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Form 8.3 - Takeda Pharmaceutical Company Limited

2nd Nov 2018 11:53

RNS Number : 2027G

D E Shaw & Co LP

02 November 2018

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:	D. E. Shaw & Co., L.P.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Takeda Pharmaceutical Company Limited
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	November 1, 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	Yes: Shire Plc

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	Ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:			618,200	0.07
(2) Cash-settled derivatives:	23,500	0.00	5,041,600	0.64
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	436,000	0.05	436,000	0.05
TOTAL:	459,500	0.05	6,095,800	0.77

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
Ordinary	Purchase	100	JPY 4571
Ordinary	Purchase	500	JPY 4572
Ordinary	Purchase	100	JPY 4574
Ordinary	Purchase	100	JPY 4575
Ordinary	Purchase	100	JPY 4576
Ordinary	Purchase	200	JPY 4577
Ordinary	Purchase	100	JPY 4580
Ordinary	Purchase	200	JPY 4583
Ordinary	Purchase	400	JPY 4588
Ordinary	Purchase	900	JPY 4589
Ordinary	Purchase	100	JPY 4590
Ordinary	Purchase	1,200	JPY 4592
Ordinary	Purchase	200	JPY 4593
Ordinary	Purchase	1,000	JPY 4594
Ordinary	Purchase	400	JPY 4595
Ordinary	Purchase	700	JPY 4596
Ordinary	Purchase	300	JPY 4597
Ordinary	Purchase	200	JPY 4598
Ordinary	Purchase	1,200	JPY 4599
Ordinary	Purchase	100	JPY 4600
Ordinary	Purchase	100	JPY 4601
Ordinary	Purchase	600	JPY 4602
Ordinary	Purchase	900	JPY 4603
Ordinary	Purchase	600	JPY 4604
Ordinary	Purchase	800	JPY 4605
Ordinary	Purchase	600	JPY 4606
Ordinary	Purchase	700	JPY 4607
Ordinary	Purchase	700	JPY 4608
Ordinary	Purchase	400	JPY 4609
Ordinary	Purchase	200	JPY 4610
Ordinary	Purchase	500	JPY 4612
Ordinary	Purchase	200	JPY 4613
Ordinary	Purchase	200	JPY 4614
Ordinary	Purchase	200	JPY 4615
Ordinary	Purchase	100	JPY 4616
Ordinary	Purchase	200	JPY 4617
Ordinary	Purchase	100	JPY 4618
Ordinary	Purchase	300	JPY 4619
Ordinary	Purchase	1,900	JPY 4620
Ordinary	Purchase	600	JPY 4622
Ordinary	Purchase	1,100	JPY 4623
Ordinary	Purchase	200	JPY 4624
Ordinary	Purchase	400	JPY 4625
Ordinary	Purchase	300	JPY 4626
Ordinary	Purchase	400	JPY 4627
Ordinary	Purchase	200	JPY 4628
Ordinary	Purchase	100	JPY 4630
Ordinary	Purchase	3,600	JPY 4631
Ordinary	Purchase	500	JPY 4632
Ordinary	Purchase	1,200	JPY 4633
Ordinary	Purchase	1,100	JPY 4634
Ordinary	Purchase	300	JPY 4635
Ordinary	Purchase	2,600	JPY 4636
Ordinary	Purchase	2,900	JPY 4637
Ordinary	Purchase	3,900	JPY 4638
Ordinary	Purchase	5,200	JPY 4639
Ordinary	Purchase	5,000	JPY 4640
Ordinary	Purchase	2,800	JPY 4641
Ordinary	Purchase	2,700	JPY 4642
Ordinary	Purchase	400	JPY 4643
Ordinary	Purchase	1,100	JPY 4644
Ordinary	Purchase	100	JPY 4645
Ordinary	Purchase	500	JPY 4646
Ordinary	Purchase	500	JPY 4647
Ordinary	Purchase	1,800	JPY 4648
Ordinary	Purchase	200	JPY 4649
Ordinary	Purchase	1,600	JPY 4650
Ordinary	Purchase	800	JPY 4652
Ordinary	Purchase	900	JPY 4653
Ordinary	Purchase	200	JPY 4654
Ordinary	Purchase	800	JPY 4655
Ordinary	Purchase	300	JPY 4656
Ordinary	Purchase	300	JPY 4658
Ordinary	Purchase	200	JPY 4659
Ordinary	Purchase	300	JPY 4661
Ordinary	Purchase	100	JPY 4662
Ordinary	Purchase	100	JPY 4663
Ordinary	Purchase	200	JPY 4664
Ordinary	Purchase	200	JPY 4665
Ordinary	Purchase	500	JPY 4667
Ordinary	Purchase	300	JPY 4668
