24th Dec 2018 13:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Full name of discloser: | D. E. Shaw & Co., L.P. |
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | |
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | Takeda Pharmaceutical Company Limited |
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | |
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | December 21, 2018 |
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A" | Yes: Shire Plc |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
Class of relevant security:
| Ordinary | |||
| Interests | Short positions | ||
Number | % | Number | % | |
(1) Relevant securities owned and/or controlled: | 526,100 | 0.06 | ||
(2) Cash-settled derivatives: | 58,600 | 0.00 | 7,528,000 | 0.95 |
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: | 436,000 | 0.05 | 436,000 | 0.05 |
TOTAL: | 494,600 | 0.06 | 8,490,100 | 1.08 |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).;
(b) Rights to subscribe for new securities (including directors' and other employee options)
Class of relevant security in relation to which subscription right exists: | |
Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant security | Purchase/sale
| Number of securities | Price per unit |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
Ordinary | Swap | Increasing a long position | 100 | JPY 3724 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3725 |
Ordinary | Swap | Increasing a long position | 400 | JPY 3726 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3727 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3728 |
Ordinary | Swap | Increasing a long position | 800 | JPY 3729 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3730 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3731 |
Ordinary | Swap | Increasing a long position | 500 | JPY 3732 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3733 |
Ordinary | Swap | Increasing a long position | 400 | JPY 3734 |
Ordinary | Swap | Increasing a long position | 400 | JPY 3735 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3735.5 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3736 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3738 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3739 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3740 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3741 |
Ordinary | Swap | Increasing a long position | 700 | JPY 3742 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3742.5 |
Ordinary | Swap | Increasing a long position | 500 | JPY 3743 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3744 |
Ordinary | Swap | Increasing a long position | 500 | JPY 3745 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3746 |
Ordinary | Swap | Increasing a long position | 400 | JPY 3747 |
Ordinary | Swap | Increasing a long position | 600 | JPY 3748 |
Ordinary | Swap | Increasing a long position | 600 | JPY 3749 |
Ordinary | Swap | Increasing a long position | 1800 | JPY 3750 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3765 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3767 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3768 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3769 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3770 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3771 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3772 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3773 |
Ordinary | Swap | Increasing a long position | 500 | JPY 3774 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3775 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3776 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3778 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3779 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3780 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3781 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3783 |
Ordinary | Swap | Increasing a long position | 1000 | JPY 3784 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3785 |
Ordinary | Swap | Increasing a long position | 500 | JPY 3786 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3787 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3788 |
Ordinary | Swap | Increasing a long position | 400 | JPY 3789 |
Ordinary | Swap | Increasing a long position | 600 | JPY 3790 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3791 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3792 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3793 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3795 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3797 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3799 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3800 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3804 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3805 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3806 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3807 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3808 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3809 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3810 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3811 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3812 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3814 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3815 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3816 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3820 |
Ordinary | Swap | Increasing a long position | 200 | JPY 3823 |
Ordinary | Swap | Increasing a long position | 300 | JPY 3826 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3829 |
Ordinary | Swap | Increasing a long position | 100 | JPY 3830 |
