27th Sep 2010 10:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
|
(a) Identity of the person whose positions/dealings are being disclosed: |
UBS AG London Branch |
|
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient |
|
|
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree |
Travis Perkins Plc |
|
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: |
|
|
(e) Date position held/dealing undertaken: |
24 September 2010 |
|
(f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? |
NO |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
|
Class of relevant security:
|
|
|||
|
|
Interests |
Short positions |
||
|
Number |
% |
Number |
% |
|
|
(1) Relevant securities owned and/or controlled: |
81894 |
0.04% |
349141 |
0.17% |
|
(2) Derivatives (other than options): |
0 |
0.00% |
0 |
0.00% |
|
(3) Options and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
TOTAL: |
81894 |
0.04% |
349141 |
0.17% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other executive options)
|
Class of relevant security in relation to which subscription right exists: |
|
|
Details, including nature of the rights concerned and relevant percentages: |
|
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
|
Class of relevant security |
Purchase/sale
|
Number of securities |
Price per unit |
|
10p ordinary |
Buy
|
647 |
8.16000 GBP |
|
10p ordinary |
Buy
|
552 |
8.16500 GBP |
|
10p ordinary |
Buy
|
2266 |
8.18500 GBP |
|
10p ordinary |
Buy
|
1062 |
8.20000 GBP |
|
10p ordinary |
Buy
|
311 |
8.20500 GBP |
|
10p ordinary |
Buy
|
2282 |
8.21000 GBP |
|
10p ordinary |
Buy
|
741 |
8.21500 GBP |
|
10p ordinary |
Buy
|
816 |
8.22500 GBP |
|
10p ordinary |
Buy
|
1432 |
8.23000 GBP |
|
10p ordinary |
Buy
|
230 |
8.26000 GBP |
|
10p ordinary |
Buy
|
1395 |
8.27500 GBP |
|
10p ordinary |
Buy
|
267 |
8.28500 GBP |
|
10p ordinary |
Buy
|
1240 |
8.29500 GBP |
|
10p ordinary |
Buy
|
1580 |
8.30000 GBP |
|
10p ordinary |
Buy
|
373 |
8.31500 GBP |
|
10p ordinary |
Buy
|
549 |
8.32000 GBP |
|
10p ordinary |
Buy
|
1312 |
8.32500 GBP |
|
10p ordinary |
Buy
|
2846 |
8.33000 GBP |
|
10p ordinary |
Buy
|
402 |
8.35000 GBP |
|
10p ordinary |
Buy
|
472 |
8.40500 GBP |
|
10p ordinary |
Buy
|
417 |
8.42000 GBP |
|
10p ordinary |
Buy
|
1441 |
8.44000 GBP |
|
10p ordinary |
Buy
|
660 |
8.44500 GBP |
|
10p ordinary |
Buy
|
1280 |
8.45500 GBP |
|
10p ordinary |
Buy
|
300 |
8.47500 GBP |
|
10p ordinary |
Buy
|
364 |
8.48500 GBP |
|
10p ordinary |
Buy
|
2341 |
8.49000 GBP |
|
10p ordinary |
Buy
|
362 |
8.49500 GBP |
|
10p ordinary |
Buy
|
100 |
8.50000 GBP |
|
10p ordinary |
Buy
|
100 |
8.50500 GBP |
|
10p ordinary |
Buy
|
1561 |
8.51000 GBP |
|
10p ordinary |
Buy
|
2806 |
8.51500 GBP |
|
10p ordinary |
Buy
|
450 |
8.52500 GBP |
|
10p ordinary |
Buy
|
339 |
8.53000 GBP |
|
10p ordinary |
Buy
|
6790 |
8.54000 GBP |
|
10p ordinary |
Buy
|
587 |
8.54500 GBP |
|
10p ordinary |
Buy
|
1085 |
8.55000 GBP |
|
10p ordinary |
Buy
|
1760 |
8.57000 GBP |
|
10p ordinary |
Buy
|
5411 |
8.58000 GBP |
|
10p ordinary |
Buy
|
406 |
8.59000 GBP |
|
