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Form 8.5 (EPT/NON-RI)

21st May 2018 13:34

RNS Number : 7496O

Citigroup Derivatives Markets Inc

21 May 2018

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Name of exempt principal trader:	Citigroup Derivatives Markets Inc.
(b) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Shire Plc
(c) Name of the party to the offer with which exempt principal trader is connected:	Shire Plc
(d) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	18 May 2018
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	NO

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	5p Ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	7,796	(0.00%)	14,984	(0.00%)
(2) Cash-settled derivatives:
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	265,100	(0.03%)	201,800	(0.03%)
TOTAL:	272,896	(0.03%)	216,784	(0.03%)

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security

Purchases/ sales

Total number of securities

Highest price per unit paid/received

Lowest price per unit paid/received

5p Ordinary

Purchase

8,100

170.1152 USD

169.6100 USD

5p Ordinary

Sale

5,200

169.6100 USD

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit
5p Ordinary	P	Writing	100	130	American	18/01/2019	1.65
5p Ordinary	P	Writing	100	162.5	American	29/06/2018	2
5p Ordinary	C	Writing	300	160	American	18/05/2018	9.61
5p Ordinary	C	Writing	200	160	American	18/05/2018	9.61
5p Ordinary	C	Purchasing	4200	160	American	18/05/2018	9.61
5p Ordinary	C	Purchasing	200	160	American	18/05/2018	9.61
5p Ordinary	C	Purchasing	300	160	American	18/05/2018	9.61
5p Ordinary	C	Writing	4200	160	American	18/05/2018	9.61
5p Ordinary	C	Purchasing	100	160	American	18/05/2018	9.61
5p Ordinary	C	Writing	100	160	American	18/05/2018	9.61
5p Ordinary	P	Purchasing	800	145	American	18/05/2018	0.01
5p Ordinary	P	Writing	200	145	American	18/05/2018	0.01
5p Ordinary	P	Writing	800	145	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	200	145	American	18/05/2018	0.01
5p Ordinary	C	Writing	500	155	American	18/05/2018	14.61
5p Ordinary	C	Purchasing	500	155	American	18/05/2018	14.61
5p Ordinary	C	Writing	100	145	American	18/05/2018	24.61
5p Ordinary	C	Purchasing	100	145	American	18/05/2018	24.61
5p Ordinary	P	Purchasing	200	135	American	18/05/2018	0.01
5p Ordinary	P	Writing	200	135	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	100	170	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	100	170	American	18/05/2018	0.01
5p Ordinary	C	Writing	100	170	American	18/05/2018	0.01
5p Ordinary	C	Writing	100	170	American	18/05/2018	0.01
5p Ordinary	C	Writing	4600	195	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	4600	195	American	18/05/2018	0.01
5p Ordinary	P	Writing	3500	165	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	200	165	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	3500	165	American	18/05/2018	0.01
5p Ordinary	P	Writing	200	165	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	400	180	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	500	180	American	18/05/2018	0.01
5p Ordinary	C	Writing	500	180	American	18/05/2018	0.01
5p Ordinary	C	Writing	400	180	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	200	162.5	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	6400	162.5	American	18/05/2018	0.01
5p Ordinary	P	Writing	6400	162.5	American	18/05/2018	0.01
5p Ordinary	P	Writing	200	162.5	American	18/05/2018	0.01
5p Ordinary	C	Writing	1300	165	American	18/05/2018	4.61
5p Ordinary	C	Writing	400	165	American	18/05/2018	4.61
5p Ordinary	C	Writing	300	165	American	18/05/2018	4.61
5p Ordinary	C	Purchasing	400	165	American	18/05/2018	4.61
5p Ordinary	C	Purchasing	300	165	American	18/05/2018	4.61
5p Ordinary	C	Purchasing	1300	165	American	18/05/2018	4.61
5p Ordinary	C	Writing	400	175	American	18/05/2018	0.01
5p Ordinary	C	Writing	300	175	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	400	175	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	300	175	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	100	152.5	American	18/05/2018	17.11
5p Ordinary	C	Writing	100	152.5	American	18/05/2018	17.11
5p Ordinary	C	Writing	200	152.5	American	18/05/2018	17.11
5p Ordinary	C	Purchasing	200	152.5	American	18/05/2018	17.11
5p Ordinary	P	Writing	10000	150	American	18/05/2018	0.01
5p Ordinary	P	Writing	600	150	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	10000	150	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	600	150	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	300	150	American	18/05/2018	0.01
