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Form 8.5 (EPT/NON-RI)

3rd Feb 2012 11:43

RNS Number : 7731W
GoldmanSachs International
03 February 2012
 

 

FORM 8.5 (EPT/NON-RI)

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

 

1. KEY INFORMATION

 

(a) Name of exempt principal trader:

(GS) GOLDMAN SACHS INTERNATIONAL

(b) Name of offeror/offeree in relation to whose relevant securities this form relates:

Use a separate form for each offeror/offeree

GLENCORE INTERNATIONAL PLC

(c) Name of the party to the offer with which exempt principal trader is connected:

XSTRATA PLC

(d) Date position held/dealing undertaken:

02 February 2012

(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer?

YES - disclosing today for XSTRATA PLC

 

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

 

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.01 ordinary

Interests

Short positions

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

100,000

0.00

123,928

0.00

(2) Derivatives (other than options):

0

0.00

0

0.00

(3) Options and agreements to purchase/sell:

0

0.00

0

0.00

 

TOTAL:

100,000

0.00

123,928

0.00

 

 

 

All interests and all short positions should be disclosed.

 

Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b) Rights to subscribe for new securities (including directors' and other executive options)

 

Class of relevant security in relation to which subscription right exists:

Details, including nature of the rights concerned and relevant percentages:

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

 