Ordinary	Purchase	300	JPY 4669
Ordinary	Purchase	100	JPY 4675
Ordinary	Purchase	300	JPY 4676
Ordinary	Purchase	200	JPY 4677
Ordinary	Purchase	400	JPY 4678
Ordinary	Purchase	100	JPY 4688
Ordinary	Purchase	100	JPY 4690
Ordinary	Purchase	400	JPY 4692
Ordinary	Purchase	100	JPY 4693
Ordinary	Purchase	400	JPY 4694
Ordinary	Purchase	800	JPY 4695
Ordinary	Purchase	200	JPY 4696
Ordinary	Purchase	500	JPY 4698
Ordinary	Purchase	400	JPY 4699
Ordinary	Purchase	1,000	JPY 4700
Ordinary	Purchase	1,100	JPY 4701
Ordinary	Purchase	1,700	JPY 4702
Ordinary	Purchase	2,100	JPY 4703
Ordinary	Purchase	200	JPY 4704
Ordinary	Purchase	400	JPY 4705
Ordinary	Purchase	100	JPY 4706
Ordinary	Purchase	100	JPY 4711
Ordinary	Purchase	700	JPY 4716
Ordinary	Purchase	700	JPY 4717
Ordinary	Purchase	1,200	JPY 4718
Ordinary	Purchase	400	JPY 4719
Ordinary	Purchase	600	JPY 4720
Ordinary	Purchase	800	JPY 4721
Ordinary	Purchase	300	JPY 4723
Ordinary	Purchase	400	JPY 4724
Ordinary	Purchase	200	JPY 4725
Ordinary	Sale	100	JPY 4566
Ordinary	Sale	100	JPY 4567
Ordinary	Sale	400	JPY 4568
Ordinary	Sale	300	JPY 4568.5
Ordinary	Sale	500	JPY 4569
Ordinary	Sale	300	JPY 4569.5
Ordinary	Sale	700	JPY 4570
Ordinary	Sale	500	JPY 4570.5
Ordinary	Sale	400	JPY 4571
Ordinary	Sale	200	JPY 4571.5
Ordinary	Sale	800	JPY 4572
Ordinary	Sale	400	JPY 4572.5
Ordinary	Sale	1,100	JPY 4573
Ordinary	Sale	200	JPY 4573.5
Ordinary	Sale	900	JPY 4574
Ordinary	Sale	700	JPY 4574.5
Ordinary	Sale	300	JPY 4575
Ordinary	Sale	200	JPY 4575.5
Ordinary	Sale	700	JPY 4576
Ordinary	Sale	500	JPY 4576.5
Ordinary	Sale	500	JPY 4577
Ordinary	Sale	100	JPY 4577.5
Ordinary	Sale	600	JPY 4578
Ordinary	Sale	100	JPY 4578.5
Ordinary	Sale	500	JPY 4579
Ordinary	Sale	100	JPY 4579.5
Ordinary	Sale	200	JPY 4580
Ordinary	Sale	300	JPY 4580.5
Ordinary	Sale	200	JPY 4581
Ordinary	Sale	100	JPY 4581.5
Ordinary	Sale	200	JPY 4583
Ordinary	Sale	300	JPY 4584
Ordinary	Sale	100	JPY 4584.5
Ordinary	Sale	200	JPY 4585
Ordinary	Sale	100	JPY 4586.5
Ordinary	Sale	11,600	JPY 4587
Ordinary	Sale	200	JPY 4587.5
Ordinary	Sale	700	JPY 4588
Ordinary	Sale	400	JPY 4588.5
Ordinary	Sale	600	JPY 4589
Ordinary	Sale	200	JPY 4590
Ordinary	Sale	300	JPY 4590.5
Ordinary	Sale	500	JPY 4591
Ordinary	Sale	200	JPY 4591.5
Ordinary	Sale	300	JPY 4592
Ordinary	Sale	500	JPY 4592.5
Ordinary	Sale	1,100	JPY 4593
Ordinary	Sale	500	JPY 4593.5
Ordinary	Sale	400	JPY 4594
Ordinary	Sale	300	JPY 4594.5
Ordinary	Sale	100	JPY 4595
Ordinary	Sale	300	JPY 4595.5
Ordinary	Sale	700	JPY 4596
Ordinary	Sale	100	JPY 4596.5
Ordinary	Sale	600	JPY 4597
Ordinary	Sale	100	JPY 4597.5
Ordinary	Sale	500	JPY 4598
Ordinary	Sale	200	JPY 4599
Ordinary	Sale	200	JPY 4599.5
Ordinary	Sale	700	JPY 4600
Ordinary	Sale	400	JPY 4600.5
Ordinary	Sale	300	JPY 4601
Ordinary	Sale	500	JPY 4601.5
Ordinary	Sale	500	JPY 4602
Ordinary	Sale	100	JPY 4602.5
Ordinary	Sale	600	JPY 4603
Ordinary	Sale	200	JPY 4603.5
Ordinary	Sale	600	JPY 4604
Ordinary	Sale	500	JPY 4604.5
Ordinary	Sale	100	JPY 4605
Ordinary	Sale	100	JPY 4605.5
Ordinary	Sale	2,000	JPY 4606
Ordinary	Sale	400	JPY 4606.5
Ordinary	Sale	1,000	JPY 4607
Ordinary	Sale	300	JPY 4608
Ordinary	Sale	100	JPY 4608.5
Ordinary	Sale	900	JPY 4609
Ordinary	Sale	100	JPY 4609.5
Ordinary	Sale	200	JPY 4610
Ordinary	Sale	200	JPY 4611
Ordinary	Sale	300	JPY 4611.5
Ordinary	Sale	700	JPY 4612
Ordinary	Sale	100	JPY 4612.5
Ordinary	Sale	200	JPY 4613
Ordinary	Sale	400	JPY 4614
Ordinary	Sale	300	JPY 4615.5