Ordinary | Swap | Increasing a short position | 12000 | JPY 3750 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3750.1 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3750.5 |
Ordinary | Swap | Increasing a short position | 7300 | JPY 3751 |
Ordinary | Swap | Increasing a short position | 3900 | JPY 3752 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3752.1 |
Ordinary | Swap | Increasing a short position | 4400 | JPY 3753 |
Ordinary | Swap | Increasing a short position | 3000 | JPY 3754 |
Ordinary | Swap | Increasing a short position | 2400 | JPY 3755 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3755.5 |
Ordinary | Swap | Increasing a short position | 2800 | JPY 3756 |
Ordinary | Swap | Increasing a short position | 2700 | JPY 3757 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3757.1 |
Ordinary | Swap | Increasing a short position | 4600 | JPY 3758 |
Ordinary | Swap | Increasing a short position | 3600 | JPY 3759 |
Ordinary | Swap | Increasing a short position | 2200 | JPY 3760 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3760.1 |
Ordinary | Swap | Increasing a short position | 900 | JPY 3761 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3761.2 |
Ordinary | Swap | Increasing a short position | 2400 | JPY 3762 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3763 |
Ordinary | Swap | Increasing a short position | 1200 | JPY 3764 |
Ordinary | Swap | Increasing a short position | 1600 | JPY 3765 |
Ordinary | Swap | Increasing a short position | 4900 | JPY 3766 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3766.1 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3766.5 |
Ordinary | Swap | Increasing a short position | 3600 | JPY 3767 |
Ordinary | Swap | Increasing a short position | 6000 | JPY 3768 |
Ordinary | Swap | Increasing a short position | 6200 | JPY 3769 |
Ordinary | Swap | Increasing a short position | 6600 | JPY 3770 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3770.1 |
Ordinary | Swap | Increasing a short position | 4700 | JPY 3771 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3771.1 |
Ordinary | Swap | Increasing a short position | 5600 | JPY 3772 |
Ordinary | Swap | Increasing a short position | 2900 | JPY 3773 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3773.1 |
Ordinary | Swap | Increasing a short position | 2300 | JPY 3774 |
Ordinary | Swap | Increasing a short position | 2200 | JPY 3775 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3775.5 |
Ordinary | Swap | Increasing a short position | 500 | JPY 3776 |
Ordinary | Swap | Increasing a short position | 1500 | JPY 3777 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3778 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3778.5 |
Ordinary | Swap | Increasing a short position | 8800 | JPY 3780 |
Ordinary | Swap | Increasing a short position | 1300 | JPY 3781 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3782 |
Ordinary | Swap | Increasing a short position | 1700 | JPY 3783 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3783.5 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3784 |
Ordinary | Swap | Increasing a short position | 3000 | JPY 3785 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3786 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3788 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3788.5 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3789.5 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3790 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3790.5 |
Ordinary | Swap | Increasing a short position | 1500 | JPY 3791 |
Ordinary | Swap | Increasing a short position | 800 | JPY 3792 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3792.5 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3793 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3794 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3795 |
Ordinary | Swap | Increasing a short position | 5200 | JPY 3796 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3796.1 |
Ordinary | Swap | Increasing a short position | 2100 | JPY 3797 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3797.1 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3798 |
Ordinary | Swap | Increasing a short position | 900 | JPY 3799 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3799.5 |
Ordinary | Swap | Increasing a short position | 1900 | JPY 3800 |
Ordinary | Swap | Increasing a short position | 900 | JPY 3801 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3802 |
Ordinary | Swap | Increasing a short position | 800 | JPY 3803 |
Ordinary | Swap | Increasing a short position | 1200 | JPY 3804 |
Ordinary | Swap | Increasing a short position | 1700 | JPY 3805 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3806 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3807 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3808 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3809 |
Ordinary | Swap | Increasing a short position | 1400 | JPY 3810 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3810.1 |
Ordinary | Swap | Increasing a short position | 1700 | JPY 3811 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3812 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3812.5 |
Ordinary | Swap | Increasing a short position | 1500 | JPY 3813 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3813.5 |
Ordinary | Swap | Increasing a short position | 1100 | JPY 3814 |
Ordinary | Swap | Increasing a short position | 1800 | JPY 3815 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3815.5 |
Ordinary | Swap | Increasing a short position | 1200 | JPY 3816 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3816.5 |