(a) Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.01 ordinary

Purchase

487

4.5200 GBP

USD 0.01 ordinary

Purchase

173

4.5205 GBP

USD 0.01 ordinary

Purchase

718

4.5205 GBP

USD 0.01 ordinary

Purchase

579

4.5210 GBP

USD 0.01 ordinary

Purchase

643

4.5210 GBP

USD 0.01 ordinary

Purchase

784

4.5215 GBP

USD 0.01 ordinary

Purchase

712

4.5215 GBP

USD 0.01 ordinary

Purchase

623

4.5220 GBP

USD 0.01 ordinary

Purchase

202

4.5220 GBP

USD 0.01 ordinary

Purchase

670

4.5220 GBP

USD 0.01 ordinary

Purchase

655

4.5225 GBP

USD 0.01 ordinary

Purchase

18

4.5225 GBP

USD 0.01 ordinary

Purchase

783

4.5225 GBP

USD 0.01 ordinary

Purchase

566

4.5225 GBP

USD 0.01 ordinary

Purchase

527

4.5225 GBP

USD 0.01 ordinary

Purchase

604

4.5230 GBP

USD 0.01 ordinary

Purchase

570

4.5245 GBP

USD 0.01 ordinary

Purchase

753

4.5245 GBP

USD 0.01 ordinary

Purchase

520

4.5250 GBP

USD 0.01 ordinary

Purchase

255

4.5250 GBP

USD 0.01 ordinary

Purchase

475

4.5250 GBP

USD 0.01 ordinary

Purchase

537

4.5250 GBP

USD 0.01 ordinary

Purchase

528

4.5250 GBP

USD 0.01 ordinary

Purchase

461

4.5250 GBP

USD 0.01 ordinary

Purchase

538

4.5250 GBP

USD 0.01 ordinary

Purchase

521

4.5250 GBP

USD 0.01 ordinary

Purchase

625

4.5255 GBP

USD 0.01 ordinary

Purchase

630

4.5255 GBP

USD 0.01 ordinary

Purchase

721

4.5255 GBP

USD 0.01 ordinary

Purchase

658

4.5255 GBP

USD 0.01 ordinary

Purchase

727

4.5255 GBP

USD 0.01 ordinary

Purchase

741

4.5255 GBP

USD 0.01 ordinary

Purchase

554

4.5255 GBP

USD 0.01 ordinary

Purchase

481

4.5255 GBP

USD 0.01 ordinary

Purchase

668

4.5255 GBP

USD 0.01 ordinary

Purchase

502

4.5255 GBP

USD 0.01 ordinary

Purchase

239

4.5272 GBP

USD 0.01 ordinary

Purchase

561

4.5275 GBP

USD 0.01 ordinary

Purchase

511

4.5280 GBP

USD 0.01 ordinary

Purchase

706

4.5295 GBP

USD 0.01 ordinary

Purchase

645

4.5300 GBP

USD 0.01 ordinary

Purchase

499

4.5310 GBP

USD 0.01 ordinary

Purchase

446

4.5336 GBP

USD 0.01 ordinary

Sale

487

4.5213 GBP

USD 0.01 ordinary

Sale

500

4.5245 GBP

USD 0.01 ordinary

Sale

609

4.5260 GBP

USD 0.01 ordinary

Sale

521

4.5275 GBP

USD 0.01 ordinary

Sale

660

4.5278 GBP

USD 0.01 ordinary

Sale

413

4.5280 GBP

USD 0.01 ordinary

Sale

258

4.5290 GBP

USD 0.01 ordinary

Sale

500

4.5290 GBP

USD 0.01 ordinary

Sale

939

4.5295 GBP

USD 0.01 ordinary

Sale

942

4.5300 GBP

USD 0.01 ordinary

Sale

59

4.5300 GBP

USD 0.01 ordinary

Sale

407

4.5300 GBP

USD 0.01 ordinary

Sale

500

4.5300 GBP

USD 0.01 ordinary

Sale

517

4.5305 GBP

USD 0.01 ordinary

Sale

588

4.5310 GBP

USD 0.01 ordinary

Sale

324

4.5315 GBP

USD 0.01 ordinary

Sale

500

4.5315 GBP

USD 0.01 ordinary

Sale

165

4.5315 GBP

USD 0.01 ordinary

Sale

942

4.5315 GBP

USD 0.01 ordinary

Sale

499

4.5315 GBP

USD 0.01 ordinary

Sale

411

4.5315 GBP

USD 0.01 ordinary

Sale

658

4.5320 GBP

USD 0.01 ordinary

Sale

329

4.5320 GBP

USD 0.01 ordinary

Sale

499

4.5320 GBP

USD 0.01 ordinary

Sale

205

4.5320 GBP

USD 0.01 ordinary

Sale

847

4.5320 GBP

USD 0.01 ordinary

Sale

923

4.5325 GBP

USD 0.01 ordinary

Sale

846

4.5325 GBP

USD 0.01 ordinary

Sale

942

4.5330 GBP

USD 0.01 ordinary

Sale

52

4.5330 GBP

USD 0.01 ordinary

Sale

475

4.5330 GBP

USD 0.01 ordinary

Sale

927

4.5330 GBP

USD 0.01 ordinary

Sale

167

4.5330 GBP

USD 0.01 ordinary

Sale

698

4.5335 GBP

USD 0.01 ordinary

Sale

489

4.5335 GBP

USD 0.01 ordinary

Sale

844

4.5335 GBP

USD 0.01 ordinary

Sale

100

4.5345 GBP

USD 0.01 ordinary

Sale

346

4.5345 GBP

USD 0.01 ordinary

Sale

139

4.5350 GBP

USD 0.01 ordinary

Sale

12,434

4.6170 GBP

 

 

Class of relevant security

Purchases/sales

Total number of securities

USD 0.01 ordinary

Purchases

23,816

USD 0.01 ordinary

Sales

32,661

 

(b) Derivatives transactions (other than options)

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

 

 

(c) Options transactions in respect of existing securities

 

(i) Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

(ii) Exercising

 

Class of relevant security

Product description

e.g. call option

Number of securities

Exercise price per unit

 

(d) Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

The currency of all prices and other monetary amounts should be stated.

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

4. OTHER INFORMATION

 

(a) Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(b) Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

NONE

 

 

(c) Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

03 February 2012

Contact name:

Audrey Malone and Gill Teasdale

Telephone number:

+44(20) 7552 3836 / +44(20) 7051 1151

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

This information is provided by RNS
The company news service from the London Stock Exchange
 
END
 
 
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