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Form 8.5 (EPT/NON-RI)

24th Feb 2012 09:58

RNS Number : 0659Y
GoldmanSachs International
24 February 2012
 

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date position held/dealing undertaken:

23 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosed previously for XSTRATA PLC

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

100,000

0.00

198,104

0.00

(2) Derivatives (other than options):

0

0.00

0

0.00

(3) Options and agreements to purchase/sell:

0

0.00

0

0.00

 

TOTAL:

100,000

0.00

198,104

0.00

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 ordinary

Purchase

869

4.3240 GBP

USD 0.01 ordinary

Purchase

357

4.3280 GBP

USD 0.01 ordinary

Purchase

503

4.3280 GBP

USD 0.01 ordinary

Purchase

24

4.3280 GBP

USD 0.01 ordinary

Purchase

831

4.3280 GBP

USD 0.01 ordinary

Purchase

453

4.3280 GBP

USD 0.01 ordinary

Purchase

487

4.3280 GBP

USD 0.01 ordinary

Purchase

1,005

4.3305 GBP

USD 0.01 ordinary

Purchase

865

4.3305 GBP

USD 0.01 ordinary

Purchase

842

4.3440 GBP

USD 0.01 ordinary

Purchase

116

4.3450 GBP

USD 0.01 ordinary

Purchase

789

4.3450 GBP

USD 0.01 ordinary

Purchase

872

4.3455 GBP

USD 0.01 ordinary

Purchase

657

4.3455 GBP

USD 0.01 ordinary

Purchase

575

4.3455 GBP

USD 0.01 ordinary

Purchase

1

4.3455 GBP

USD 0.01 ordinary

Purchase

950

4.3455 GBP

USD 0.01 ordinary

Purchase

1,010

4.3455 GBP

USD 0.01 ordinary

Purchase

960

4.3460 GBP

USD 0.01 ordinary

Purchase

859

4.3460 GBP

USD 0.01 ordinary

Purchase

876

4.3470 GBP

USD 0.01 ordinary

Purchase

234

4.3470 GBP

USD 0.01 ordinary

Purchase

887

4.3470 GBP

USD 0.01 ordinary

Purchase

512

4.3680 GBP

USD 0.01 ordinary

Purchase

39

4.3680 GBP

USD 0.01 ordinary

Purchase

500

4.3680 GBP

USD 0.01 ordinary

Purchase

225

4.3685 GBP

USD 0.01 ordinary

Purchase

707

4.3690 GBP

USD 0.01 ordinary

Purchase

771

4.3750 GBP

USD 0.01 ordinary

Purchase

1,191

4.3775 GBP

USD 0.01 ordinary

Purchase

444

4.3835 GBP

USD 0.01 ordinary

Purchase

388

4.3840 GBP

USD 0.01 ordinary

Purchase

998

4.3840 GBP

USD 0.01 ordinary

Purchase

384

4.3850 GBP

USD 0.01 ordinary

Purchase

394

4.3850 GBP

USD 0.01 ordinary

Purchase

600

4.3850 GBP

USD 0.01 ordinary

Purchase

4

4.3850 GBP

USD 0.01 ordinary

Purchase

536

4.3850 GBP

USD 0.01 ordinary

Purchase

732

4.3855 GBP

USD 0.01 ordinary

Purchase

616

4.3860 GBP

USD 0.01 ordinary

Purchase

912

4.3865 GBP

USD 0.01 ordinary

Purchase

705

4.3865 GBP

USD 0.01 ordinary

Purchase

808

4.3870 GBP

USD 0.01 ordinary

Purchase

281

4.3870 GBP

USD 0.01 ordinary

Purchase

698

4.3870 GBP

USD 0.01 ordinary

Purchase

257

4.3875 GBP

USD 0.01 ordinary

Purchase

710

4.3880 GBP

USD 0.01 ordinary

Purchase

642

4.3890 GBP

USD 0.01 ordinary

Purchase

666

4.3900 GBP

USD 0.01 ordinary

Purchase

894

4.3915 GBP

USD 0.01 ordinary

Purchase

380

4.3915 GBP

USD 0.01 ordinary

Purchase

1,003

4.3920 GBP

USD 0.01 ordinary

Purchase

738

4.3920 GBP

USD 0.01 ordinary

Purchase

763

4.3920 GBP

USD 0.01 ordinary

Purchase

747

4.3920 GBP

USD 0.01 ordinary

Purchase

420

4.3925 GBP