Ordinary | Swap | Increasing a short position | 1600 | JPY 3817 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3818 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3819 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3819.1 |
Ordinary | Swap | Increasing a short position | 1100 | JPY 3820 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3821 |
Ordinary | Swap | Increasing a short position | 800 | JPY 3822 |
Ordinary | Swap | Increasing a short position | 500 | JPY 3823 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3824 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3825 |
Ordinary | Swap | Increasing a short position | 1400 | JPY 3826 |
Ordinary | Swap | Increasing a short position | 1200 | JPY 3827 |
Ordinary | Swap | Increasing a short position | 1100 | JPY 3828 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3829 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3829.5 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3830 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3830.5 |
Ordinary | Swap | Increasing a short position | 2400 | JPY 3831 |
Ordinary | Swap | Increasing a short position | 1100 | JPY 3832 |
Ordinary | Swap | Increasing a short position | 1500 | JPY 3833 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3834 |
Ordinary | Swap | Increasing a short position | 949400 | JPY 3835 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3836 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3837 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3839 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3840 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3841 |
Ordinary | Swap | Increasing a short position | 800 | JPY 3842 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3842.5 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3843 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3843.5 |
Ordinary | Swap | Increasing a short position | 500 | JPY 3844 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3845 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3846 |
Ordinary | Swap | Increasing a short position | 700 | JPY 3847 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3847.1 |
Ordinary | Swap | Increasing a short position | 1700 | JPY 3848 |
Ordinary | Swap | Increasing a short position | 1600 | JPY 3849 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3849.5 |
Ordinary | Swap | Increasing a short position | 4500 | JPY 3850 |
Ordinary | Swap | Increasing a short position | 4800 | JPY 3851 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3851.5 |
Ordinary | Swap | Increasing a short position | 2800 | JPY 3852 |
Ordinary | Swap | Increasing a short position | 1600 | JPY 3853 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3853.5 |
Ordinary | Swap | Increasing a short position | 800 | JPY 3854 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3854.5 |
Ordinary | Swap | Increasing a short position | 1600 | JPY 3855 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3855.5 |
Ordinary | Swap | Increasing a short position | 500 | JPY 3856 |
Ordinary | Swap | Increasing a short position | 2300 | JPY 3857 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3857.5 |
Ordinary | Swap | Increasing a short position | 800 | JPY 3858 |
Ordinary | Swap | Increasing a short position | 500 | JPY 3859 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3859.5 |
Ordinary | Swap | Increasing a short position | 1400 | JPY 3860 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3860.5 |
Ordinary | Swap | Increasing a short position | 1900 | JPY 3861 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3861.1 |
Ordinary | Swap | Increasing a short position | 2400 | JPY 3862 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3862.5 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3863 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3864 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3865 |
Ordinary | Swap | Increasing a short position | 500 | JPY 3865.5 |
Ordinary | Swap | Increasing a short position | 1500 | JPY 3866 |
Ordinary | Swap | Increasing a short position | 500 | JPY 3866.5 |
Ordinary | Swap | Increasing a short position | 800 | JPY 3867 |
Ordinary | Swap | Increasing a short position | 800 | JPY 3867.5 |
Ordinary | Swap | Increasing a short position | 1300 | JPY 3868 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3868.5 |
Ordinary | Swap | Increasing a short position | 700 | JPY 3869 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3869.5 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3870 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3870.5 |
Ordinary | Swap | Increasing a short position | 1400 | JPY 3871 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3871.5 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3872 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3872.5 |
Ordinary | Swap | Increasing a short position | 1100 | JPY 3873 |
Ordinary | Swap | Increasing a short position | 4800 | JPY 3874 |
Ordinary | Swap | Increasing a short position | 900 | JPY 3874.5 |
Ordinary | Swap | Increasing a short position | 4800 | JPY 3875 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3875.5 |
Ordinary | Swap | Increasing a short position | 2800 | JPY 3876 |
Ordinary | Swap | Increasing a short position | 700 | JPY 3876.5 |
Ordinary | Swap | Increasing a short position | 2500 | JPY 3877 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3877.2 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3877.5 |
Ordinary | Swap | Increasing a short position | 2300 | JPY 3878 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3878.5 |
Ordinary | Swap | Increasing a short position | 900 | JPY 3879 |
Ordinary | Swap | Increasing a short position | 500 | JPY 3879.5 |
Ordinary | Swap | Increasing a short position | 1100 | JPY 3880 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3881 |
