5th Oct 2018 11:17
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | VIRGIN MONEY HOLDINGS (UK) PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 04 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | CYBG PLC | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 0.01p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 13,343,999 | 2.99% | 303,626 | 0.07% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 170,149 | 0.04% | 12,086,668 | 2.71% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |||||||
| TOTAL: | 13,514,148 | 3.03% | 12,390,294 | 2.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 0.01p ordinary | Purchase | 161 | 3.7780 GBP | ||||
| 0.01p ordinary | Purchase | 353 | 3.7895 GBP | ||||
| 0.01p ordinary | Purchase | 353 | 3.7890 GBP | ||||
| 0.01p ordinary | Purchase | 456 | 3.8520 GBP | ||||
| 0.01p ordinary | Purchase | 517 | 3.8050 GBP | ||||
| 0.01p ordinary | Purchase | 644 | 3.8400 GBP | ||||
| 0.01p ordinary | Purchase | 824 | 3.8200 GBP | ||||
| 0.01p ordinary | Purchase | 824 | 3.7870 GBP | ||||
| 0.01p ordinary | Purchase | 824 | 3.7730 GBP | ||||
| 0.01p ordinary | Purchase | 824 | 3.8530 GBP | ||||
| 0.01p ordinary | Purchase | 824 | 3.8040 GBP | ||||
| 0.01p ordinary | Purchase | 825 | 3.7950 GBP | ||||
| 0.01p ordinary | Purchase | 825 | 3.7880 GBP | ||||
| 0.01p ordinary | Purchase | 826 | 3.8570 GBP | ||||
| 0.01p ordinary | Purchase | 829 | 3.8410 GBP | ||||
| 0.01p ordinary | Purchase | 835 | 3.7995 GBP | ||||
| 0.01p ordinary | Purchase | 836 | 3.7990 GBP | ||||
| 0.01p ordinary | Purchase | 842 | 3.8010 GBP | ||||
| 0.01p ordinary | Purchase | 847 | 3.7580 GBP | ||||
| 0.01p ordinary | Purchase | 849 | 3.7930 GBP | ||||
| 0.01p ordinary | Purchase | 854 | 3.7970 GBP | ||||
| 0.01p ordinary | Purchase | 876 | 3.8420 GBP | ||||
| 0.01p ordinary | Purchase | 895 | 3.8490 GBP | ||||
| 0.01p ordinary | Purchase | 907 | 3.8000 GBP | ||||
| 0.01p ordinary | Purchase | 934 | 3.7770 GBP | ||||
| 0.01p ordinary | Purchase | 936 | 3.8680 GBP | ||||
| 0.01p ordinary | Purchase | 1,648 | 3.7980 GBP | ||||
| 0.01p ordinary | Purchase | 1,648 | 3.7850 GBP | ||||
| 0.01p ordinary | Purchase | 1,649 | 3.7940 GBP | ||||
| 0.01p ordinary | Purchase | 1,759 | 3.8540 GBP | ||||
| 0.01p ordinary | Purchase | 1,806 | 3.8440 GBP | ||||
| 0.01p ordinary | Purchase | 2,882 | 3.8405 GBP | ||||
| 0.01p ordinary | Purchase | 4,745 | 3.8458 GBP | ||||
| 0.01p ordinary | Purchase | 7,189 | 3.7774 GBP | ||||
| 0.01p ordinary | Purchase | 8,729 | 3.7793 GBP | ||||
| 0.01p ordinary | Purchase | 11,565 | 3.8171 GBP | ||||
| 0.01p ordinary | Purchase | 40,654 | 3.7922 GBP | ||||
| 0.01p ordinary | Purchase | 62,173 | 3.8038 GBP | ||||
| 0.01p ordinary | Purchase | 91,586 | 3.8161 GBP | ||||
| 0.01p ordinary | Purchase | 100,000 | 3.7486 GBP | ||||
| 0.01p ordinary | Purchase | 130,746 | 3.8148 GBP | ||||
| 0.01p ordinary | Purchase | 254,133 | 3.8175 GBP | ||||
| 0.01p ordinary | Purchase | 1,300,000 | 3.7651 GBP | ||||
| 0.01p ordinary | Sale | 308 | 3.8598 GBP | ||||
| 0.01p ordinary | Sale | 353 | 3.7895 GBP | ||||
| 0.01p ordinary | Sale | 353 | 3.7890 GBP | ||||
| 0.01p ordinary | Sale | 456 | 3.8520 GBP | ||||
| 0.01p ordinary | Sale | 657 | 3.8646 GBP | ||||
| 0.01p ordinary | Sale | 824 | 3.7730 GBP | ||||
| 0.01p ordinary | Sale | 824 | 3.8040 GBP | ||||
| 0.01p ordinary | Sale | 824 | 3.7870 GBP | ||||