USD 0.01 ordinary

Purchase

439

4.3930 GBP

USD 0.01 ordinary

Purchase

713

4.3930 GBP

USD 0.01 ordinary

Purchase

886

4.3930 GBP

USD 0.01 ordinary

Purchase

273

4.3930 GBP

USD 0.01 ordinary

Purchase

877

4.3930 GBP

USD 0.01 ordinary

Purchase

574

4.3930 GBP

USD 0.01 ordinary

Purchase

271

4.3930 GBP

USD 0.01 ordinary

Purchase

43

4.3930 GBP

USD 0.01 ordinary

Purchase

400

4.3935 GBP

USD 0.01 ordinary

Purchase

733

4.3935 GBP

USD 0.01 ordinary

Purchase

602

4.3935 GBP

USD 0.01 ordinary

Purchase

266

4.3940 GBP

USD 0.01 ordinary

Purchase

380

4.3940 GBP

USD 0.01 ordinary

Purchase

11

4.3955 GBP

USD 0.01 ordinary

Purchase

100

4.3955 GBP

USD 0.01 ordinary

Purchase

460

4.3955 GBP

USD 0.01 ordinary

Purchase

748

4.3955 GBP

USD 0.01 ordinary

Purchase

414

4.3955 GBP

USD 0.01 ordinary

Purchase

334

4.3955 GBP

USD 0.01 ordinary

Purchase

690

4.3955 GBP

USD 0.01 ordinary

Purchase

613

4.3960 GBP

USD 0.01 ordinary

Purchase

205

4.3960 GBP

USD 0.01 ordinary

Purchase

446

4.3970 GBP

USD 0.01 ordinary

Purchase

579

4.3970 GBP

USD 0.01 ordinary

Purchase

1,104

4.3970 GBP

USD 0.01 ordinary

Purchase

88

4.3975 GBP

USD 0.01 ordinary

Purchase

299

4.3975 GBP

USD 0.01 ordinary

Purchase

80

4.3975 GBP

USD 0.01 ordinary

Purchase

801

4.3975 GBP

USD 0.01 ordinary

Purchase

332

4.3975 GBP

USD 0.01 ordinary

Purchase

928

4.3975 GBP

USD 0.01 ordinary

Purchase

100

4.3975 GBP

USD 0.01 ordinary

Purchase

448

4.3990 GBP

USD 0.01 ordinary

Purchase

678

4.3990 GBP

USD 0.01 ordinary

Purchase

774

4.3990 GBP

USD 0.01 ordinary

Purchase

1,126

4.3995 GBP

USD 0.01 ordinary

Purchase

858

4.3995 GBP

USD 0.01 ordinary

Purchase

879

4.4000 GBP

USD 0.01 ordinary

Purchase

1,148

4.4005 GBP

USD 0.01 ordinary

Purchase

463

4.4005 GBP

USD 0.01 ordinary

Purchase

720

4.4005 GBP

USD 0.01 ordinary

Purchase

1,057

4.4005 GBP

USD 0.01 ordinary

Purchase

1,010

4.4005 GBP

USD 0.01 ordinary

Purchase

1,048

4.4005 GBP

USD 0.01 ordinary

Purchase

387

4.4005 GBP

USD 0.01 ordinary

Purchase

1,013

4.4010 GBP

USD 0.01 ordinary

Purchase

200

4.4015 GBP

USD 0.01 ordinary

Purchase

699

4.4015 GBP

USD 0.01 ordinary

Purchase

1,009

4.4020 GBP

USD 0.01 ordinary

Purchase

46

4.4025 GBP

USD 0.01 ordinary

Purchase

981

4.4025 GBP

USD 0.01 ordinary

Purchase

2,104

4.4035 GBP

USD 0.01 ordinary

Purchase

946

4.4040 GBP

USD 0.01 ordinary

Purchase

992

4.4050 GBP

USD 0.01 ordinary

Purchase

312

4.4060 GBP

USD 0.01 ordinary

Purchase

288

4.4060 GBP

USD 0.01 ordinary

Purchase

243

4.4060 GBP

USD 0.01 ordinary

Purchase

186

4.4060 GBP

USD 0.01 ordinary

Purchase

142

4.4065 GBP

USD 0.01 ordinary

Purchase

948

4.4080 GBP

USD 0.01 ordinary

Purchase

35

4.4105 GBP

USD 0.01 ordinary

Purchase

512

4.4105 GBP

USD 0.01 ordinary

Purchase

165

4.4130 GBP

USD 0.01 ordinary

Purchase

193

4.4145 GBP

USD 0.01 ordinary

Purchase

846

4.4145 GBP

USD 0.01 ordinary

Purchase

876

4.4170 GBP

USD 0.01 ordinary

Purchase

937

4.4170 GBP

USD 0.01 ordinary

Purchase

962

4.4180 GBP

USD 0.01 ordinary

Purchase

124

4.4200 GBP

USD 0.01 ordinary