Ordinary | Swap | Increasing a short position | 500 | JPY 3881.5 |
Ordinary | Swap | Increasing a short position | 1900 | JPY 3882 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3882.5 |
Ordinary | Swap | Increasing a short position | 1100 | JPY 3883 |
Ordinary | Swap | Increasing a short position | 900 | JPY 3883.5 |
Ordinary | Swap | Increasing a short position | 5300 | JPY 3884 |
Ordinary | Swap | Increasing a short position | 900 | JPY 3884.5 |
Ordinary | Swap | Increasing a short position | 5300 | JPY 3885 |
Ordinary | Swap | Increasing a short position | 1600 | JPY 3885.5 |
Ordinary | Swap | Increasing a short position | 5500 | JPY 3886 |
Ordinary | Swap | Increasing a short position | 1300 | JPY 3886.5 |
Ordinary | Swap | Increasing a short position | 4800 | JPY 3887 |
Ordinary | Swap | Increasing a short position | 1400 | JPY 3887.5 |
Ordinary | Swap | Increasing a short position | 6100 | JPY 3888 |
Ordinary | Swap | Increasing a short position | 1900 | JPY 3888.5 |
Ordinary | Swap | Increasing a short position | 6000 | JPY 3889 |
Ordinary | Swap | Increasing a short position | 3800 | JPY 3889.5 |
Ordinary | Swap | Increasing a short position | 7300 | JPY 3890 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3890.5 |
Ordinary | Swap | Increasing a short position | 1100 | JPY 3891 |
Ordinary | Swap | Increasing a short position | 500 | JPY 3891.5 |
Ordinary | Swap | Increasing a short position | 2000 | JPY 3892 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3892.5 |
Ordinary | Swap | Increasing a short position | 3000 | JPY 3893 |
Ordinary | Swap | Increasing a short position | 1000 | JPY 3893.5 |
Ordinary | Swap | Increasing a short position | 2500 | JPY 3894 |
Ordinary | Swap | Increasing a short position | 1700 | JPY 3894.5 |
Ordinary | Swap | Increasing a short position | 3800 | JPY 3895 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3895.5 |
Ordinary | Swap | Increasing a short position | 1400 | JPY 3896 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3896.5 |
Ordinary | Swap | Increasing a short position | 2800 | JPY 3897 |
Ordinary | Swap | Increasing a short position | 1400 | JPY 3897.5 |
Ordinary | Swap | Increasing a short position | 2200 | JPY 3898 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3898.5 |
Ordinary | Swap | Increasing a short position | 3500 | JPY 3899 |
Ordinary | Swap | Increasing a short position | 800 | JPY 3899.5 |
Ordinary | Swap | Increasing a short position | 2800 | JPY 3900 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3900.5 |
Ordinary | Swap | Increasing a short position | 1700 | JPY 3901 |
Ordinary | Swap | Increasing a short position | 1700 | JPY 3902 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3902.5 |
Ordinary | Swap | Increasing a short position | 2900 | JPY 3903 |
Ordinary | Swap | Increasing a short position | 1900 | JPY 3904 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3904.5 |
Ordinary | Swap | Increasing a short position | 1200 | JPY 3905 |
Ordinary | Swap | Increasing a short position | 1100 | JPY 3906 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3906.5 |
Ordinary | Swap | Increasing a short position | 2000 | JPY 3907 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3907.5 |
Ordinary | Swap | Increasing a short position | 2200 | JPY 3908 |
Ordinary | Swap | Increasing a short position | 900 | JPY 3908.5 |
Ordinary | Swap | Increasing a short position | 2400 | JPY 3909 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3909.5 |
Ordinary | Swap | Increasing a short position | 700 | JPY 3910 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3910.5 |
Ordinary | Swap | Increasing a short position | 1800 | JPY 3911 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3911.5 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3912 |
Ordinary | Swap | Increasing a short position | 600 | JPY 3912.5 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3913 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3913.5 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3914 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3914.5 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3915 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3915.5 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3916 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3917.5 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3918 |
Ordinary | Swap | Increasing a short position | 400 | JPY 3919.5 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3920 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3923 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3923.5 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3924.5 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3925.5 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3929 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3930 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3931 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3932 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3932.5 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3937 |
Ordinary | Swap | Increasing a short position | 200 | JPY 3938 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3938.5 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3940 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3940.5 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3941.5 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3942.5 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3944 |
Ordinary | Swap | Increasing a short position | 300 | JPY 3944.5 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3947 |
Ordinary | Swap | Increasing a short position | 100 | JPY 3947.5 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3746 |
