6th Dec 2018 11:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | D. E. Shaw & Co., L.P. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Takeda Pharmaceutical Company Limited |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | December 5, 2018 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | Yes: Shire Plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| Ordinary | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 653,600 | 0.08 | ||
(2) Cash-settled derivatives: | 23,500 | 0.00 | 7,009,000 | 0.89 |
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 436,000 | 0.05 | 436,000 | 0.05 |
TOTAL: | 459,500 | 0.05 | 8,098,600 | 1.03 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).;
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
Ordinary | Purchase | 300 | JPY 4112.00 |
Ordinary | Purchase | 200 | JPY 4119.00 |
Ordinary | Purchase | 800 | JPY 4123.00 |
Ordinary | Purchase | 100 | JPY 4124.00 |
Ordinary | Purchase | 200 | JPY 4128.00 |
Ordinary | Purchase | 100 | JPY 4130.00 |
Ordinary | Purchase | 400 | JPY 4133.00 |
Ordinary | Purchase | 100 | JPY 4134.00 |
Ordinary | Purchase | 100 | JPY 4135.00 |
Ordinary | Purchase | 1,500 | JPY 4136.00 |
Ordinary | Purchase | 300 | JPY 4138.00 |
Ordinary | Purchase | 200 | JPY 4140.00 |
Ordinary | Purchase | 300 | JPY 4142.00 |
Ordinary | Purchase | 200 | JPY 4143.00 |
Ordinary | Purchase | 100 | JPY 4144.00 |
Ordinary | Purchase | 500 | JPY 4146.00 |
Ordinary | Purchase | 100 | JPY 4147.00 |
Ordinary | Purchase | 300 | JPY 4153.00 |
Ordinary | Purchase | 500 | JPY 4155.00 |
Ordinary | Purchase | 600 | JPY 4158.00 |
Ordinary | Purchase | 100 | JPY 4172.00 |
Ordinary | Purchase | 100 | JPY 4180.00 |
Ordinary | Purchase | 100 | JPY 4181.00 |
Ordinary | Purchase | 100 | JPY 4183.00 |
Ordinary | Purchase | 200 | JPY 4184.00 |
Ordinary | Purchase | 300 | JPY 4186.00 |
Ordinary | Purchase | 400 | JPY 4187.00 |
Ordinary | Purchase | 100 | JPY 4188.00 |
Ordinary | Purchase | 100 | JPY 4191.00 |
Ordinary | Purchase | 400 | JPY 4192.00 |
Ordinary | Purchase | 100 | JPY 4193.00 |
Ordinary | Purchase | 100 | JPY 4194.00 |
Ordinary | Purchase | 100 | JPY 4202.00 |
Ordinary | Purchase | 300 | JPY 4203.00 |
Ordinary | Purchase | 100 | JPY 4204.00 |
Ordinary | Purchase | 100 | JPY 4208.00 |
Ordinary | Purchase | 200 | JPY 4214.00 |
Ordinary | Purchase | 600 | JPY 4217.00 |
Ordinary | Purchase | 100 | JPY 4219.00 |
Ordinary | Purchase | 100 | JPY 4223.00 |
Ordinary | Purchase | 100 | JPY 4225.00 |
Ordinary | Purchase | 100 | JPY 4226.00 |
Ordinary | Purchase | 100 | JPY 4227.00 |
Ordinary | Purchase | 200 | JPY 4230.00 |
Ordinary | Purchase | 200 | JPY 4232.00 |
Ordinary | Purchase | 200 | JPY 4235.00 |
Ordinary | Purchase | 100 | JPY 4236.00 |
Ordinary | Purchase | 200 | JPY 4237.00 |
Ordinary | Purchase | 100 | JPY 4238.00 |
Ordinary | Purchase | 400 | JPY 4239.00 |
Ordinary | Purchase | 200 | JPY 4240.00 |
Ordinary | Purchase | 200 | JPY 4241.00 |
Ordinary | Purchase | 100 | JPY 4243.00 |
Ordinary | Purchase | 100 | JPY 4244.00 |
Ordinary | Purchase | 100 | JPY 4245.00 |
Ordinary | Purchase | 100 | JPY 4247.00 |
Ordinary | Purchase | 100 | JPY 4248.00 |
Ordinary | Purchase | 100 | JPY 4252.00 |
Ordinary | Purchase | 200 | JPY 4268.00 |
Ordinary | Purchase | 100 | JPY 4269.00 |
Ordinary | Purchase | 100 | JPY 4271.00 |
Ordinary | Purchase | 200 | JPY 4274.00 |
Ordinary | Purchase | 100 | JPY 4275.00 |
Ordinary | Purchase | 100 | JPY 4279.00 |
Ordinary | Purchase | 100 | JPY 4281.00 |
Ordinary | Purchase | 100 | JPY 4282.00 |
Ordinary | Purchase | 100 | JPY 4283.00 |
Ordinary | Purchase | 100 | JPY 4284.00 |
Ordinary | Purchase | 100 | JPY 4287.00 |
Ordinary | Purchase | 100 | JPY 4302.00 |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | Swap | Increasing a short position | 100 | JPY 4106.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4108.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4108.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4110.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4112.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4114.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4115.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4120.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4122.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4123.00 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4124.00 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4125.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4125.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4126.00 |
Ordinary | Swap | Increasing a short position | 700 | JPY 4127.00 |
Ordinary | Swap | Increasing a short position | 1,200 | JPY 4128.00 |
Ordinary | Swap | Increasing a short position | 1,700 | JPY 4129.00 |
Ordinary | Swap | Increasing a short position | 2,200 | JPY 4130.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4130.10 |
Ordinary | Swap | Increasing a short position | 1,700 | JPY 4131.00 |
Ordinary | Swap | Increasing a short position | 2,000 | JPY 4132.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4132.10 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4132.50 |
Ordinary | Swap | Increasing a short position | 1,200 | JPY 4133.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4133.50 |
Ordinary | Swap | Increasing a short position | 1,400 | JPY 4134.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4134.50 |
Ordinary | Swap | Increasing a short position | 1,500 | JPY 4135.00 |
Ordinary | Swap | Increasing a short position | 2,100 | JPY 4136.00 |
Ordinary | Swap | Increasing a short position | 1,800 | JPY 4137.00 |
Ordinary | Swap | Increasing a short position | 1,400 | JPY 4138.00 |
Ordinary | Swap | Increasing a short position | 1,300 | JPY 4139.00 |
Ordinary | Swap | Increasing a short position | 6,200 | JPY 4140.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4140.10 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4140.50 |
Ordinary | Swap | Increasing a short position | 1,000 | JPY 4141.00 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4142.00 |
Ordinary | Swap | Increasing a short position | 800 | JPY 4143.00 |
Ordinary | Swap | Increasing a short position | 1,000 | JPY 4144.00 |
Ordinary | Swap | Increasing a short position | 1,000 | JPY 4145.00 |
Ordinary | Swap | Increasing a short position | 900 | JPY 4146.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4146.10 |
Ordinary | Swap | Increasing a short position | 900 | JPY 4147.00 |
Ordinary | Swap | Increasing a short position | 700 | JPY 4148.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4148.50 |
Ordinary | Swap | Increasing a short position | 800 | JPY 4149.00 |
Ordinary | Swap | Increasing a short position | 4,800 | JPY 4150.00 |
Ordinary | Swap | Increasing a short position | 700 | JPY 4151.00 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4152.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4153.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4153.50 |
