10th May 2018 12:11
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | VIRGIN MONEY HOLDINGS (UK) PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 09 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES | |||
| disclosures in respect of any other party to the offer? | CYBG plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 0.01p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,635,852 | 0.82% | 2,489,874 | 0.56% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 776,496 | 0.17% | 1,944,515 | 0.44% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 4,412,348 | 0.99% | 4,434,389 | 1.00% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 0.01p ordinary | Purchase | 265 | 3.4140 GBP | ||||
| 0.01p ordinary | Purchase | 347 | 3.3489 GBP | ||||
| 0.01p ordinary | Purchase | 473 | 3.3230 GBP | ||||
| 0.01p ordinary | Purchase | 1,111 | 3.3899 GBP | ||||
| 0.01p ordinary | Purchase | 1,295 | 3.3203 GBP | ||||
| 0.01p ordinary | Purchase | 1,759 | 3.3438 GBP | ||||
| 0.01p ordinary | Purchase | 4,139 | 3.3536 GBP | ||||
| 0.01p ordinary | Purchase | 4,988 | 3.3270 GBP | ||||
| 0.01p ordinary | Purchase | 13,828 | 3.4000 GBP | ||||
| 0.01p ordinary | Purchase | 14,602 | 3.3122 GBP | ||||
| 0.01p ordinary | Purchase | 15,058 | 3.3737 GBP | ||||
| 0.01p ordinary | Purchase | 25,439 | 3.3506 GBP | ||||
| 0.01p ordinary | Purchase | 31,924 | 3.3200 GBP | ||||
| 0.01p ordinary | Purchase | 34,606 | 3.3470 GBP | ||||
| 0.01p ordinary | Purchase | 82,382 | 3.3606 GBP | ||||
| 0.01p ordinary | Purchase | 100,000 | 3.3752 GBP | ||||
| 0.01p ordinary | Purchase | 227,648 | 3.3520 GBP | ||||
| 0.01p ordinary | Sale | 737 | 3.3626 GBP | ||||
| 0.01p ordinary | Sale | 2,378 | 3.4220 GBP | ||||
| 0.01p ordinary | Sale | 3,357 | 3.4006 GBP | ||||
| 0.01p ordinary | Sale | 5,413 | 3.3916 GBP | ||||
| 0.01p ordinary | Sale | 5,603 | 3.3990 GBP | ||||
| 0.01p ordinary | Sale | 7,167 | 3.3026 GBP | ||||
| 0.01p ordinary | Sale | 7,549 | 3.4016 GBP | ||||
| 0.01p ordinary | Sale | 9,029 | 3.3850 GBP | ||||
| 0.01p ordinary | Sale | 9,266 | 3.4037 GBP | ||||
| 0.01p ordinary | Sale | 15,475 | 3.3527 GBP | ||||
| 0.01p ordinary | Sale | 26,830 | 3.3201 GBP | ||||
| 0.01p ordinary | Sale | 28,564 | 3.4060 GBP | ||||
| 0.01p ordinary | Sale | 33,000 | 3.3652 GBP | ||||
| 0.01p ordinary | Sale | 232,879 | 3.3730 GBP | ||||
| 0.01p ordinary | Sale | 282,786 | 3.3588 GBP | ||||
| 0.01p ordinary | Sale | 548,680 | 3.3979 GBP | ||||
| 0.01p ordinary | Sale | 1,175,447 | 3.3966 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 0.01p ordinary | CFD | Long | 737 | 3.3626 GBP | |||||
| 0.01p ordinary | SWAP | Long | 1,228 | 3.4229 GBP | |||||
| 0.01p ordinary | CFD | Long | 2,019 | 3.3957 GBP | |||||
| 0.01p ordinary | CFD | Long | 2,356 | 3.3903 GBP | |||||
| 0.01p ordinary | CFD | Long | 2,378 | 3.4220 GBP | |||||
| 0.01p ordinary | CFD | Long | 3,357 | 3.4006 GBP | |||||
| 0.01p ordinary | CFD | Long | 7,181 | 3.3966 GBP | |||||
| 0.01p ordinary | CFD | Long | 7,549 | 3.4016 GBP | |||||
| 0.01p ordinary | SWAP | Long | 9,266 | 3.4037 GBP | |||||
| 0.01p ordinary | SWAP | Long | 12,420 | 3.3254 GBP | |||||
| 0.01p ordinary | CFD | Long | 28,564 | 3.4059 GBP | |||||
| 0.01p ordinary | CFD | Long | 33,000 | 3.3652 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3905 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3911 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3916 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3927 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3932 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3933 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3941 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3948 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3949 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3969 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3971 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3976 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3977 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3981 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3988 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.3999 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.4002 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.4008 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.4022 GBP | |||||
| 0.01p ordinary | CFD | Long | 50,000 | 3.4071 GBP | |||||
| 0.01p ordinary | SWAP | Long | 51,461 | 3.3342 GBP | |||||
| 0.01p ordinary | CFD | Long | 90,931 | 3.3921 GBP | |||||
| 0.01p ordinary | CFD | Long | 100,000 | 3.3996 GBP | |||||
| 0.01p ordinary | SWAP | Long | 110,337 | 3.3729 GBP | |||||
| 0.01p ordinary | CFD | Long | 139,943 | 3.3233 GBP | |||||
| 0.01p ordinary | CFD | Long | 140,824 | 3.3936 GBP | |||||
| 0.01p ordinary | SWAP | Long | 175,826 | 3.3200 GBP | |||||
| 0.01p ordinary | CFD | Long | 507,485 | 3.4030 GBP | |||||
| 0.01p ordinary | CFD | Short | 265 | 3.4140 GBP | |||||
| 0.01p ordinary | CFD | Short | 347 | 3.3489 GBP | |||||
| 0.01p ordinary | SWAP | Short | 960 | 3.3620 GBP | |||||
| 0.01p ordinary | SWAP | Short | 5,302 | 3.3832 GBP | |||||
| 0.01p ordinary | CFD | Short | 10,000 | 3.4001 GBP | |||||
| 0.01p ordinary | CFD | Short | 13,487 | 3.4000 GBP | |||||
| 0.01p ordinary | CFD | Short | 14,602 | 3.3122 GBP | |||||
| 0.01p ordinary | SWAP | Short | 17,149 | 3.3961 GBP | |||||
| 0.01p ordinary | CFD | Short | 25,439 | 3.3506 GBP | |||||
| 0.01p ordinary | SWAP | Short | 28,944 | 3.3326 GBP | |||||
| 0.01p ordinary | CFD | Short | 34,606 | 3.3470 GBP | |||||
| 0.01p ordinary | SWAP | Short | 40,636 | 3.3885 GBP | |||||
| 0.01p ordinary | CFD | Short | 84,961 | 3.3202 GBP | |||||
| 0.01p ordinary | SWAP | Short | 106,350 | 3.3773 GBP | |||||
| 0.01p ordinary | SWAP | Short | 205,050 | 3.3200 GBP | |||||
| 0.01p ordinary | SWAP | Short | 205,050 | 3.3200 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 10 May 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180510005598/en/
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