| 0.01p ordinary | Sale | 824 | 3.8200 GBP | ||||
| 0.01p ordinary | Sale | 824 | 3.8530 GBP | ||||
| 0.01p ordinary | Sale | 825 | 3.7880 GBP | ||||
| 0.01p ordinary | Sale | 825 | 3.7950 GBP | ||||
| 0.01p ordinary | Sale | 826 | 3.8570 GBP | ||||
| 0.01p ordinary | Sale | 835 | 3.7995 GBP | ||||
| 0.01p ordinary | Sale | 836 | 3.7990 GBP | ||||
| 0.01p ordinary | Sale | 842 | 3.8010 GBP | ||||
| 0.01p ordinary | Sale | 847 | 3.7580 GBP | ||||
| 0.01p ordinary | Sale | 849 | 3.7930 GBP | ||||
| 0.01p ordinary | Sale | 854 | 3.7970 GBP | ||||
| 0.01p ordinary | Sale | 876 | 3.8420 GBP | ||||
| 0.01p ordinary | Sale | 895 | 3.8490 GBP | ||||
| 0.01p ordinary | Sale | 907 | 3.8000 GBP | ||||
| 0.01p ordinary | Sale | 934 | 3.7770 GBP | ||||
| 0.01p ordinary | Sale | 936 | 3.8680 GBP | ||||
| 0.01p ordinary | Sale | 1,648 | 3.7980 GBP | ||||
| 0.01p ordinary | Sale | 1,648 | 3.7850 GBP | ||||
| 0.01p ordinary | Sale | 1,649 | 3.7940 GBP | ||||
| 0.01p ordinary | Sale | 1,759 | 3.8540 GBP | ||||
| 0.01p ordinary | Sale | 1,806 | 3.8440 GBP | ||||
| 0.01p ordinary | Sale | 3,625 | 3.8410 GBP | ||||
| 0.01p ordinary | Sale | 7,182 | 3.8170 GBP | ||||
| 0.01p ordinary | Sale | 8,339 | 3.8026 GBP | ||||
| 0.01p ordinary | Sale | 11,139 | 3.7452 GBP | ||||
| 0.01p ordinary | Sale | 11,542 | 3.7736 GBP | ||||
| 0.01p ordinary | Sale | 13,119 | 3.7797 GBP | ||||
| 0.01p ordinary | Sale | 21,684 | 3.8277 GBP | ||||
| 0.01p ordinary | Sale | 30,979 | 3.8446 GBP | ||||
| 0.01p ordinary | Sale | 34,814 | 3.7962 GBP | ||||
| 0.01p ordinary | Sale | 123,906 | 3.8250 GBP | ||||
| 0.01p ordinary | Sale | 212,804 | 3.8189 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 0.01p ordinary | SWAP | Long | 1 | 3.8400 GBP | |||||
| 0.01p ordinary | SWAP | Long | 98 | 3.8389 GBP | |||||
| 0.01p ordinary | SWAP | Long | 100 | 3.7850 GBP | |||||
| 0.01p ordinary | SWAP | Long | 1,521 | 3.7819 GBP | |||||
| 0.01p ordinary | SWAP | Long | 1,921 | 3.8097 GBP | |||||
| 0.01p ordinary | SWAP | Long | 2,419 | 3.8237 GBP | |||||
| 0.01p ordinary | SWAP | Long | 2,478 | 3.7892 GBP | |||||
| 0.01p ordinary | SWAP | Long | 2,640 | 3.7906 GBP | |||||
| 0.01p ordinary | SWAP | Long | 5,079 | 3.7748 GBP | |||||
| 0.01p ordinary | SWAP | Long | 6,463 | 3.7728 GBP | |||||
| 0.01p ordinary | SWAP | Long | 9,413 | 3.8271 GBP | |||||
| 0.01p ordinary | SWAP | Long | 10,479 | 3.7769 GBP | |||||
| 0.01p ordinary | SWAP | Long | 22,757 | 3.8383 GBP | |||||
| 0.01p ordinary | SWAP | Long | 55,206 | 3.8397 GBP | |||||
| 0.01p ordinary | SWAP | Long | 77,787 | 3.8190 GBP | |||||
| 0.01p ordinary | SWAP | Short | 100 | 3.7950 GBP | |||||
| 0.01p ordinary | SWAP | Short | 1,864 | 3.7572 GBP | |||||
| 0.01p ordinary | CFD | Short | 13,862 | 3.7845 GBP | |||||
| 0.01p ordinary | CFD | Short | 35,444 | 3.8438 GBP | |||||
| 0.01p ordinary | CFD | Short | 40,654 | 3.7922 GBP | |||||
| 0.01p ordinary | CFD | Short | 62,173 | 3.8038 GBP | |||||
| 0.01p ordinary | SWAP | Short | 80,281 | 3.8090 GBP | |||||
| 0.01p ordinary | SWAP | Short | 99,000 | 3.8244 GBP | |||||
| 0.01p ordinary | CFD | Short | 100,000 | 3.7486 GBP | |||||
| 0.01p ordinary | CFD | Short | 1,300,000 | 3.7651 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO | ||
| Date of disclosure: | 5 Oct 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181005005181/en/
Copyright Business Wire 2018
Related Shares:
BarclaysVirgin Money Holdings