Ordinary | Swap | Increasing a short position | 700 | JPY 4154.00 |
Ordinary | Swap | Increasing a short position | 900 | JPY 4155.00 |
Ordinary | Swap | Increasing a short position | 1,100 | JPY 4156.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4156.50 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4157.00 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4158.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4159.00 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4160.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4161.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4162.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4163.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4164.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4165.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4166.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4167.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4169.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4170.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4173.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4174.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4175.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4176.00 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4177.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4178.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4178.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4179.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4180.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4180.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4181.00 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4182.00 |
Ordinary | Swap | Increasing a short position | 800 | JPY 4183.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4183.50 |
Ordinary | Swap | Increasing a short position | 800 | JPY 4184.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4185.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4185.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4186.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4186.50 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4187.00 |
Ordinary | Swap | Increasing a short position | 700 | JPY 4187.50 |
Ordinary | Swap | Increasing a short position | 1,200 | JPY 4188.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4188.50 |
Ordinary | Swap | Increasing a short position | 1,300 | JPY 4189.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4189.50 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4190.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4190.50 |
Ordinary | Swap | Increasing a short position | 800 | JPY 4191.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4191.50 |
Ordinary | Swap | Increasing a short position | 600 | JPY 4192.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4192.50 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4193.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4193.50 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4194.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4194.50 |
Ordinary | Swap | Increasing a short position | 600 | JPY 4195.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4195.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4196.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4196.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4197.50 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4198.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4198.50 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4199.00 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4199.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4200.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4200.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4201.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4201.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4202.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4202.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4203.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4203.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4204.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4204.50 |
Ordinary | Swap | Increasing a short position | 600 | JPY 4205.00 |
Ordinary | Swap | Increasing a short position | 600 | JPY 4206.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4206.50 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4207.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4207.50 |
Ordinary | Swap | Increasing a short position | 600 | JPY 4208.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4208.50 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4209.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4209.50 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4210.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4211.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4211.50 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4212.00 |
Ordinary | Swap | Increasing a short position | 600 | JPY 4214.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4214.50 |
Ordinary | Swap | Increasing a short position | 700 | JPY 4215.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4215.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4216.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4216.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4217.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4218.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4219.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4219.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4220.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4221.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4222.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4222.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4223.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4223.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4224.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4224.50 |
Ordinary | Swap | Increasing a short position | 600 | JPY 4225.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4225.50 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4226.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4226.50 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4227.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4227.50 |
Ordinary | Swap | Increasing a short position | 1,000 | JPY 4228.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4229.00 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4230.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4230.50 |
Ordinary | Swap | Increasing a short position | 600 | JPY 4231.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4231.50 |