Ordinary	Sale	600	JPY 4616
Ordinary	Sale	100	JPY 4617
Ordinary	Sale	100	JPY 4617.5
Ordinary	Sale	300	JPY 4618
Ordinary	Sale	100	JPY 4618.5
Ordinary	Sale	1,000	JPY 4619
Ordinary	Sale	100	JPY 4619.5
Ordinary	Sale	1,200	JPY 4620
Ordinary	Sale	600	JPY 4620.5
Ordinary	Sale	600	JPY 4621
Ordinary	Sale	300	JPY 4621.5
Ordinary	Sale	600	JPY 4622
Ordinary	Sale	200	JPY 4622.5
Ordinary	Sale	800	JPY 4623
Ordinary	Sale	500	JPY 4624
Ordinary	Sale	100	JPY 4624.5
Ordinary	Sale	500	JPY 4625
Ordinary	Sale	200	JPY 4626
Ordinary	Sale	200	JPY 4626.5
Ordinary	Sale	200	JPY 4627
Ordinary	Sale	100	JPY 4627.5
Ordinary	Sale	100	JPY 4628
Ordinary	Sale	200	JPY 4629
Ordinary	Sale	300	JPY 4630
Ordinary	Sale	100	JPY 4630.5
Ordinary	Sale	300	JPY 4631
Ordinary	Sale	100	JPY 4631.5
Ordinary	Sale	200	JPY 4632
Ordinary	Sale	600	JPY 4633
Ordinary	Sale	200	JPY 4634
Ordinary	Sale	500	JPY 4635
Ordinary	Sale	100	JPY 4635.5
Ordinary	Sale	100	JPY 4636
Ordinary	Sale	400	JPY 4636.5
Ordinary	Sale	800	JPY 4637
Ordinary	Sale	1,200	JPY 4638
Ordinary	Sale	200	JPY 4638.5
Ordinary	Sale	900	JPY 4639
Ordinary	Sale	800	JPY 4639.5
Ordinary	Sale	1,600	JPY 4640
Ordinary	Sale	400	JPY 4640.5
Ordinary	Sale	1,800	JPY 4641
Ordinary	Sale	400	JPY 4641.5
Ordinary	Sale	500	JPY 4642
Ordinary	Sale	100	JPY 4642.5
Ordinary	Sale	300	JPY 4643
Ordinary	Sale	400	JPY 4644
Ordinary	Sale	100	JPY 4644.5
Ordinary	Sale	900	JPY 4645
Ordinary	Sale	500	JPY 4647
Ordinary	Sale	400	JPY 4647.5
Ordinary	Sale	600	JPY 4648
Ordinary	Sale	100	JPY 4648.5
Ordinary	Sale	200	JPY 4649
Ordinary	Sale	300	JPY 4650
Ordinary	Sale	100	JPY 4650.5
Ordinary	Sale	300	JPY 4651
Ordinary	Sale	100	JPY 4651.5
Ordinary	Sale	200	JPY 4652
Ordinary	Sale	100	JPY 4652.5
Ordinary	Sale	500	JPY 4653
Ordinary	Sale	300	JPY 4654.5
Ordinary	Sale	200	JPY 4655
Ordinary	Sale	100	JPY 4656
Ordinary	Sale	100	JPY 4656.5
Ordinary	Sale	100	JPY 4657
Ordinary	Sale	100	JPY 4657.5
Ordinary	Sale	200	JPY 4658
Ordinary	Sale	100	JPY 4662
Ordinary	Sale	100	JPY 4665
Ordinary	Sale	200	JPY 4667
Ordinary	Sale	100	JPY 4668
Ordinary	Sale	200	JPY 4669
Ordinary	Sale	100	JPY 4670
Ordinary	Sale	100	JPY 4673
Ordinary	Sale	200	JPY 4674
Ordinary	Sale	100	JPY 4678
Ordinary	Sale	100	JPY 4683.5
Ordinary	Sale	100	JPY 4684.5
Ordinary	Sale	100	JPY 4688
Ordinary	Sale	100	JPY 4689
Ordinary	Sale	200	JPY 4691
Ordinary	Sale	100	JPY 4692
Ordinary	Sale	300	JPY 4695
Ordinary	Sale	500	JPY 4696
Ordinary	Sale	500	JPY 4697
Ordinary	Sale	700	JPY 4698
Ordinary	Sale	400	JPY 4699
Ordinary	Sale	900	JPY 4700
Ordinary	Sale	100	JPY 4700.5
Ordinary	Sale	300	JPY 4701
Ordinary	Sale	100	JPY 4701.5
Ordinary	Sale	1,600	JPY 4702
Ordinary	Sale	300	JPY 4702.5
Ordinary	Sale	700	JPY 4703
Ordinary	Sale	1,600	JPY 4704
Ordinary	Sale	300	JPY 4704.5
Ordinary	Sale	200	JPY 4705
Ordinary	Sale	100	JPY 4705.5
Ordinary	Sale	600	JPY 4706
Ordinary	Sale	7,300	JPY 4707
Ordinary	Sale	900	JPY 4708
Ordinary	Sale	300	JPY 4709
Ordinary	Sale	100	JPY 4709.5
Ordinary	Sale	200	JPY 4712
Ordinary	Sale	100	JPY 4713
Ordinary	Sale	100	JPY 4714
Ordinary	Sale	200	JPY 4715
Ordinary	Sale	400	JPY 4715.5
Ordinary	Sale	200	JPY 4716
Ordinary	Sale	400	JPY 4717
Ordinary	Sale	400	JPY 4718
Ordinary	Sale	100	JPY 4718.5
Ordinary	Sale	700	JPY 4719
Ordinary	Sale	500	JPY 4720
Ordinary	Sale	200	JPY 4721.5
Ordinary	Sale	200	JPY 4723
Ordinary	Sale	300	JPY 4723.5
Ordinary	Sale	300	JPY 4724
Ordinary	Sale	100	JPY 4725
Ordinary	Sale	100	JPY 4726