Ordinary | Swap | Reducing a short position | 900 | JPY 3747 |
Ordinary | Swap | Reducing a short position | 800 | JPY 3748 |
Ordinary | Swap | Reducing a short position | 500 | JPY 3749 |
Ordinary | Swap | Reducing a short position | 1900 | JPY 3750 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3759 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3762 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3764 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3766 |
Ordinary | Swap | Reducing a short position | 200 | JPY 3767 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3769 |
Ordinary | Swap | Reducing a short position | 800 | JPY 3770 |
Ordinary | Swap | Reducing a short position | 300 | JPY 3771 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3772 |
Ordinary | Swap | Reducing a short position | 300 | JPY 3773 |
Ordinary | Swap | Reducing a short position | 200 | JPY 3774 |
Ordinary | Swap | Reducing a short position | 300 | JPY 3775 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3776 |
Ordinary | Swap | Reducing a short position | 300 | JPY 3777 |
Ordinary | Swap | Reducing a short position | 300 | JPY 3778 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3779 |
Ordinary | Swap | Reducing a short position | 700 | JPY 3780 |
Ordinary | Swap | Reducing a short position | 600 | JPY 3781 |
Ordinary | Swap | Reducing a short position | 800 | JPY 3782 |
Ordinary | Swap | Reducing a short position | 600 | JPY 3783 |
Ordinary | Swap | Reducing a short position | 900 | JPY 3784 |
Ordinary | Swap | Reducing a short position | 900 | JPY 3785 |
Ordinary | Swap | Reducing a short position | 700 | JPY 3786 |
Ordinary | Swap | Reducing a short position | 300 | JPY 3787 |
Ordinary | Swap | Reducing a short position | 800 | JPY 3788 |
Ordinary | Swap | Reducing a short position | 500 | JPY 3789 |
Ordinary | Swap | Reducing a short position | 1200 | JPY 3790 |
Ordinary | Swap | Reducing a short position | 300 | JPY 3791 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3792 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3794 |
Ordinary | Swap | Reducing a short position | 200 | JPY 3795 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3797 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3799 |
Ordinary | Swap | Reducing a short position | 300 | JPY 3800 |
Ordinary | Swap | Reducing a short position | 200 | JPY 3802 |
Ordinary | Swap | Reducing a short position | 200 | JPY 3803 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3804 |
Ordinary | Swap | Reducing a short position | 200 | JPY 3805 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3806 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3807 |
Ordinary | Swap | Reducing a short position | 300 | JPY 3808 |
Ordinary | Swap | Reducing a short position | 200 | JPY 3809 |
Ordinary | Swap | Reducing a short position | 200 | JPY 3810 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3812 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3813 |
Ordinary | Swap | Reducing a short position | 500 | JPY 3814 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3815 |
Ordinary | Swap | Reducing a short position | 300 | JPY 3816 |
Ordinary | Swap | Reducing a short position | 200 | JPY 3817 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3819 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3821 |
Ordinary | Swap | Reducing a short position | 200 | JPY 3822 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3823 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3824 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3825 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3826 |
Ordinary | Swap | Reducing a short position | 100 | JPY 3829 |
Ordinary | Swap | Reducing a short position | 400 | JPY 3830 |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
|
(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
|
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none" |
None |
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state "none" |
None |
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? | YES |
Date of disclosure: | December 24, 2018 |
Contact name: | Kevin Krist (Compliance Department) |
Telephone number: | +44 (0) 20 7409 4420 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the "Code")
1. KEY INFORMATION
Full name of person making disclosure: | D. E. Shaw & Co., L.P. |
Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | Takeda Pharmaceutical Company Limited |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class of relevant security | Product description e.g. call option | Written or purchased | Number of securities to which option or derivative relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date |
Ordinary | OTC Call Option | Purchased | 104,700 | JPY 5065.83 | European | 17/04/2019 |
Ordinary | OTC Put Option | Purchased | -104,700 | JPY 5065.83 | European | 17/04/2019 |
Ordinary | OTC Call Option | Purchased | 73,000 | JPY 4455.61 | European | 07/05/2019 |
Ordinary | OTC Put Option | Purchased | -73,000 | JPY 4455.61 | European | 07/05/2019 |
Ordinary | OTC Call Option | Purchased | 68,400 | JPY 4798 | European | 14/05/2019 |
Ordinary | OTC Put Option | Purchased | -68,400 | JPY 4798 | European | 14/05/2019 |
Ordinary | OTC Call Option | Purchased | 114,000 | JPY 4750.02 | European | 14/05/2019 |
Ordinary | OTC Put Option | Purchased | -114,000 | JPY 4750.02 | European | 14/05/2019 |
Ordinary | OTC Call Option | Purchased | 75,900 | JPY 4286.52 | European | 06/09/2019 |
Ordinary | OTC Put Option | Purchased | -75,900 | JPY 4286.52 | European | 06/09/2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
None
|
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
Related Shares:
Shire