875 | 3.78600 GBP |
10p Ordinary | Buy
| 794 | 3.78800 GBP |
10p Ordinary | Buy
| 569 | 3.79100 GBP |
10p Ordinary | Buy
| 717 | 3.79800 GBP |
10p Ordinary | Sell
| 994 | 3.39800 GBP |
10p Ordinary | Sell
| 978 | 3.42800 GBP |
10p Ordinary | Sell
| 777 | 3.45300 GBP |
10p Ordinary | Sell
| 1309 | 3.45400 GBP |
10p Ordinary | Sell
| 1001 | 3.45900 GBP |
10p Ordinary | Sell
| 1226 | 3.46600 GBP |
10p Ordinary | Sell
| 832 | 3.48500 GBP |
10p Ordinary | Sell
| 945 | 3.48600 GBP |
10p Ordinary | Sell
| 1467 | 3.48700 GBP |
10p Ordinary | Sell
| 1311 | 3.49000 GBP |
10p Ordinary | Sell
| 240 | 3.49200 GBP |
10p Ordinary | Sell
| 849 | 3.49300 GBP |
10p Ordinary | Sell
| 921 | 3.49900 GBP |
10p Ordinary | Sell
| 2965 | 3.50000 GBP |
10p Ordinary | Sell
| 1124 | 3.50500 GBP |
10p Ordinary | Sell
| 995 | 3.50600 GBP |
10p Ordinary | Sell
| 1352 | 3.51000 GBP |
10p Ordinary | Sell
| 1819 | 3.51400 GBP |
10p Ordinary | Sell
| 341 | 3.51800 GBP |
10p Ordinary | Sell
| 4285 | 3.52000 GBP |
10p Ordinary | Sell
| 875 | 3.52200 GBP |
10p Ordinary | Sell
| 1233 | 3.52300 GBP |
10p Ordinary | Sell
| 1332 | 3.52900 GBP |
10p Ordinary | Sell
| 1022 | 3.53100 GBP |
10p Ordinary | Sell
| 28 | 3.53600 GBP |
10p Ordinary | Sell
| 478 | 3.53900 GBP |
10p Ordinary | Sell
| 3618 | 3.54200 GBP |
10p Ordinary | Sell
| 1092 | 3.54300 GBP |
10p Ordinary | Sell
| 1100 | 3.54500 GBP |
10p Ordinary | Sell
| 1847 | 3.54800 GBP |
10p Ordinary | Sell
| 5376 | 3.55000 GBP |
10p Ordinary | Sell
| 1177 | 3.55100 GBP |
10p Ordinary | Sell
| 5628 | 3.55200 GBP |
10p Ordinary | Sell
| 1386 | 3.55400 GBP |
10p Ordinary | Sell
| 894 | 3.55600 GBP |
10p Ordinary | Sell
| 500 | 3.55700 GBP |
10p Ordinary | Sell
| 704 | 3.56100 GBP |
10p Ordinary | Sell
| 1632 | 3.56300 GBP |
10p Ordinary | Sell
| 1244 | 3.56400 GBP |
10p Ordinary | Sell
| 2500 | 3.56500 GBP |
10p Ordinary | Sell
| 3368 | 3.57000 GBP |
10p Ordinary | Sell
| 355 | 3.57400 GBP |
10p Ordinary | Sell
| 2118 | 3.58000 GBP |
10p Ordinary | Sell
| 2170 | 3.58600 GBP |
10p Ordinary | Sell
| 1125 | 3.59000 GBP |
10p Ordinary | Sell
| 2563 | 3.59800 GBP |
10p Ordinary | Sell
| 1012 | 3.59900 GBP |
10p Ordinary | Sell
| 478 | 3.60000 GBP |
10p Ordinary | Sell
| 963 | 3.60100 GBP |
10p Ordinary | Sell
| 3424 | 3.60200 GBP |
10p Ordinary | Sell
| 2915 | 3.60500 GBP |
10p Ordinary | Sell
| 1711 | 3.60700 GBP |
10p Ordinary | Sell
| 12586 | 3.60800 GBP |
10p Ordinary | Sell
| 1314 | 3.60900 GBP |
10p Ordinary | Sell
| 1884 | 3.61000 GBP |
10p Ordinary | Sell
| 400 | 3.61100 GBP |
10p Ordinary | Sell
| 953 | 3.61300 GBP |
10p Ordinary | Sell
| 2866 | 3.61400 GBP |
10p Ordinary | Sell
| 4095 | 3.61600 GBP |
10p Ordinary | Sell
| 830 | 3.61700 GBP |
10p Ordinary | Sell
| 642 | 3.61800 GBP |
10p Ordinary | Sell
| 1052 | 3.62000 GBP |
10p Ordinary | Sell
| 1171 | 3.62200 GBP |
10p Ordinary | Sell
| 838 | 3.62300 GBP |
10p Ordinary | Sell
| 345 | 3.62400 GBP |
10p Ordinary | Sell
| 1299 | 3.62500 GBP |
10p Ordinary | Sell
| 571 | 3.62600 GBP |