(b) Cash-settled derivative transactions

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:	November 2, 2018
Contact name:	Kevin Krist (Compliance Department)
Telephone number:	+44 (0) 20 7409 4420

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:	D. E. Shaw & Co., L.P.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	Takeda Pharmaceutical Company Limited

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
Ordinary	OTC Call Option	Purchased	104,700	JPY 5065.83	European	17/04/2019
Ordinary	OTC Put Option	Purchased	-104,700	JPY 5065.83	European	17/04/2019
Ordinary	OTC Call Option	Purchased	73,000	JPY 4455.61	European	07/05/2019
Ordinary	OTC Put Option	Purchased	-73,000	JPY 4455.61	European	07/05/2019
Ordinary	OTC Call Option	Purchased	68,400	JPY 4798	European	14/05/2019
Ordinary	OTC Put Option	Purchased	-68,400	JPY 4798	European	14/05/2019
Ordinary	OTC Call Option	Purchased	114,000	JPY 4750.02	European	14/05/2019
Ordinary	OTC Put Option	Purchased	-114,000	JPY 4750.02	European	14/05/2019
Ordinary	OTC Call Option	Purchased	75,900	JPY 4286.52	European	06/09/2019
Ordinary	OTC Put Option	Purchased	-75,900	JPY 4286.52	European	06/09/2019

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

None

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

END

RETLLFELLILFIIT

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