Ordinary | Swap | Increasing a short position | 700 | JPY 4232.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4232.50 |
Ordinary | Swap | Increasing a short position | 900 | JPY 4233.00 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4233.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4234.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4234.50 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4235.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4235.50 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4236.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4236.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4237.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4237.50 |
Ordinary | Swap | Increasing a short position | 800 | JPY 4238.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4238.50 |
Ordinary | Swap | Increasing a short position | 1,000 | JPY 4239.00 |
Ordinary | Swap | Increasing a short position | 800 | JPY 4239.50 |
Ordinary | Swap | Increasing a short position | 9,100 | JPY 4240.00 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4240.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4241.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4241.50 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4242.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4242.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4243.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4243.50 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4244.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4245.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4245.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4246.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4246.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4247.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4248.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4249.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4249.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4250.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4250.50 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4251.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4251.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4253.00 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4254.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4254.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4255.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4257.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4260.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4263.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4263.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4264.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4264.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4265.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4265.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4266.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4267.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4267.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4268.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4269.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4270.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4270.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4271.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4271.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4272.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4273.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4274.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4274.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4275.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4275.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4276.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4277.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4277.50 |
Ordinary | Swap | Increasing a short position | 400 | JPY 4278.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4278.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4279.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4279.50 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4280.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4280.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4281.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4281.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4282.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4283.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4284.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4284.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4285.00 |
Ordinary | Swap | Increasing a short position | 500 | JPY 4286.00 |
Ordinary | Swap | Increasing a short position | 300 | JPY 4286.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4287.50 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4288.00 |
Ordinary | Swap | Increasing a short position | 200 | JPY 4289.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4291.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4292.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4293.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4296.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4296.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4302.00 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4302.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4303.50 |
Ordinary | Swap | Increasing a short position | 100 | JPY 4304.00 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | December 6, 2018 |
| Contact name: | Kevin Krist (Compliance Department) |
| Telephone number: | +44 (0) 20 7409 4420 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: | D. E. Shaw & Co., L.P. |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | Takeda Pharmaceutical Company Limited |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
Ordinary | OTC Call Option | Purchased | 104,700 | JPY 5065.83 | European | 17/04/2019 |
Ordinary | OTC Put Option | Purchased | -104,700 | JPY 5065.83 | European | 17/04/2019 |
Ordinary | OTC Call Option | Purchased | 73,000 | JPY 4455.61 | European | 07/05/2019 |
Ordinary | OTC Put Option | Purchased | -73,000 | JPY 4455.61 | European | 07/05/2019 |
Ordinary | OTC Call Option | Purchased | 68,400 | JPY 4798 | European | 14/05/2019 |
Ordinary | OTC Put Option | Purchased | -68,400 | JPY 4798 | European | 14/05/2019 |
Ordinary | OTC Call Option | Purchased | 114,000 | JPY 4750.02 | European | 14/05/2019 |
Ordinary | OTC Put Option | Purchased | -114,000 | JPY 4750.02 | European | 14/05/2019 |
Ordinary | OTC Call Option | Purchased | 75,900 | JPY 4286.52 | European | 06/09/2019 |
Ordinary | OTC Put Option | Purchased | -75,900 | JPY 4286.52 | European | 06/09/2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
None
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
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