15th Oct 2018 15:26
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | D. E. Shaw & Co., L.P. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Takeda Pharmaceutical Company Limited |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | October 12, 2018 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | Yes: Shire Group Plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| Ordinary | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 200 | 0.00 | 863,200 | 0.11 |
(2) Cash-settled derivatives: | 23,500 | 0.00 | 3,907,800 | 0.49 |
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 436,000 | 0.05 | 436,000 | 0.05 |
TOTAL: | 459,700 | 0.05 | 5,207,000 | 0.66 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
Ordinary | Purchase | 14400 | JPY 4367 |
Ordinary | Purchase | 300 | JPY 4391 |
Ordinary | Purchase | 300 | JPY 4393 |
Ordinary | Purchase | 700 | JPY 4394 |
Ordinary | Purchase | 200 | JPY 4395 |
Ordinary | Purchase | 700 | JPY 4396 |
Ordinary | Purchase | 100 | JPY 4397 |
Ordinary | Purchase | 400 | JPY 4398 |
Ordinary | Purchase | 400 | JPY 4399 |
Ordinary | Purchase | 300 | JPY 4400 |
Ordinary | Sale | 500 | JPY 4344 |
Ordinary | Sale | 800 | JPY 4345 |
Ordinary | Sale | 700 | JPY 4346 |
Ordinary | Sale | 400 | JPY 4347 |
Ordinary | Sale | 300 | JPY 4348 |
Ordinary | Sale | 1300 | JPY 4349 |
Ordinary | Sale | 1200 | JPY 4350 |
Ordinary | Sale | 1500 | JPY 4351 |
Ordinary | Sale | 3300 | JPY 4352 |
Ordinary | Sale | 3700 | JPY 4353 |
Ordinary | Sale | 6000 | JPY 4354 |
Ordinary | Sale | 3900 | JPY 4355 |
Ordinary | Sale | 700 | JPY 4356 |
Ordinary | Sale | 2900 | JPY 4357 |
Ordinary | Sale | 2400 | JPY 4358 |
Ordinary | Sale | 1700 | JPY 4359 |
Ordinary | Sale | 3000 | JPY 4360 |
Ordinary | Sale | 2400 | JPY 4361 |
Ordinary | Sale | 3000 | JPY 4362 |
Ordinary | Sale | 3300 | JPY 4363 |
Ordinary | Sale | 4200 | JPY 4364 |
Ordinary | Sale | 3200 | JPY 4365 |
Ordinary | Sale | 3000 | JPY 4366 |
Ordinary | Sale | 1600 | JPY 4367 |
Ordinary | Sale | 2100 | JPY 4368 |
Ordinary | Sale | 1900 | JPY 4369 |
Ordinary | Sale | 900 | JPY 4370 |
Ordinary | Sale | 100 | JPY 4371 |
Ordinary | Sale | 500 | JPY 4372 |
Ordinary | Sale | 500 | JPY 4373 |
Ordinary | Sale | 1400 | JPY 4374 |
Ordinary | Sale | 100 | JPY 4375 |
Ordinary | Sale | 500 | JPY 4376 |
Ordinary | Sale | 100 | JPY 4377 |
Ordinary | Sale | 200 | JPY 4378 |
Ordinary | Sale | 400 | JPY 4379 |
Ordinary | Sale | 100 | JPY 4381 |
Ordinary | Sale | 300 | JPY 4382 |
Ordinary | Sale | 800 | JPY 4383 |
Ordinary | Sale | 2200 | JPY 4384 |
Ordinary | Sale | 3200 | JPY 4385 |
Ordinary | Sale | 600 | JPY 4386 |
Ordinary | Sale | 1300 | JPY 4387 |
Ordinary | Sale | 1800 | JPY 4388 |
Ordinary | Sale | 1100 | JPY 4389 |
Ordinary | Sale | 400 | JPY 4390 |
Ordinary | Sale | 500 | JPY 4391 |
Ordinary | Sale | 500 | JPY 4392 |
Ordinary | Sale | 800 | JPY 4393 |
Ordinary | Sale | 400 | JPY 4394 |
Ordinary | Sale | 300 | JPY 4395 |
Ordinary | Sale | 600 | JPY 4396 |
Ordinary | Sale | 1600 | JPY 4397 |
Ordinary | Sale | 2700 | JPY 4398 |
Ordinary | Sale | 1000 | JPY 4399 |
Ordinary | Sale | 1400 | JPY 4400 |
Ordinary | Sale | 1900 | JPY 4401 |
Ordinary | Sale | 600 | JPY 4402 |
Ordinary | Sale | 2900 | JPY 4403 |
Ordinary | Sale | 1600 | JPY 4404 |
Ordinary | Sale | 400 | JPY 4405 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | Swaps | Increasing a Short Position | 900 | JPY 4342 |
Ordinary | Swaps | Increasing a Short Position | 500 | JPY 4343 |
Ordinary | Swaps | Increasing a Short Position | 400 | JPY 4344 |
Ordinary | Swaps | Increasing a Short Position | 800 | JPY 4345 |
Ordinary | Swaps | Increasing a Short Position | 1200 | JPY 4346 |
Ordinary | Swaps | Increasing a Short Position | 1600 | JPY 4347 |
Ordinary | Swaps | Increasing a Short Position | 400 | JPY 4348 |
Ordinary | Swaps | Increasing a Short Position | 300 | JPY 4349 |
Ordinary | Swaps | Increasing a Short Position | 3100 | JPY 4350 |
Ordinary | Swaps | Increasing a Short Position | 2300 | JPY 4351 |
