15th Apr 2014 10:44
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS AG London Branch |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Dixons Retail Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Carphone Warehouse Grp Plc |
(d) Date position held/dealing undertaken: | 14 April 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes Carphone Warehouse Grp Plc |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| ||||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 28808 | 0.00% | 0 | 0.00% |
(2) Derivatives (other than options): | 0 | 0.00% | 0 | 0.00% |
(3) Options and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
TOTAL: | 28808 | 0.00% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
2.5p ordinary | Buy
| 8607 | 0.43790 GBP |
2.5p ordinary | Buy
| 9673 | 0.43800 GBP |
2.5p ordinary | Buy
| 10999 | 0.43900 GBP |
2.5p ordinary | Buy
| 16000 | 0.43990 GBP |
2.5p ordinary | Buy
| 2086 | 0.44000 GBP |
2.5p ordinary | Buy
| 4710 | 0.44100 GBP |
2.5p ordinary | Buy
| 3686 | 0.44110 GBP |
2.5p ordinary | Buy
| 9825 | 0.44150 GBP |
2.5p ordinary | Buy
| 4607 | 0.44155 GBP |
2.5p ordinary | Buy
| 15000 | 0.44170 GBP |
2.5p ordinary | Buy
| 4713 | 0.44180 GBP |
2.5p ordinary | Buy
| 5505 | 0.44220 GBP |
2.5p ordinary | Buy
| 5057 | 0.44230 GBP |
2.5p ordinary | Buy
| 2572 | 0.44260 GBP |
2.5p ordinary | Buy
| 9895 | 0.44280 GBP |
2.5p ordinary | Buy
| 4397 | 0.44290 GBP |
2.5p ordinary | Buy
| 14375 | 0.44300 GBP |
2.5p ordinary | Buy
| 9593 | 0.44310 GBP |
2.5p ordinary | Buy
| 8409 | 0.44330 GBP |
2.5p ordinary | Buy
| 6538 | 0.44370 GBP |
2.5p ordinary | Buy
| 3000 | 0.44400 GBP |
2.5p ordinary | Buy
| 1345 | 0.44430 GBP |
2.5p ordinary | Buy
| 5505 | 0.44450 GBP |
2.5p ordinary | Buy
| 216 | 0.44480 GBP |
2.5p ordinary | Buy
| 4509 | 0.44485 GBP |
2.5p ordinary | Buy
| 4863 | 0.44490 GBP |
2.5p ordinary | Buy
| 9433 | 0.44500 GBP |
2.5p ordinary | Buy
| 5541 | 0.44505 GBP |
2.5p ordinary | Buy
| 12182 | 0.44510 GBP |
2.5p ordinary | Buy
| 16980 | 0.44540 GBP |
2.5p ordinary | Buy
| 101717 | 0.44570 GBP |
2.5p ordinary | Buy
| 11662 | 0.44620 GBP |
2.5p ordinary | Buy
| 16000 | 0.44640 GBP |
2.5p ordinary | Buy
| 2938 | 0.44870 GBP |
2.5p ordinary | Buy
| 4666 | 0.45020 GBP |
2.5p ordinary | Buy
| 508 | 0.45170 GBP |
2.5p ordinary | Buy
| 591 | 0.45300 GBP |
2.5p ordinary | Buy
| 20133 | 0.45390 GBP |
2.5p ordinary | Buy
| 5308 | 0.45490 GBP |
2.5p ordinary | Sell
| 8607 | 0.43800 GBP |
2.5p ordinary | Sell
| 16917 | 0.43810 GBP |
2.5p ordinary | Sell
| 10999 | 0.43920 GBP |
2.5p ordinary | Sell
| 16252 | 0.44000 GBP |
2.5p ordinary | Sell
| 5717 | 0.44010 GBP |
2.5p ordinary | Sell
| 12532 | 0.44110 GBP |
2.5p ordinary | Sell
| 4233 | 0.44130 GBP |
2.5p ordinary | Sell
| 4334 | 0.44150 GBP |
2.5p ordinary | Sell
| 7687 | 0.44210 GBP |
2.5p ordinary | Sell
| 8069 | 0.44240 GBP |
2.5p ordinary | Sell
| 3924 | 0.44270 GBP |
2.5p ordinary | Sell
| 9246 | 0.44300 GBP |
2.5p ordinary | Sell
| 2442 | 0.44320 GBP |
2.5p ordinary | Sell
| 10873 | 0.44350 GBP |
2.5p ordinary | Sell
| 17565 | 0.44380 GBP |
2.5p ordinary | Sell
| 9922 | 0.44420 GBP |
2.5p ordinary | Sell
| 10173 | 0.44450 GBP |
2.5p ordinary | Sell
| 3496 | 0.44460 GBP |
2.5p ordinary | Sell
| 7760 | 0.44470 GBP |
2.5p ordinary | Sell
| 5608 | 0.44490 GBP |
2.5p ordinary | Sell
| 12182 | 0.44530 GBP |
2.5p ordinary | Sell
| 3815 | 0.44540 GBP |
2.5p ordinary | Sell
| 15433 | 0.44550 GBP |
2.5p ordinary | Sell
| 71695 | 0.44570 GBP |
2.5p ordinary | Sell
| 8053 | 0.44580 GBP |
2.5p ordinary | Sell
| 11662 | 0.44630 GBP |
2.5p ordinary | Sell
| 16000 | 0.44650 GBP |
2.5p ordinary | Sell
| 3941 | 0.44660 GBP |
2.5p ordinary | Sell
| 4853 | 0.44910 GBP |
2.5p ordinary | Sell
| 4485 | 0.45180 GBP |
2.5p ordinary | Sell
| 4592 | 0.45305 GBP |
2.5p ordinary | Sell
| 13771 | 0.45310 GBP |
2.5p ordinary | Sell
| 3090 | 0.45370 GBP |
2.5p ordinary | Sell
| 4616 | 0.45380 GBP |
2.5p ordinary | Sell
| 5354 | 0.45400 GBP |
2.5p ordinary | Sell
| 12850 | 0.45410 GBP |
2.5p ordinary | Sell
| 5530 | 0.45440 GBP |
2.5p ordinary | Sell
| 5066 | 0.45490 GBP |
TOTAL BUY :
| 383344 | ||
TOTAL SALE :
| 383344 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
|
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 15 April 2014 |
| Contact name: | Gemma Crewdson |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
DXNS.L