5p Ordinary	P	Writing	800	150	American	18/05/2018	0.01
5p Ordinary	P	Writing	300	150	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	800	150	American	18/05/2018	0.01
5p Ordinary	P	Writing	100	155	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	1800	155	American	18/05/2018	0.01
5p Ordinary	P	Writing	100	155	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	100	155	American	18/05/2018	0.01
5p Ordinary	P	Writing	1800	155	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	100	155	American	18/05/2018	0.01
5p Ordinary	P	Writing	2500	155	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	2500	155	American	18/05/2018	0.01
5p Ordinary	P	Writing	100	167.5	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	100	167.5	American	18/05/2018	0.01
5p Ordinary	P	Writing	900	95	American	18/05/2018	0.01
5p Ordinary	P	Purchasing	900	95	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	200	172.5	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	100	172.5	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	300	172.5	American	18/05/2018	0.01
5p Ordinary	C	Writing	100	172.5	American	18/05/2018	0.01
5p Ordinary	C	Writing	200	172.5	American	18/05/2018	0.01
5p Ordinary	C	Writing	300	172.5	American	18/05/2018	0.01
5p Ordinary	C	Purchasing	900	167.5	American	18/05/2018	2.11
5p Ordinary	C	Writing	900	167.5	American	18/05/2018	2.11
5p Ordinary	C	Writing	200	170	American	20/07/2018	5.99
5p Ordinary	P	Purchasing	200	175	American	18/05/2018	5.39
5p Ordinary	C	Writing	200	150	American	18/05/2018	19.61
5p Ordinary	C	Writing	200	155	American	18/05/2018	14.61
5p Ordinary	C	Writing	3300	165	American	18/05/2018	4.61
5p Ordinary	C	Writing	300	162.5	American	18/05/2018	7.11
5p Ordinary	P	Purchasing	400	190	American	18/05/2018	20.39
5p Ordinary	C	Writing	1000	167.5	American	18/05/2018	2.11
5p Ordinary	C	Writing	1100	145	American	18/05/2018	24.61
5p Ordinary	C	Writing	300	140	American	18/05/2018	29.61
5p Ordinary	C	Purchasing	1300	160	American	18/05/2018	9.61
5p Ordinary	C	Purchasing	500	152.5	American	18/05/2018	17.11
5p Ordinary	C	Purchasing	100	165	American	18/05/2018	4.61
5p Ordinary	C	Purchasing	2600	160	American	18/05/2018	9.61
5p Ordinary	C	Purchasing	100	125	American	18/05/2018	44.61
5p Ordinary	P	Writing	500	160	American	18/05/2018	0
5p Ordinary	P	Writing	2200	160	American	18/05/2018	0
5p Ordinary	C	Purchasing	700	172.5	American	18/05/2018	0
5p Ordinary	P	Writing	600	162.5	American	18/05/2018	0
5p Ordinary	C	Purchasing	200	185	American	18/05/2018	0
5p Ordinary	C	Purchasing	1400	180	American	18/05/2018	0
5p Ordinary	P	Purchasing	4600	155	American	18/05/2018	0
5p Ordinary	C	Purchasing	200	205	American	18/05/2018	0
5p Ordinary	C	Writing	3500	175	American	18/05/2018	0
5p Ordinary	P	Purchasing	300	135	American	18/05/2018	0
5p Ordinary	C	Writing	5000	195	American	18/05/2018	0
5p Ordinary	P	Writing	3200	165	American	18/05/2018	0
5p Ordinary	P	Purchasing	1200	145	American	18/05/2018	0
5p Ordinary	P	Writing	500	140	American	18/05/2018	0
5p Ordinary	C	Writing	800	175	American	18/05/2018	0
5p Ordinary	C	Writing	700	170	American	18/05/2018	0
5p Ordinary	P	Purchasing	400	157.5	American	18/05/2018	0
5p Ordinary	C	Purchasing	4000	185	American	18/05/2018	0
5p Ordinary	C	Writing	100	172.5	American	18/05/2018	0
5p Ordinary	P	Purchasing	1700	167.5	American	18/05/2018	0
5p Ordinary	C	Purchasing	500	190	American	18/05/2018	0
5p Ordinary	P	Writing	4200	150	American	18/05/2018	0
5p Ordinary	P	Purchasing	7500	155	American	18/05/2018	0
5p Ordinary	P	Writing	12600	150	American	18/05/2018	0
5p Ordinary	P	Purchasing	6800	162.5	American	18/05/2018	0
5p Ordinary	P	Writing	800	140	American	18/05/2018	0
5p Ordinary	C	Writing	1200	190	American	18/05/2018	0
5p Ordinary	P	Purchasing	100	152.5	American	18/05/2018	0
5p Ordinary	P	Writing	1200	95	American	18/05/2018	0
5p Ordinary	C	Writing	200	200	American	18/05/2018	0
5p Ordinary	C	Purchasing	1900	170	American	18/05/2018	0
5p Ordinary	P	Writing	600	165	American	18/05/2018	0

(i) Exercise

Class of relevant security	Product description e.g. call option	Writing, purchasing, selling, varying etc.	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

N/A

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

N/A

Is a Supplemental Form 8 (Open Positions) attached?

Date of disclosure:	21 May 2018
Contact name:	Craig Watson
Telephone number:	+44 (28) 90 409605

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

END

FEOUAOURWAAVUAR

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