Purchase

865

4.4235 GBP

USD 0.01 ordinary

Sale

606

4.3463 GBP

USD 0.01 ordinary

Sale

12,298

4.3810 GBP

USD 0.01 ordinary

Sale

570

4.3810 GBP

USD 0.01 ordinary

Sale

11,402

4.3810 GBP

USD 0.01 ordinary

Sale

440

4.3810 GBP

USD 0.01 ordinary

Sale

4,424

4.3810 GBP

USD 0.01 ordinary

Sale

7,998

4.3810 GBP

USD 0.01 ordinary

Sale

2,160

4.3810 GBP

USD 0.01 ordinary

Sale

716

4.3875 GBP

USD 0.01 ordinary

Sale

312

4.3880 GBP

USD 0.01 ordinary

Sale

390

4.3880 GBP

USD 0.01 ordinary

Sale

469

4.3880 GBP

USD 0.01 ordinary

Sale

1,131

4.3885 GBP

USD 0.01 ordinary

Sale

300

4.3890 GBP

USD 0.01 ordinary

Sale

710

4.3892 GBP

USD 0.01 ordinary

Sale

308

4.3940 GBP

USD 0.01 ordinary

Sale

198

4.3940 GBP

USD 0.01 ordinary

Sale

425

4.3940 GBP

USD 0.01 ordinary

Sale

625

4.3945 GBP

USD 0.01 ordinary

Sale

133

4.3945 GBP

USD 0.01 ordinary

Sale

918

4.3950 GBP

USD 0.01 ordinary

Sale

274

4.3950 GBP

USD 0.01 ordinary

Sale

479

4.3950 GBP

USD 0.01 ordinary

Sale

602

4.3950 GBP

USD 0.01 ordinary

Sale

100

4.3955 GBP

USD 0.01 ordinary

Sale

736

4.3955 GBP

USD 0.01 ordinary

Sale

36

4.3955 GBP

USD 0.01 ordinary

Sale

763

4.3955 GBP

USD 0.01 ordinary

Sale

637

4.3955 GBP

USD 0.01 ordinary

Sale

727

4.3955 GBP

USD 0.01 ordinary

Sale

978

4.3960 GBP

USD 0.01 ordinary

Sale

472

4.3965 GBP

USD 0.01 ordinary

Sale

874

4.3965 GBP

USD 0.01 ordinary

Sale

187

4.3969 GBP

USD 0.01 ordinary

Sale

5

4.3970 GBP

USD 0.01 ordinary

Sale

95

4.3970 GBP

USD 0.01 ordinary

Sale

996

4.3970 GBP

USD 0.01 ordinary

Sale

900

4.3970 GBP

USD 0.01 ordinary

Sale

35

4.3970 GBP

USD 0.01 ordinary

Sale

492

4.3975 GBP

USD 0.01 ordinary

Sale

733

4.3975 GBP

USD 0.01 ordinary

Sale

638

4.3975 GBP

USD 0.01 ordinary

Sale

229

4.3980 GBP

USD 0.01 ordinary

Sale

673

4.3985 GBP

USD 0.01 ordinary

Sale

77

4.3990 GBP

USD 0.01 ordinary

Sale

345

4.3995 GBP

USD 0.01 ordinary

Sale

769

4.4080 GBP

USD 0.01 ordinary

Sale

742

4.4090 GBP

USD 0.01 ordinary

Sale

1,134

4.4095 GBP

USD 0.01 ordinary

Sale

342

4.4095 GBP

USD 0.01 ordinary

Sale

1,031

4.4095 GBP

USD 0.01 ordinary

Sale

387

4.4095 GBP

USD 0.01 ordinary

Sale

231

4.4105 GBP

USD 0.01 ordinary

Sale

500

4.4105 GBP

USD 0.01 ordinary

Sale

269

4.4105 GBP

USD 0.01 ordinary

Sale

411

4.4105 GBP

USD 0.01 ordinary

Sale

100

4.4105 GBP

USD 0.01 ordinary

Sale

931

4.4210 GBP

USD 0.01 ordinary

Sale

455

4.4210 GBP

USD 0.01 ordinary

Sale

1,012

4.4210 GBP

USD 0.01 ordinary

Sale

376

4.4255 GBP

USD 0.01 ordinary

Sale

99

4.4300 GBP

USD 0.01 ordinary

Sale

199

4.4300 GBP

USD 0.01 ordinary

Sale

500

4.4300 GBP

USD 0.01 ordinary

Sale

859

4.4310 GBP

 

 

Class of relevant security

Purchases/sales

Total number of securities

USD 0.01 ordinary

Purchases

75,696

USD 0.01 ordinary

Sales

68,963

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

24 February 2012

Contact name:

Audrey Malone and Gill Teasdale

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 1151

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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