10p ordinary |
Buy
|
1436 |
8.59500 GBP |
|
10p ordinary |
Buy
|
401 |
8.60000 GBP |
|
10p ordinary |
Buy
|
500 |
8.60500 GBP |
|
10p ordinary |
Buy
|
1500 |
8.61500 GBP |
|
10p ordinary |
Sell
|
649 |
8.17000 GBP |
|
10p ordinary |
Sell
|
306 |
8.19500 GBP |
|
10p ordinary |
Sell
|
2411 |
8.20000 GBP |
|
10p ordinary |
Sell
|
4373 |
8.20500 GBP |
|
10p ordinary |
Sell
|
537 |
8.21500 GBP |
|
10p ordinary |
Sell
|
444 |
8.22000 GBP |
|
10p ordinary |
Sell
|
603 |
8.28500 GBP |
|
10p ordinary |
Sell
|
2395 |
8.29000 GBP |
|
10p ordinary |
Sell
|
1703 |
8.29500 GBP |
|
10p ordinary |
Sell
|
714 |
8.30000 GBP |
|
10p ordinary |
Sell
|
1786 |
8.30500 GBP |
|
10p ordinary |
Sell
|
420 |
8.32000 GBP |
|
10p ordinary |
Sell
|
4519 |
8.32500 GBP |
|
10p ordinary |
Sell
|
490 |
8.33000 GBP |
|
10p ordinary |
Sell
|
1446 |
8.36000 GBP |
|
10p ordinary |
Sell
|
861 |
8.36500 GBP |
|
10p ordinary |
Sell
|
983 |
8.41000 GBP |
|
10p ordinary |
Sell
|
385 |
8.41500 GBP |
|
10p ordinary |
Sell
|
417 |
8.42500 GBP |
|
10p ordinary |
Sell
|
785 |
8.44500 GBP |
|
10p ordinary |
Sell
|
2152 |
8.45000 GBP |
|
10p ordinary |
Sell
|
1220 |
8.45500 GBP |
|
10p ordinary |
Sell
|
748 |
8.49000 GBP |
|
10p ordinary |
Sell
|
995 |
8.49500 GBP |
|
10p ordinary |
Sell
|
362 |
8.50000 GBP |
|
10p ordinary |
Sell
|
1513 |
8.50500 GBP |
|
10p ordinary |
Sell
|
2552 |
8.51000 GBP |
|
10p ordinary |
Sell
|
1283 |
8.52000 GBP |
|
10p ordinary |
Sell
|
2923 |
8.55000 GBP |
|
10p ordinary |
Sell
|
783 |
8.56000 GBP |
|
10p ordinary |
Sell
|
1955 |
8.57000 GBP |
|
10p ordinary |
Sell
|
2374 |
8.57500 GBP |
|
10p ordinary |
Sell
|
1850 |
8.58000 GBP |
|
10p ordinary |
Sell
|
2037 |
8.59500 GBP |
|
10p ordinary |
Sell
|
402 |
8.60500 GBP |
|
10p ordinary |
Sell
|
3796 |
8.61000 GBP |
|
|
TOTAL BUY :
|
53172 |
|
|
|
TOTAL SALE :
|
53172 |
|
(b) Derivatives transactions (other than options)
|
Class of relevant security |
Product description e.g. CFD |
Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position |
Number of reference securities |
Price per unit |
|
|
|
|
|
|
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
|
Class of relevant security |
Product description e.g. call option |
Writing, purchasing, selling, varying etc. |
Number of securities to which option relates |
Exercise price per unit |
Type e.g. American, European etc. |
Expiry date |
Option money paid/ received per unit |
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
Class of relevant security |
Product description e.g. call option |
Number of securities |
Exercise price per unit |
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security |
Nature of dealing e.g. subscription, conversion |
Details |
Price per unit (if applicable) |
|
|
|
|
|
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
|
NONE |
(c) Attachments
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
| Date of disclosure: |
27 September 2010 |
| Contact name: |
Gemma Crewdson |
| Telephone number: |
+44 (0)20 7568 1245 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Travis Perkins