28th Feb 2013 11:28
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | (GS) GOLDMAN SACHS INTERNATIONAL |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | GLENCORE INTERNATIONAL PLC |
(c) Name of the party to the offer with which exempt principal trader is connected: | XSTRATA PLC |
(d) Date position held/dealing undertaken: | 27 February 2013 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | YES - disclosed previously for XSTRATA PLC |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| USD 0.01 ordinary | |||
Interests | Short positions | |||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 16,000,017 | 0.22 | 217,453 | 0.00 |
(2) Derivatives (other than options): | 0 | 0.00 | 0 | 0.00 |
(3) Options and agreements to purchase/sell: | 0 | 0.00 | 13,200,000 | 0.18 |
TOTAL: | 16,000,017 | 0.22 | 13,417,453 | 0.18 |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
USD 0.01 ordinary | Purchase | 20 | 3.7780 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7790 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7815 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7830 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7835 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.7835 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7835 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7840 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7840 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7855 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7860 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7875 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7880 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7880 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7880 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7880 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7890 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7895 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7895 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7900 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7900 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7905 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7910 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.7915 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7930 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7930 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7930 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7935 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7940 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.7945 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.7945 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7945 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7945 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7945 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7950 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7955 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7960 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7960 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7960 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7960 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7965 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7970 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7975 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7990 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.7990 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8000 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8000 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8005 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8005 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8010 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8015 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8020 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8025 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8030 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8050 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8050 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8055 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8065 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8070 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8075 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8090 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8095 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8100 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8125 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8125 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8130 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8135 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8135 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8155 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8165 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8170 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8185 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8185 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8205 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8210 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8210 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8225 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8225 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8255 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8260 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8265 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8270 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8290 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8295 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8300 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8310 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8315 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8320 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8325 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8325 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8330 GBP |
USD 0.01 ordinary | Purchase | 30 | 3.8345 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8370 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8385 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8390 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8400 GBP |
USD 0.01 ordinary | Purchase | 5,294 | 3.8401 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8415 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8515 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8515 GBP |
USD 0.01 ordinary | Purchase | 20 | 3.8530 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.8575 GBP |
USD 0.01 ordinary | Purchase | 261 | 3.8595 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.8605 GBP |
USD 0.01 ordinary | Purchase | 500 | 3.8610 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.8610 GBP |
USD 0.01 ordinary | Purchase | 54 | 3.8615 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.8615 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.8615 GBP |
USD 0.01 ordinary | Purchase | 100 | 3.8625 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7745 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7760 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7765 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7810 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7810 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7810 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7815 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7820 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7820 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7825 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7830 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7830 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7840 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7850 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7855 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7855 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7865 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7865 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7875 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7875 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7880 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7885 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7890 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7890 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7895 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7895 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7900 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7900 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7900 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7905 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7910 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7915 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7925 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7930 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7930 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7930 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7935 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7935 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7940 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7940 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7940 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7945 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7955 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7955 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7955 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7955 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7965 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7965 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7970 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7970 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7975 GBP |