Ordinary | Swaps | Increasing a Short Position | 5700 | JPY 4352 |
Ordinary | Swaps | Increasing a Short Position | 4400 | JPY 4353 |
Ordinary | Swaps | Increasing a Short Position | 4400 | JPY 4354 |
Ordinary | Swaps | Increasing a Short Position | 4200 | JPY 4355 |
Ordinary | Swaps | Increasing a Short Position | 3200 | JPY 4356 |
Ordinary | Swaps | Increasing a Short Position | 3400 | JPY 4357 |
Ordinary | Swaps | Increasing a Short Position | 4600 | JPY 4358 |
Ordinary | Swaps | Increasing a Short Position | 3400 | JPY 4359 |
Ordinary | Swaps | Increasing a Short Position | 9000 | JPY 4360 |
Ordinary | Swaps | Increasing a Short Position | 4700 | JPY 4361 |
Ordinary | Swaps | Increasing a Short Position | 5800 | JPY 4362 |
Ordinary | Swaps | Increasing a Short Position | 3800 | JPY 4363 |
Ordinary | Swaps | Increasing a Short Position | 4500 | JPY 4364 |
Ordinary | Swaps | Increasing a Short Position | 3600 | JPY 4365 |
Ordinary | Swaps | Increasing a Short Position | 3200 | JPY 4366 |
Ordinary | Swaps | Increasing a Short Position | 22600 | JPY 4367 |
Ordinary | Swaps | Increasing a Short Position | 1300 | JPY 4368 |
Ordinary | Swaps | Increasing a Short Position | 2600 | JPY 4369 |
Ordinary | Swaps | Increasing a Short Position | 1200 | JPY 4370 |
Ordinary | Swaps | Increasing a Short Position | 5700 | JPY 4371 |
Ordinary | Swaps | Increasing a Short Position | 900 | JPY 4372 |
Ordinary | Swaps | Increasing a Short Position | 300 | JPY 4373 |
Ordinary | Swaps | Increasing a Short Position | 500 | JPY 4374 |
Ordinary | Swaps | Increasing a Short Position | 400 | JPY 4375 |
Ordinary | Swaps | Increasing a Short Position | 700 | JPY 4376 |
Ordinary | Swaps | Increasing a Short Position | 400 | JPY 4377 |
Ordinary | Swaps | Increasing a Short Position | 400 | JPY 4378 |
Ordinary | Swaps | Increasing a Short Position | 400 | JPY 4379 |
Ordinary | Swaps | Increasing a Short Position | 400 | JPY 4382 |
Ordinary | Swaps | Increasing a Short Position | 3700 | JPY 4383 |
Ordinary | Swaps | Increasing a Short Position | 4500 | JPY 4384 |
Ordinary | Swaps | Increasing a Short Position | 6600 | JPY 4385 |
Ordinary | Swaps | Increasing a Short Position | 3700 | JPY 4386 |
Ordinary | Swaps | Increasing a Short Position | 4000 | JPY 4387 |
Ordinary | Swaps | Increasing a Short Position | 4300 | JPY 4388 |
Ordinary | Swaps | Increasing a Short Position | 3600 | JPY 4389 |
Ordinary | Swaps | Increasing a Short Position | 1700 | JPY 4390 |
Ordinary | Swaps | Increasing a Short Position | 1800 | JPY 4391 |
Ordinary | Swaps | Increasing a Short Position | 2000 | JPY 4392 |
Ordinary | Swaps | Increasing a Short Position | 1500 | JPY 4393 |
Ordinary | Swaps | Increasing a Short Position | 28300 | JPY 4394 |
Ordinary | Swaps | Increasing a Short Position | 11800 | JPY 4395 |
Ordinary | Swaps | Increasing a Short Position | 100 | JPY 4395.7 |
Ordinary | Swaps | Increasing a Short Position | 100 | JPY 4395.8 |
Ordinary | Swaps | Increasing a Short Position | 100 | JPY 4395.9 |
Ordinary | Swaps | Increasing a Short Position | 7100 | JPY 4396 |
Ordinary | Swaps | Increasing a Short Position | 10400 | JPY 4397 |
Ordinary | Swaps | Increasing a Short Position | 10000 | JPY 4398 |
Ordinary | Swaps | Increasing a Short Position | 8200 | JPY 4399 |
Ordinary | Swaps | Increasing a Short Position | 8300 | JPY 4400 |
Ordinary | Swaps | Increasing a Short Position | 2300 | JPY 4401 |
Ordinary | Swaps | Increasing a Short Position | 2000 | JPY 4402 |
Ordinary | Swaps | Increasing a Short Position | 5700 | JPY 4403 |
Ordinary | Swaps | Increasing a Short Position | 7200 | JPY 4404 |
Ordinary | Swaps | Increasing a Short Position | 500 | JPY 4405 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None
|
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | NO |
| Date of disclosure: | October 15, 2018 |
| Contact name: | Kevin Krist (Compliance Department) |
| Telephone number: | +44 (0) 20 7409 4420 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire