16th Nov 2012 18:04
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | GLENCORE INTERNATIONAL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | XSTRATA PLC |
(d) Date position held/dealing undertaken: | 15 November 2012 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - disclosed previously for XSTRATA PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| USD 0.01 ordinary | |||
Interests | Short positions | |||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 13,875,754 | 0.19 | 165,383 | 0.00 |
(2) Derivatives (other than options): | 0 | 0.00 | 0 | 0.00 |
(3) Options and agreements to purchase/sell: | 0 | 0.00 | 10,480,000 | 0.14 |
TOTAL: | 13,875,754 | 0.19 | 10,645,383 | 0.14 |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
USD 0.01 ordinary | Purchase | 100 | 3.2450 GBP |
USD 0.01 ordinary | Purchase | 68 | 3.2465 GBP |
USD 0.01 ordinary | Purchase | 518 | 3.2465 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2470 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2475 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2475 GBP |
USD 0.01 ordinary | Purchase | 600 | 3.2475 GBP |
USD 0.01 ordinary | Purchase | 600 | 3.2475 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2475 GBP |
USD 0.01 ordinary | Purchase | 900 | 3.2475 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2480 GBP |
USD 0.01 ordinary | Purchase | 405 | 3.2480 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2480 GBP |
USD 0.01 ordinary | Purchase | 295 | 3.2480 GBP |
USD 0.01 ordinary | Purchase | 2 | 3.2485 GBP |
USD 0.01 ordinary | Purchase | 10 | 3.2485 GBP |
USD 0.01 ordinary | Purchase | 17 | 3.2485 GBP |
USD 0.01 ordinary | Purchase | 3 | 3.2485 GBP |
USD 0.01 ordinary | Purchase | 729 | 3.2485 GBP |
USD 0.01 ordinary | Purchase | 690 | 3.2485 GBP |
USD 0.01 ordinary | Purchase | 678 | 3.2485 GBP |
USD 0.01 ordinary | Purchase | 600 | 3.2485 GBP |
USD 0.01 ordinary | Purchase | 271 | 3.2485 GBP |
USD 0.01 ordinary | Purchase | 524 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 133 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 71 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 29 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 69 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 631 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 261 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 43 | 3.2490 GBP |
USD 0.01 ordinary | Purchase | 45 | 3.2495 GBP |
USD 0.01 ordinary | Purchase | 45 | 3.2495 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2495 GBP |
USD 0.01 ordinary | Purchase | 55 | 3.2495 GBP |
USD 0.01 ordinary | Purchase | 800 | 3.2495 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2495 GBP |
USD 0.01 ordinary | Purchase | 900 | 3.2495 GBP |
USD 0.01 ordinary | Purchase | 755 | 3.2495 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2495 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 1 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 600 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 579 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 121 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 200 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 1 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 600 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 699 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 600 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2500 GBP |
USD 0.01 ordinary | Purchase | 70 | 3.2505 GBP |
USD 0.01 ordinary | Purchase | 209 | 3.2505 GBP |
USD 0.01 ordinary | Purchase | 158 | 3.2505 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2505 GBP |
USD 0.01 ordinary | Purchase | 542 | 3.2505 GBP |
USD 0.01 ordinary | Purchase | 391 | 3.2505 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2505 GBP |
USD 0.01 ordinary | Purchase | 630 | 3.2505 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2505 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2505 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2510 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2510 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2510 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2510 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2510 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2510 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2515 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2515 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2515 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2515 GBP |
