9th Apr 2014 11:03
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: | UBS AG London Branch |
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Dixons Retail Plc |
(c) Name of the party to the offer with which exempt principal trader is connected: | Carphone Warehouse Grp Plc |
(d) Date position held/dealing undertaken: | 08 April 2014 |
(e) Has the EPT previously disclosed, or is it today disclosing, under the Code in respect of any other party to this offer? | Yes Carphone Warehouse Grp Plc |
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| ||||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 6634 | 0.00% | 0 | 0.00% |
(2) Derivatives (other than options): | 0 | 0.00% | 0 | 0.00% |
(3) Options and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% |
TOTAL: | 6634 | 0.00% | 0 | 0.00% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
2.5p ordinary | Buy
| 9847 | 0.45630 GBP |
2.5p ordinary | Buy
| 3635 | 0.45770 GBP |
2.5p ordinary | Buy
| 8600 | 0.45780 GBP |
2.5p ordinary | Buy
| 5533 | 0.45810 GBP |
2.5p ordinary | Buy
| 11069 | 0.45820 GBP |
2.5p ordinary | Buy
| 4965 | 0.45970 GBP |
2.5p ordinary | Buy
| 14592 | 0.45990 GBP |
2.5p ordinary | Buy
| 6000 | 0.46000 GBP |
2.5p ordinary | Buy
| 5469 | 0.46020 GBP |
2.5p ordinary | Buy
| 3735 | 0.46120 GBP |
2.5p ordinary | Buy
| 10796 | 0.46150 GBP |
2.5p ordinary | Buy
| 3821 | 0.46290 GBP |
2.5p ordinary | Buy
| 3531 | 0.46400 GBP |
2.5p ordinary | Buy
| 1393 | 0.46440 GBP |
2.5p ordinary | Buy
| 5816 | 0.46450 GBP |
2.5p ordinary | Buy
| 2952 | 0.46500 GBP |
2.5p ordinary | Buy
| 5215 | 0.46640 GBP |
2.5p ordinary | Buy
| 9398 | 0.46870 GBP |
2.5p ordinary | Buy
| 5464 | 0.47030 GBP |
2.5p ordinary | Buy
| 4549 | 0.47070 GBP |
2.5p ordinary | Buy
| 5120 | 0.47090 GBP |
2.5p ordinary | Buy
| 5491 | 0.47110 GBP |
2.5p ordinary | Buy
| 7174 | 0.47120 GBP |
2.5p ordinary | Buy
| 2656 | 0.47130 GBP |
2.5p ordinary | Buy
| 4548 | 0.47170 GBP |
2.5p ordinary | Buy
| 4601 | 0.47190 GBP |
2.5p ordinary | Buy
| 4862 | 0.47220 GBP |
2.5p ordinary | Buy
| 3319 | 0.47300 GBP |
2.5p ordinary | Buy
| 9671 | 0.47360 GBP |
2.5p ordinary | Buy
| 2701 | 0.47400 GBP |
2.5p ordinary | Buy
| 3565 | 0.47440 GBP |
2.5p ordinary | Buy
| 3937 | 0.47470 GBP |
2.5p ordinary | Buy
| 3835 | 0.47500 GBP |
2.5p ordinary | Buy
| 4525 | 0.47550 GBP |
2.5p ordinary | Buy
| 9514 | 0.47720 GBP |
2.5p ordinary | Buy
| 32663 | 0.47910 GBP |
2.5p ordinary | Buy
| 3703 | 0.48080 GBP |
2.5p ordinary | Buy
| 322 | 0.48130 GBP |
2.5p ordinary | Buy
| 3805 | 0.48280 GBP |
2.5p ordinary | Sell
| 5295 | 0.45640 GBP |
2.5p ordinary | Sell
| 7585 | 0.45780 GBP |
2.5p ordinary | Sell
| 6368 | 0.45790 GBP |
2.5p ordinary | Sell
| 5533 | 0.45820 GBP |
2.5p ordinary | Sell
| 2646 | 0.45830 GBP |
2.5p ordinary | Sell
| 5651 | 0.45840 GBP |
2.5p ordinary | Sell
| 2645 | 0.45990 GBP |
2.5p ordinary | Sell
| 14592 | 0.46000 GBP |
2.5p ordinary | Sell
| 12000 | 0.46030 GBP |
2.5p ordinary | Sell
| 17031 | 0.46170 GBP |
2.5p ordinary | Sell
| 8235 | 0.46190 GBP |
2.5p ordinary | Sell
| 4160 | 0.46300 GBP |
2.5p ordinary | Sell
| 4151 | 0.46430 GBP |
2.5p ordinary | Sell
| 322 | 0.46590 GBP |
2.5p ordinary | Sell
| 2942 | 0.46660 GBP |
2.5p ordinary | Sell
| 12590 | 0.46880 GBP |
2.5p ordinary | Sell
| 5464 | 0.47040 GBP |
2.5p ordinary | Sell
| 4549 | 0.47080 GBP |
2.5p ordinary | Sell
| 5120 | 0.47100 GBP |
2.5p ordinary | Sell
| 5785 | 0.47120 GBP |
2.5p ordinary | Sell
| 7324 | 0.47140 GBP |
2.5p ordinary | Sell
| 21277 | 0.47145 GBP |
2.5p ordinary | Sell
| 4925 | 0.47175 GBP |
2.5p ordinary | Sell
| 5624 | 0.47190 GBP |
2.5p ordinary | Sell
| 4601 | 0.47200 GBP |
2.5p ordinary | Sell
| 1275 | 0.47215 GBP |
2.5p ordinary | Sell
| 5186 | 0.47225 GBP |
2.5p ordinary | Sell
| 1928 | 0.47230 GBP |
2.5p ordinary | Sell
| 3604 | 0.47310 GBP |
2.5p ordinary | Sell
| 5246 | 0.47400 GBP |
2.5p ordinary | Sell
| 3835 | 0.47510 GBP |
2.5p ordinary | Sell
| 4525 | 0.47560 GBP |
2.5p ordinary | Sell
| 7503 | 0.47610 GBP |
2.5p ordinary | Sell
| 9514 | 0.47740 GBP |
2.5p ordinary | Sell
| 18521 | 0.47910 GBP |
2.5p ordinary | Sell
| 3703 | 0.48090 GBP |
2.5p ordinary | Sell
| 1137 | 0.48290 GBP |
TOTAL BUY :
| 242392 | ||
TOTAL SALE :
| 242392 |
(b) Derivatives transactions (other than options)
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
|
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 09 April 2014 |
| Contact name: | Gemma Crewdson |
| Telephone number: | +44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
DXNS.L