6th Jun 2018 14:28
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | VIRGIN MONEY HOLDINGS (UK) PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 05 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | NO | |||
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 0.01p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,257,952 | 0.96% | 1,260,097 | 0.28% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 192,675 | 0.04% | 3,667,274 | 0.82% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,450,627 | 1.00% | 4,927,371 | 1.11% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 0.01p ordinary | Purchase | 87 | 3.4810 GBP | ||||
| 0.01p ordinary | Purchase | 250 | 3.4699 GBP | ||||
| 0.01p ordinary | Purchase | 1,168 | 3.4744 GBP | ||||
| 0.01p ordinary | Purchase | 1,350 | 3.4780 GBP | ||||
| 0.01p ordinary | Purchase | 4,000 | 3.4736 GBP | ||||
| 0.01p ordinary | Purchase | 4,317 | 3.4771 GBP | ||||
| 0.01p ordinary | Purchase | 10,883 | 3.4747 GBP | ||||
| 0.01p ordinary | Purchase | 11,013 | 3.4428 GBP | ||||
| 0.01p ordinary | Purchase | 29,224 | 3.4487 GBP | ||||
| 0.01p ordinary | Purchase | 52,921 | 3.4697 GBP | ||||
| 0.01p ordinary | Purchase | 76,770 | 3.4430 GBP | ||||
| 0.01p ordinary | Purchase | 96,555 | 3.4723 GBP | ||||
| 0.01p ordinary | Purchase | 109,745 | 3.4714 GBP | ||||
| 0.01p ordinary | Purchase | 495,013 | 3.4657 GBP | ||||
| 0.01p ordinary | Purchase | 606,426 | 3.4567 GBP | ||||
| 0.01p ordinary | Sale | 100 | 3.4730 GBP | ||||
| 0.01p ordinary | Sale | 176 | 3.4720 GBP | ||||
| 0.01p ordinary | Sale | 1,168 | 3.4648 GBP | ||||
| 0.01p ordinary | Sale | 1,611 | 3.4676 GBP | ||||
| 0.01p ordinary | Sale | 2,066 | 3.4700 GBP | ||||
| 0.01p ordinary | Sale | 3,052 | 3.4722 GBP | ||||
| 0.01p ordinary | Sale | 6,022 | 3.4699 GBP | ||||
| 0.01p ordinary | Sale | 11,179 | 3.4659 GBP | ||||
| 0.01p ordinary | Sale | 13,838 | 3.4727 GBP | ||||
| 0.01p ordinary | Sale | 16,107 | 3.4747 GBP | ||||
| 0.01p ordinary | Sale | 21,443 | 3.4741 GBP | ||||
| 0.01p ordinary | Sale | 24,285 | 3.4431 GBP | ||||
| 0.01p ordinary | Sale | 25,661 | 3.4715 GBP | ||||
| 0.01p ordinary | Sale | 27,694 | 3.4746 GBP | ||||
| 0.01p ordinary | Sale | 33,399 | 3.4718 GBP | ||||
| 0.01p ordinary | Sale | 36,325 | 3.4427 GBP | ||||
| 0.01p ordinary | Sale | 58,180 | 3.4430 GBP | ||||
| 0.01p ordinary | Sale | 65,149 | 3.4693 GBP | ||||
| 0.01p ordinary | Sale | 70,307 | 3.4675 GBP | ||||
| 0.01p ordinary | Sale | 75,216 | 3.4736 GBP | ||||
| 0.01p ordinary | Sale | 168,020 | 3.4702 GBP | ||||
| 0.01p ordinary | Sale | 345,783 | 3.4471 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 0.01p ordinary | CFD | Long | 100 | 3.4697 GBP | |||||
| 0.01p ordinary | SWAP | Long | 100 | 3.4710 GBP | |||||
| 0.01p ordinary | SWAP | Long | 100 | 3.4729 GBP | |||||
| 0.01p ordinary | CFD | Long | 1,168 | 3.4648 GBP | |||||
| 0.01p ordinary | CFD | Long | 1,500 | 3.4716 GBP | |||||
| 0.01p ordinary | CFD | Long | 2,066 | 3.4700 GBP | |||||
| 0.01p ordinary | CFD | Long | 5,000 | 3.4606 GBP | |||||
| 0.01p ordinary | CFD | Long | 5,000 | 3.4609 GBP | |||||
| 0.01p ordinary | CFD | Long | 5,000 | 3.4657 GBP | |||||
| 0.01p ordinary | CFD | Long | 5,000 | 3.4706 GBP | |||||
| 0.01p ordinary | CFD | Long | 10,000 | 3.4714 GBP | |||||
| 0.01p ordinary | SWAP | Long | 12,669 | 3.4490 GBP | |||||
| 0.01p ordinary | CFD | Long | 20,000 | 3.4766 GBP | |||||
| 0.01p ordinary | CFD | Long | 27,694 | 3.4746 GBP | |||||
| 0.01p ordinary | CFD | Long | 31,492 | 3.4718 GBP | |||||
| 0.01p ordinary | CFD | Long | 36,325 | 3.4427 GBP | |||||
| 0.01p ordinary | SWAP | Long | 38,726 | 3.4701 GBP | |||||
| 0.01p ordinary | CFD | Long | 45,000 | 3.4726 GBP | |||||
| 0.01p ordinary | SWAP | Long | 46,098 | 3.4724 GBP | |||||
| 0.01p ordinary | SWAP | Long | 68,438 | 3.4430 GBP | |||||
| 0.01p ordinary | SWAP | Long | 68,438 | 3.4430 GBP | |||||
| 0.01p ordinary | CFD | Long | 75,216 | 3.4736 GBP | |||||
| 0.01p ordinary | SWAP | Short | 1,686 | 3.4712 GBP | |||||
| 0.01p ordinary | CFD | Short | 5,000 | 3.4793 GBP | |||||
| 0.01p ordinary | CFD | Short | 20,071 | 3.4429 GBP | |||||
| 0.01p ordinary | CFD | Short | 37,134 | 3.4794 GBP | |||||
| 0.01p ordinary | SWAP | Short | 39,822 | 3.4737 GBP | |||||
| 0.01p ordinary | CFD | Short | 41,488 | 3.4744 GBP | |||||
| 0.01p ordinary | CFD | Short | 68,683 | 3.4430 GBP | |||||
| 0.01p ordinary | SWAP | Short | 68,683 | 3.4430 GBP | |||||
| 0.01p ordinary | SWAP | Short | 106,868 | 3.4534 GBP | |||||
| 0.01p ordinary | CFD | Short | 143,068 | 3.4432 GBP | |||||
| 0.01p ordinary | SWAP | Short | 350,969 | 3.4622 GBP | |||||
| 0.01p ordinary | CFD | Short | 495,013 | 3.4657 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 6 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180606005774/en/
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