USD 0.01 ordinary | Purchase | 585 | 3.2515 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2515 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2515 GBP |
USD 0.01 ordinary | Purchase | 600 | 3.2515 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2515 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2515 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 154 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 600 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 346 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 600 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 589 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 1 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 110 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 700 | 3.2520 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2525 GBP |
USD 0.01 ordinary | Purchase | 600 | 3.2525 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2525 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2525 GBP |
USD 0.01 ordinary | Purchase | 248 | 3.2525 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2525 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2525 GBP |
USD 0.01 ordinary | Purchase | 154 | 3.2525 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2525 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2530 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2530 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2530 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2530 GBP |
USD 0.01 ordinary | Purchase | 1,000 | 3.2530 GBP |
USD 0.01 ordinary | Purchase | 400 | 3.2530 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 454 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 46 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 362 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 207 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 193 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2535 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2540 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.2540 GBP |
USD 0.01 ordinary | Purchase | 400 | 3.2540 GBP |
USD 0.01 ordinary | Purchase | 400 | 3.2545 GBP |
USD 0.01 ordinary | Purchase | 392 | 3.2545 GBP |
USD 0.01 ordinary | Purchase | 8 | 3.2545 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2550 GBP |
USD 0.01 ordinary | Purchase | 400 | 3.2550 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2575 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2580 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2605 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2605 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.2610 GBP |
USD 0.01 ordinary | Purchase | 204 | 3.2890 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2505 GBP |
USD 0.01 ordinary | Sale | 318 | 3.2510 GBP |
USD 0.01 ordinary | Sale | 382 | 3.2510 GBP |
USD 0.01 ordinary | Sale | 10 | 3.2515 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2520 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2520 GBP |
USD 0.01 ordinary | Sale | 700 | 3.2520 GBP |
USD 0.01 ordinary | Sale | 208 | 3.2525 GBP |
USD 0.01 ordinary | Sale | 492 | 3.2525 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2525 GBP |
USD 0.01 ordinary | Sale | 1,000 | 3.2530 GBP |
USD 0.01 ordinary | Sale | 270 | 3.2530 GBP |
USD 0.01 ordinary | Sale | 700 | 3.2530 GBP |
USD 0.01 ordinary | Sale | 235 | 3.2530 GBP |
USD 0.01 ordinary | Sale | 465 | 3.2530 GBP |
USD 0.01 ordinary | Sale | 700 | 3.2530 GBP |
USD 0.01 ordinary | Sale | 329 | 3.2535 GBP |
USD 0.01 ordinary | Sale | 391 | 3.2535 GBP |
USD 0.01 ordinary | Sale | 700 | 3.2535 GBP |
USD 0.01 ordinary | Sale | 288 | 3.2535 GBP |
USD 0.01 ordinary | Sale | 21 | 3.2535 GBP |
USD 0.01 ordinary | Sale | 1,000 | 3.2535 GBP |
USD 0.01 ordinary | Sale | 305 | 3.2540 GBP |
USD 0.01 ordinary | Sale | 59 | 3.2540 GBP |
USD 0.01 ordinary | Sale | 885 | 3.2540 GBP |
USD 0.01 ordinary | Sale | 382 | 3.2540 GBP |
USD 0.01 ordinary | Sale | 700 | 3.2540 GBP |
USD 0.01 ordinary | Sale | 24 | 3.2545 GBP |
USD 0.01 ordinary | Sale | 700 | 3.2545 GBP |
USD 0.01 ordinary | Sale | 676 | 3.2545 GBP |
USD 0.01 ordinary | Sale | 700 | 3.2550 GBP |
USD 0.01 ordinary | Sale | 700 | 3.2550 GBP |
USD 0.01 ordinary | Sale | 7 | 3.2550 GBP |
USD 0.01 ordinary | Sale | 693 | 3.2550 GBP |