USD 0.01 ordinary | Sale | 30 | 3.7975 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7975 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7990 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7990 GBP |
USD 0.01 ordinary | Sale | 20 | 3.7990 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8000 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8000 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8010 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8030 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8035 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8045 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8050 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8050 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8055 GBP |
USD 0.01 ordinary | Sale | 30 | 3.8065 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8075 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8080 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8090 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8105 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8105 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8115 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8115 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8115 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8125 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8130 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8130 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8135 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8155 GBP |
USD 0.01 ordinary | Sale | 30 | 3.8170 GBP |
USD 0.01 ordinary | Sale | 160 | 3.8195 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8200 GBP |
USD 0.01 ordinary | Sale | 150 | 3.8200 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8210 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8260 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8260 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8265 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8265 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8275 GBP |
USD 0.01 ordinary | Sale | 30 | 3.8280 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8280 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8295 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8300 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8315 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8335 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8345 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8390 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8395 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8400 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8495 GBP |
USD 0.01 ordinary | Sale | 20 | 3.8510 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8555 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8555 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8560 GBP |
USD 0.01 ordinary | Sale | 20,703 | 3.8569 GBP |
USD 0.01 ordinary | Sale | 200 | 3.8585 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8585 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 65 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 149 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 400 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 51 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 335 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8590 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8595 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8595 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8595 GBP |
USD 0.01 ordinary | Sale | 92 | 3.8595 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8595 GBP |
USD 0.01 ordinary | Sale | 400 | 3.8595 GBP |
USD 0.01 ordinary | Sale | 300 | 3.8595 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8595 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 300 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 300 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 92 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 8 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8600 GBP |
USD 0.01 ordinary | Sale | 251 | 3.8605 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8605 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8610 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8610 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8610 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8615 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8615 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8615 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8615 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8615 GBP |
USD 0.01 ordinary | Sale | 400 | 3.8620 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8620 GBP |
USD 0.01 ordinary | Sale | 400 | 3.8625 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8625 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8625 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8630 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8635 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8635 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8635 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8635 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8640 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8640 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8640 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8640 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8640 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8640 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8640 GBP |
USD 0.01 ordinary | Sale | 500 | 3.8640 GBP |
USD 0.01 ordinary | Sale | 58 | 3.8645 GBP |
USD 0.01 ordinary | Sale | 42 | 3.8645 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8645 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8650 GBP |
USD 0.01 ordinary | Sale | 100 | 3.8650 GBP |
Class of relevant security | Purchases/sales | Total number of securities |
USD 0.01 ordinary | Purchases | 8,869 |
USD 0.01 ordinary | Sales | 38,456 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
NONE
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 28 February 2013 |
| Contact name: | Audrey Malone and Darren Adam |
| Telephone number: | +44(20) 7552 3836 / +44(20) 7051 4224 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Identity of person whose open positions are being disclosed: | (GS) GOLDMAN, SACHS INTERNATIONAL |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | GLENCORE INTERNATIONAL PLC |
2. OPTIONS AND DERIVATIVES
Class of relevant security | Product description e.g. call option* | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
USD 0.01 ordinary | Call Option | Selling | 800,000 | 3.8500 GBP | EUROPEAN | 20/03/2013 |
USD 0.01 ordinary | Call Option | Selling | 800,000 | 3.8500 GBP | EUROPEAN | 20/03/2013 |
USD 0.01 ordinary | Call Option | Selling | 400,000 | 3.8500 GBP | EUROPEAN | 20/03/2013 |
USD 0.01 ordinary | Call Option | Selling | 1,200,000 | 3.8500 GBP | EUROPEAN | 20/03/2013 |
USD 0.01 ordinary | Call Option | Selling | 400,000 | 3.9700 GBP | EUROPEAN | 16/04/2013 |
USD 0.01 ordinary | Call Option | Selling | 800,000 | 4.0000 GBP | EUROPEAN | 17/05/2013 |
USD 0.01 ordinary | Call Option | Selling | 1,200,000 | 4.0000 GBP | EUROPEAN | 17/05/2013 |
USD 0.01 ordinary | Call Option | Selling | 500,000 | 4.0000 GBP | EUROPEAN | 17/05/2013 |
USD 0.01 ordinary | Call Option | Selling | 800,000 | 4.0000 GBP | EUROPEAN | 17/05/2013 |
USD 0.01 ordinary | Call Option | Selling | 800,000 | 4.1500 GBP | EUROPEAN | 21/06/2013 |
USD 0.01 ordinary | Call Option | Selling | 1,200,000 | 4.1500 GBP | EUROPEAN | 21/06/2013 |
USD 0.01 ordinary | Call Option | Selling | 300,000 | 4.1500 GBP | EUROPEAN | 21/06/2013 |
USD 0.01 ordinary | Call Option | Selling | 800,000 | 4.1500 GBP | EUROPEAN | 21/06/2013 |
USD 0.01 ordinary | Call Option | Selling | 800,000 | 3.9500 GBP | EUROPEAN | 06/06/2013 |
USD 0.01 ordinary | Call Option | Selling | 800,000 | 3.9500 GBP | EUROPEAN | 06/06/2013 |
USD 0.01 ordinary | Call Option | Selling | 400,000 | 3.9500 GBP | EUROPEAN | 06/06/2013 |
USD 0.01 ordinary | Call Option | Selling | 1,200,000 | 3.9500 GBP | EUROPEAN | 06/06/2013 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences ("CFDs") or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website
Related Shares:
Glencore