29th Jun 2021 12:10
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | ULTRA ELECTRONICS HOLDINGS PLC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 28 June 2021 |
| (f) | In addition to the company in 1(c) above, is the discloser making | NO |
| disclosures in respect of any other party to the offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||
Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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| and/or controlled: | 724,742 | 1.02% | 133,372 | 0.19% | |
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(2) | Cash-settled derivatives: |
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90,232 | 0.13% | 396,072 | 0.56% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 0 | 0.00% | 0 | 0.00% | |
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(4) |
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| TOTAL: | 814,974 | 1.14% | 529,444 | 0.74% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
| 5p ordinary | Purchase | 57 | 22.4001 GBP |
| 5p ordinary | Purchase | 360 | 21.5905 GBP |
| 5p ordinary | Purchase | 381 | 21.8955 GBP |
| 5p ordinary | Purchase | 500 | 21.7200 GBP |
| 5p ordinary | Purchase | 510 | 21.5333 GBP |
| 5p ordinary | Purchase | 569 | 21.4267 GBP |
| 5p ordinary | Purchase | 724 | 21.8081 GBP |
| 5p ordinary | Purchase | 744 | 21.5453 GBP |
| 5p ordinary | Purchase | 2,369 | 22.3188 GBP |
| 5p ordinary | Purchase | 2,435 | 21.9800 GBP |
| 5p ordinary | Purchase | 2,723 | 21.9261 GBP |
| 5p ordinary | Purchase | 6,757 | 21.7851 GBP |
| 5p ordinary | Purchase | 15,997 | 22.0787 GBP |
| 5p ordinary | Purchase | 17,918 | 22.3200 GBP |
| 5p ordinary | Sale | 100 | 21.5600 GBP |
| 5p ordinary | Sale | 120 | 21.4364 GBP |
| 5p ordinary | Sale | 173 | 21.4200 GBP |
| 5p ordinary | Sale | 259 | 21.5400 GBP |
| 5p ordinary | Sale | 359 | 21.8714 GBP |
| 5p ordinary | Sale | 414 | 21.8448 GBP |
| 5p ordinary | Sale | 477 | 21.7561 GBP |
| 5p ordinary | Sale | 496 | 21.5960 GBP |
| 5p ordinary | Sale | 500 | 21.6000 GBP |
| 5p ordinary | Sale | 592 | 21.6379 GBP |
| 5p ordinary | Sale | 689 | 21.8961 GBP |
| 5p ordinary | Sale | 700 | 21.8842 GBP |
| 5p ordinary | Sale | 902 | 21.6480 GBP |
| 5p ordinary | Sale | 931 | 21.7308 GBP |
| 5p ordinary | Sale | 1,031 | 21.5812 GBP |
| 5p ordinary | Sale | 1,123 | 21.6343 GBP |
| 5p ordinary | Sale | 2,200 | 21.6872 GBP |
| 5p ordinary | Sale | 2,255 | 21.9192 GBP |
| 5p ordinary | Sale | 2,289 | 21.9634 GBP |
| 5p ordinary | Sale | 2,506 | 22.0145 GBP |
| 5p ordinary | Sale | 2,577 | 22.0484 GBP |
| 5p ordinary | Sale | 4,296 | 21.6299 GBP |
| 5p ordinary | Sale | 4,870 | 21.9800 GBP |
| 5p ordinary | Sale | 5,680 | 21.6653 GBP |
| 5p ordinary | Sale | 5,753 | 21.9576 GBP |
| 5p ordinary | Sale | 7,412 | 22.0709 GBP |
| 5p ordinary | Sale | 11,509 | 21.9884 GBP |
| 5p ordinary | Sale | 21,922 | 22.3200 GBP |
| 5p ordinary | Sale | 24,065 | 21.9278 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per |
| relevant | description | reference | unit | |
| security | securities | |||
| 5p ordinary | CFD | Long | 3 | 22.3100 GBP |
| 5p ordinary | SWAP | Long | 28 | 21.9382 GBP |
| 5p ordinary | CFD | Long | 100 | 21.4581 GBP |
| 5p ordinary | CFD | Long | 120 | 21.4365 GBP |
| 5p ordinary | CFD | Long | 200 | 21.5581 GBP |
| 5p ordinary | CFD | Long | 500 | 21.4180 GBP |
| 5p ordinary | CFD | Long | 500 | 21.4380 GBP |
| 5p ordinary | CFD | Long | 500 | 21.4848 GBP |
| 5p ordinary | CFD | Long | 500 | 21.4896 GBP |
| 5p ordinary | CFD | Long | 500 | 21.5980 GBP |
| 5p ordinary | CFD | Long | 672 | 22.2621 GBP |
| 5p ordinary | CFD | Long | 925 | 22.2960 GBP |
| 5p ordinary | SWAP | Long | 1,016 | 21.4239 GBP |
| 5p ordinary | SWAP | Long | 1,892 | 22.3198 GBP |
| 5p ordinary | CFD | Long | 1,999 | 21.9888 GBP |
| 5p ordinary | SWAP | Long | 2,234 | 21.7851 GBP |
| 5p ordinary | CFD | Long | 3,001 | 21.9780 GBP |
| 5p ordinary | SWAP | Long | 3,111 | 22.2796 GBP |
| 5p ordinary | SWAP | Long | 4,000 | 21.9278 GBP |
| 5p ordinary | SWAP | Long | 5,520 | 21.9856 GBP |
| 5p ordinary | SWAP | Long | 5,753 | 21.9576 GBP |
| 5p ordinary | SWAP | Long | 6,300 | 21.9239 GBP |
| 5p ordinary | CFD | Long | 6,718 | 21.8691 GBP |
| 5p ordinary | SWAP | Long | 7,152 | 22.0712 GBP |
| 5p ordinary | SWAP | Long | 10,270 | 21.8404 GBP |
| 5p ordinary | SWAP | Long | 17,918 | 22.3200 GBP |
| 5p ordinary | SWAP | Short | 57 | 22.4002 GBP |
| 5p ordinary | SWAP | Short | 71 | 22.3211 GBP |
| 5p ordinary | CFD | Short | 500 | 21.7219 GBP |
| 5p ordinary | SWAP | Short | 1,184 | 21.7221 GBP |
| 5p ordinary | SWAP | Short | 2,078 | 22.1229 GBP |
| 5p ordinary | SWAP | Short | 2,125 | 21.9855 GBP |
| 5p ordinary | SWAP | Short | 2,612 | 21.9448 GBP |
| 5p ordinary | SWAP | Short | 3,300 | 21.5482 GBP |
| 5p ordinary | CFD | Short | 4,905 | 22.2019 GBP |
| 5p ordinary | SWAP | Short | 5,000 | 21.8621 GBP |
| 5p ordinary | SWAP | Short | 6,921 | 22.0211 GBP |
| 5p ordinary | SWAP | Short | 17,918 | 22.3200 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | 29 Jun 2021 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20210629005604/en/
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