USD 0.01 ordinary | Sale | 693 | 3.2550 GBP |
USD 0.01 ordinary | Sale | 1,000 | 3.2550 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2555 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2560 GBP |
USD 0.01 ordinary | Sale | 34 | 3.2560 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2560 GBP |
USD 0.01 ordinary | Sale | 32 | 3.2560 GBP |
USD 0.01 ordinary | Sale | 41 | 3.2565 GBP |
USD 0.01 ordinary | Sale | 848 | 3.2565 GBP |
USD 0.01 ordinary | Sale | 700 | 3.2565 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2565 GBP |
USD 0.01 ordinary | Sale | 900 | 3.2565 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2565 GBP |
USD 0.01 ordinary | Sale | 500 | 3.2570 GBP |
USD 0.01 ordinary | Sale | 430 | 3.2570 GBP |
USD 0.01 ordinary | Sale | 191 | 3.2570 GBP |
USD 0.01 ordinary | Sale | 500 | 3.2570 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2570 GBP |
USD 0.01 ordinary | Sale | 270 | 3.2570 GBP |
USD 0.01 ordinary | Sale | 902 | 3.2570 GBP |
USD 0.01 ordinary | Sale | 700 | 3.2575 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2575 GBP |
USD 0.01 ordinary | Sale | 200 | 3.2575 GBP |
USD 0.01 ordinary | Sale | 293 | 3.2575 GBP |
USD 0.01 ordinary | Sale | 327 | 3.2575 GBP |
USD 0.01 ordinary | Sale | 400 | 3.2575 GBP |
USD 0.01 ordinary | Sale | 12 | 3.2575 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2575 GBP |
USD 0.01 ordinary | Sale | 30 | 3.2575 GBP |
USD 0.01 ordinary | Sale | 300 | 3.2580 GBP |
USD 0.01 ordinary | Sale | 242 | 3.2580 GBP |
USD 0.01 ordinary | Sale | 400 | 3.2580 GBP |
USD 0.01 ordinary | Sale | 142 | 3.2580 GBP |
USD 0.01 ordinary | Sale | 500 | 3.2580 GBP |
USD 0.01 ordinary | Sale | 58 | 3.2580 GBP |
USD 0.01 ordinary | Sale | 500 | 3.2585 GBP |
USD 0.01 ordinary | Sale | 300 | 3.2600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2625 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2640 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2640 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2640 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2660 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2660 GBP |
USD 0.01 ordinary | Sale | 1 | 3.2660 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2695 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2710 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2715 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2715 GBP |
USD 0.01 ordinary | Sale | 100 | 3.2720 GBP |
Class of relevant security | Purchases/sales | Total number of securities |
USD 0.01 ordinary | Purchases | 53,801 |
USD 0.01 ordinary | Sales | 27,886 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 16 November 2012 |
| Contact name: | Audrey Malone and Darren Adam |
| Telephone number: | +44(20) 7552 3836 / +44(20) 7051 4224 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: | (GS) GOLDMAN, SACHS INTERNATIONAL |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | GLENCORE INTERNATIONAL PLC |
2. OPTIONS AND DERIVATIVES
Class of relevant security | Product description e.g. call option* | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
USD 0.01 ordinary | Call Option | Selling | 1,400,000 | 3.6000 GBP | EUROPEAN | 21/12/2012 |
USD 0.01 ordinary | Call Option | Selling | 570,000 | 3.8500 GBP | EUROPEAN | 21/12/2012 |
USD 0.01 ordinary | Call Option | Selling | 570,000 | 3.9000 GBP | EUROPEAN | 27/11/2012 |
USD 0.01 ordinary | Call Option | Selling | 1,200,000 | 3.9000 GBP | EUROPEAN | 27/11/2012 |
USD 0.01 ordinary | Call Option | Selling | 600,000 | 3.9000 GBP | EUROPEAN | 27/11/2012 |
USD 0.01 ordinary | Call Option | Selling | 600,000 | 3.8500 GBP | EUROPEAN | 21/12/2012 |
USD 0.01 ordinary | Call Option | Selling | 600,000 | 3.7500 GBP | EUROPEAN | 11/12/2012 |
USD 0.01 ordinary | Call Option | Selling | 570,000 | 3.7500 GBP | EUROPEAN | 11/12/2012 |
USD 0.01 ordinary | Call Option | Selling | 1,200,000 | 3.7500 GBP | EUROPEAN | 11/12/2012 |
USD 0.01 ordinary | Call Option | Selling | 570,000 | 3.9500 GBP | EUROPEAN | 10/01/2013 |
USD 0.01 ordinary | Call Option | Selling | 600,000 | 3.9500 GBP | EUROPEAN | 10/01/2013 |
USD 0.01 ordinary | Call Option | Selling | 1,200,000 | 3.9500 GBP | EUROPEAN | 10/01/2013 |
USD 0.01 ordinary | Call Option | Selling | 400,000 | 3.7500 GBP | EUROPEAN | 11/12/2012 |
USD 0.01 ordinary | Call Option | Selling | 400,000 | 3.7500 GBP | EUROPEAN | 18/01/2013 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website
Related Shares:
Glencore