11th Jun 2018 13:42
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | ||
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | VIRGIN MONEY HOLDINGS (UK) PLC | ||
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 08 June 2018 | ||
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES: CYBG PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 0.01p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,048,952 | 0.91% | 1,070,901 | 0.24% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 117,508 | 0.03% | 3,657,978 | 0.82% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,166,460 | 0.94% | 4,728,879 | 1.06% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |||
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 0.01p ordinary | Purchase | 250 | 3.4912 GBP | ||||
| 0.01p ordinary | Purchase | 1,230 | 3.4948 GBP | ||||
| 0.01p ordinary | Purchase | 2,750 | 3.4921 GBP | ||||
| 0.01p ordinary | Purchase | 3,205 | 3.4918 GBP | ||||
| 0.01p ordinary | Purchase | 4,120 | 3.4895 GBP | ||||
| 0.01p ordinary | Purchase | 6,197 | 3.4799 GBP | ||||
| 0.01p ordinary | Purchase | 14,367 | 3.4878 GBP | ||||
| 0.01p ordinary | Purchase | 15,026 | 3.4797 GBP | ||||
| 0.01p ordinary | Purchase | 15,649 | 3.4702 GBP | ||||
| 0.01p ordinary | Purchase | 41,946 | 3.4610 GBP | ||||
| 0.01p ordinary | Purchase | 48,040 | 3.4943 GBP | ||||
| 0.01p ordinary | Purchase | 60,000 | 3.4914 GBP | ||||
| 0.01p ordinary | Purchase | 80,965 | 3.4755 GBP | ||||
| 0.01p ordinary | Purchase | 92,686 | 3.4767 GBP | ||||
| 0.01p ordinary | Purchase | 100,000 | 3.4713 GBP | ||||
| 0.01p ordinary | Sale | 110 | 3.4940 GBP | ||||
| 0.01p ordinary | Sale | 287 | 3.4759 GBP | ||||
| 0.01p ordinary | Sale | 761 | 3.4601 GBP | ||||
| 0.01p ordinary | Sale | 906 | 3.4702 GBP | ||||
| 0.01p ordinary | Sale | 950 | 3.4617 GBP | ||||
| 0.01p ordinary | Sale | 1,784 | 3.4907 GBP | ||||
| 0.01p ordinary | Sale | 3,662 | 3.4707 GBP | ||||
| 0.01p ordinary | Sale | 9,318 | 3.4780 GBP | ||||
| 0.01p ordinary | Sale | 12,432 | 3.4721 GBP | ||||
| 0.01p ordinary | Sale | 15,876 | 3.4806 GBP | ||||
| 0.01p ordinary | Sale | 17,802 | 3.4794 GBP | ||||
| 0.01p ordinary | Sale | 25,917 | 3.4691 GBP | ||||
| 0.01p ordinary | Sale | 26,681 | 3.4612 GBP | ||||
| 0.01p ordinary | Sale | 31,199 | 3.4748 GBP | ||||
| 0.01p ordinary | Sale | 32,939 | 3.4881 GBP | ||||
| 0.01p ordinary | Sale | 36,993 | 3.4867 GBP | ||||
| 0.01p ordinary | Sale | 43,968 | 3.4774 GBP | ||||
| 0.01p ordinary | Sale | 62,176 | 3.4757 GBP | ||||
| 0.01p ordinary | Sale | 62,631 | 3.4753 GBP | ||||
| 0.01p ordinary | Sale | 96,443 | 3.4651 GBP | ||||
| 0.01p ordinary | Sale | 97,414 | 3.4610 GBP | ||||
| 0.01p ordinary | Sale | 211,818 | 3.4835 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 0.01p ordinary | CFD | Long | 100 | 3.5007 GBP | |||||
| 0.01p ordinary | CFD | Long | 110 | 3.5077 GBP | |||||
| 0.01p ordinary | CFD | Long | 287 | 3.4759 GBP | |||||
| 0.01p ordinary | CFD | Long | 400 | 3.5066 GBP | |||||
| 0.01p ordinary | CFD | Long | 500 | 3.4926 GBP | |||||
| 0.01p ordinary | CFD | Long | 1,000 | 3.4986 GBP | |||||
| 0.01p ordinary | CFD | Long | 1,000 | 3.5014 GBP | |||||
| 0.01p ordinary | CFD | Long | 1,000 | 3.5016 GBP | |||||
| 0.01p ordinary | CFD | Long | 1,000 | 3.5032 GBP | |||||
| 0.01p ordinary | CFD | Long | 1,000 | 3.5036 GBP | |||||
| 0.01p ordinary | CFD | Long | 1,000 | 3.5073 GBP | |||||
| 0.01p ordinary | CFD | Long | 1,190 | 3.5076 GBP | |||||
| 0.01p ordinary | CFD | Long | 1,300 | 3.5059 GBP | |||||
| 0.01p ordinary | CFD | Long | 2,500 | 3.4842 GBP | |||||
| 0.01p ordinary | CFD | Long | 2,500 | 3.4872 GBP | |||||
| 0.01p ordinary | CFD | Long | 2,500 | 3.4873 GBP | |||||
| 0.01p ordinary | CFD | Long | 2,900 | 3.4927 GBP | |||||
| 0.01p ordinary | CFD | Long | 3,000 | 3.4816 GBP | |||||
| 0.01p ordinary | CFD | Long | 4,000 | 3.4806 GBP | |||||
| 0.01p ordinary | CFD | Long | 5,000 | 3.4828 GBP | |||||
| 0.01p ordinary | CFD | Long | 6,000 | 3.4846 GBP | |||||
| 0.01p ordinary | CFD | Long | 7,765 | 3.4607 GBP | |||||
| 0.01p ordinary | CFD | Long | 7,990 | 3.4805 GBP | |||||
| 0.01p ordinary | CFD | Long | 9,318 | 3.4780 GBP | |||||
| 0.01p ordinary | SWAP | Long | 13,820 | 3.4813 GBP | |||||
| 0.01p ordinary | CFD | Long | 31,199 | 3.4748 GBP | |||||
| 0.01p ordinary | CFD | Long | 32,939 | 3.4881 GBP | |||||
| 0.01p ordinary | SWAP | Long | 38,259 | 3.4807 GBP | |||||
| 0.01p ordinary | CFD | Long | 62,176 | 3.4757 GBP | |||||
| 0.01p ordinary | CFD | Long | 62,631 | 3.4753 GBP | |||||
| 0.01p ordinary | CFD | Long | 96,443 | 3.4651 GBP | |||||
| 0.01p ordinary | CFD | Long | 97,414 | 3.4610 GBP | |||||
| 0.01p ordinary | CFD | Short | 16,883 | 3.4864 GBP | |||||
| 0.01p ordinary | SWAP | Short | 20,120 | 3.4974 GBP | |||||
| 0.01p ordinary | CFD | Short | 29,969 | 3.4750 GBP | |||||
| 0.01p ordinary | CFD | Short | 30,572 | 3.4757 GBP | |||||
| 0.01p ordinary | SWAP | Short | 63,603 | 3.4804 GBP | |||||
| 0.01p ordinary | SWAP | Short | 73,960 | 3.4610 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 11 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180611005586/en/
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