10p Ordinary | Sell
| 2216 | 3.62700 GBP |
10p Ordinary | Sell
| 6531 | 3.62900 GBP |
10p Ordinary | Sell
| 969 | 3.63000 GBP |
10p Ordinary | Sell
| 906 | 3.63300 GBP |
10p Ordinary | Sell
| 856 | 3.64200 GBP |
10p Ordinary | Sell
| 1484 | 3.65600 GBP |
10p Ordinary | Sell
| 327 | 3.66600 GBP |
10p Ordinary | Sell
| 617 | 3.66900 GBP |
10p Ordinary | Sell
| 1037 | 3.67000 GBP |
10p Ordinary | Sell
| 3578 | 3.67400 GBP |
10p Ordinary | Sell
| 1007 | 3.67600 GBP |
10p Ordinary | Sell
| 2000 | 3.67700 GBP |
10p Ordinary | Sell
| 842 | 3.68300 GBP |
10p Ordinary | Sell
| 2479 | 3.69200 GBP |
10p Ordinary | Sell
| 3770 | 3.69400 GBP |
10p Ordinary | Sell
| 608 | 3.69500 GBP |
10p Ordinary | Sell
| 1483 | 3.69700 GBP |
10p Ordinary | Sell
| 5737 | 3.69800 GBP |
10p Ordinary | Sell
| 3630 | 3.69900 GBP |
10p Ordinary | Sell
| 1436 | 3.70100 GBP |
10p Ordinary | Sell
| 2079 | 3.70700 GBP |
10p Ordinary | Sell
| 427 | 3.71000 GBP |
10p Ordinary | Sell
| 1144 | 3.71500 GBP |
10p Ordinary | Sell
| 1248 | 3.71600 GBP |
10p Ordinary | Sell
| 715 | 3.72000 GBP |
10p Ordinary | Sell
| 2444 | 3.72600 GBP |
10p Ordinary | Sell
| 1372 | 3.73400 GBP |
10p Ordinary | Sell
| 511 | 3.73600 GBP |
10p Ordinary | Sell
| 5112 | 3.74000 GBP |
10p Ordinary | Sell
| 426 | 3.74900 GBP |
10p Ordinary | Sell
| 4885 | 3.75000 GBP |
10p Ordinary | Sell
| 957 | 3.75200 GBP |
10p Ordinary | Sell
| 2107 | 3.75300 GBP |
10p Ordinary | Sell
| 2414 | 3.75400 GBP |
10p Ordinary | Sell
| 437 | 3.75500 GBP |
10p Ordinary | Sell
| 1119 | 3.75600 GBP |
10p Ordinary | Sell
| 2243 | 3.75800 GBP |
10p Ordinary | Sell
| 2055 | 3.75900 GBP |
10p Ordinary | Sell
| 1201 | 3.76000 GBP |
10p Ordinary | Sell
| 1673 | 3.76200 GBP |
10p Ordinary | Sell
| 2020 | 3.76300 GBP |
10p Ordinary | Sell
| 2531 | 3.76400 GBP |
10p Ordinary | Sell
| 1050 | 3.76500 GBP |
10p Ordinary | Sell
| 10913 | 3.76600 GBP |
10p Ordinary | Sell
| 1296 | 3.76700 GBP |
10p Ordinary | Sell
| 966 | 3.76800 GBP |
10p Ordinary | Sell
| 1032 | 3.76900 GBP |
10p Ordinary | Sell
| 2035 | 3.77000 GBP |
10p Ordinary | Sell
| 1967 | 3.77100 GBP |
10p Ordinary | Sell
| 466 | 3.77200 GBP |
10p Ordinary | Sell
| 1715 | 3.77400 GBP |
10p Ordinary | Sell
| 623 | 3.77500 GBP |
10p Ordinary | Sell
| 515 | 3.77900 GBP |
10p Ordinary | Sell
| 253 | 3.78000 GBP |
10p Ordinary | Sell
| 2620 | 3.78100 GBP |
10p Ordinary | Sell
| 547 | 3.78200 GBP |
10p Ordinary | Sell
| 418 | 3.78300 GBP |
10p Ordinary | Sell
| 845 | 3.78400 GBP |
10p Ordinary | Sell
| 1914 | 3.78700 GBP |
10p Ordinary | Sell
| 1485 | 3.78800 GBP |
10p Ordinary | Sell
| 819 | 3.78900 GBP |
10p Ordinary | Sell
| 288 | 3.79200 GBP |
10p Ordinary | Sell
| 111 | 3.79500 GBP |
10p Ordinary | Sell
| 717 | 3.79900 GBP |
TOTAL BUY :
| 248633 | ||
TOTAL SALE :
| 225673 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
|
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 27 April 2011 |
| Contact name: | Gemma Crewdson |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
MCRO.L