16th Nov 2020 13:05
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short |
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| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an |
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| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 13 November 2020 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | CODEMASTERS GROUP HOLDINGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Common stock |
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Interests | Short Positions | ||||
Number | (%) | Number | (%) | ||
(1) | Relevant securities owned |
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| and/or controlled: | 272,804 | 0.24% | 221,261 | 0.19% | |
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(2) | Cash-settled derivatives: |
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217,364 | 0.19% | 25,445 | 0.02% | ||
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(3) | Stock-settled derivatives (including options) |
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| and agreements to purchase/sell: | 38,600 | 0.03% | 68,800 | 0.06% | |
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| TOTAL: | 528,768 | 0.46% | 315,506 | 0.27% | |
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All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
| Common stock | Purchase | 50 | 162.4900 USD |
| Common stock | Purchase | 100 | 161.8600 USD |
| Common stock | Purchase | 100 | 162.1500 USD |
| Common stock | Purchase | 100 | 161.9200 USD |
| Common stock | Purchase | 103 | 162.1900 USD |
| Common stock | Purchase | 120 | 162.1783 USD |
| Common stock | Purchase | 200 | 162.2950 USD |
| Common stock | Purchase | 202 | 162.0562 USD |
| Common stock | Purchase | 300 | 162.0033 USD |
| Common stock | Purchase | 300 | 162.1066 USD |
| Common stock | Purchase | 443 | 161.3597 USD |
| Common stock | Purchase | 513 | 161.8139 USD |
| Common stock | Purchase | 520 | 161.8607 USD |
| Common stock | Purchase | 553 | 161.9232 USD |
| Common stock | Purchase | 583 | 161.5555 USD |
| Common stock | Purchase | 656 | 162.0988 USD |
| Common stock | Purchase | 800 | 161.3923 USD |
| Common stock | Purchase | 886 | 161.3978 USD |
| Common stock | Purchase | 910 | 161.9741 USD |
| Common stock | Purchase | 968 | 161.5092 USD |
| Common stock | Purchase | 1,029 | 161.6970 USD |
| Common stock | Purchase | 1,090 | 161.4458 USD |
| Common stock | Purchase | 1,102 | 161.5658 USD |
| Common stock | Purchase | 1,282 | 161.5610 USD |
| Common stock | Purchase | 1,360 | 162.1040 USD |
| Common stock | Purchase | 1,693 | 161.8300 USD |
| Common stock | Purchase | 3,117 | 161.8330 USD |
| Common stock | Purchase | 4,723 | 161.7466 USD |
| Common stock | Purchase | 7,883 | 161.1688 USD |
| Common stock | Purchase | 8,191 | 162.0212 USD |
| Common stock | Purchase | 8,986 | 161.9734 USD |
| Common stock | Purchase | 14,995 | 161.7797 USD |
| Common stock | Purchase | 22,869 | 161.8136 USD |
| Common stock | Sale | 3 | 162.1700 USD |
| Common stock | Sale | 9 | 161.7600 USD |
| Common stock | Sale | 33 | 162.2509 USD |
| Common stock | Sale | 33 | 162.2881 USD |
| Common stock | Sale | 33 | 162.2381 USD |
| Common stock | Sale | 34 | 162.2586 USD |
| Common stock | Sale | 34 | 160.5800 USD |
| Common stock | Sale | 54 | 162.3205 USD |
| Common stock | Sale | 60 | 162.2792 USD |
| Common stock | Sale | 60 | 162.2460 USD |
| Common stock | Sale | 63 | 162.1876 USD |
| Common stock | Sale | 69 | 162.2178 USD |
| Common stock | Sale | 100 | 161.7800 USD |
| Common stock | Sale | 100 | 161.6900 USD |
| Common stock | Sale | 101 | 161.7005 USD |
| Common stock | Sale | 102 | 161.0700 USD |
| Common stock | Sale | 119 | 161.8690 USD |
| Common stock | Sale | 200 | 162.2800 USD |
| Common stock | Sale | 200 | 161.2250 USD |
| Common stock | Sale | 259 | 161.1560 USD |
| Common stock | Sale | 300 | 161.6466 USD |
| Common stock | Sale | 301 | 161.4169 USD |
| Common stock | Sale | 399 | 161.8150 USD |
| Common stock | Sale | 462 | 161.1908 USD |
| Common stock | Sale | 476 | 161.1800 USD |
| Common stock | Sale | 501 | 160.9425 USD |
| Common stock | Sale | 799 | 162.0581 USD |
| Common stock | Sale | 820 | 161.9739 USD |
| Common stock | Sale | 825 | 162.1204 USD |
| Common stock | Sale | 922 | 161.1260 USD |
| Common stock | Sale | 1,218 | 161.6373 USD |
| Common stock | Sale | 1,333 | 161.2726 USD |
| Common stock | Sale | 1,359 | 161.2309 USD |
| Common stock | Sale | 1,782 | 161.1313 USD |
| Common stock | Sale | 2,013 | 161.8289 USD |
| Common stock | Sale | 2,701 | 161.9686 USD |
| Common stock | Sale | 3,466 | 161.8765 USD |
| Common stock | Sale | 3,880 | 161.7177 USD |
| Common stock | Sale | 4,500 | 161.6871 USD |
| Common stock | Sale | 4,718 | 161.8300 USD |
| Common stock | Sale | 5,837 | 162.0461 USD |
| Common stock | Sale | 6,366 | 161.9789 USD |
| Common stock | Sale | 8,471 | 161.5699 USD |
| Common stock | Sale | 11,551 | 161.8405 USD |
| Common stock | Sale | 18,803 | 161.8323 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 16 Nov 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price |
| date |
relevant | selling, | securities | per unit |
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security | varying etc | to which |
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| option |
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| relates |
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Common stock | Call Options | Purchased | 7,700 | 140.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Purchased | 8,000 | 160.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -21,600 | 160.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -13,600 | 170.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -4,900 | 160.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Written | -3,500 | 110.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Written | -2,800 | 185.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -2,500 | 120.0000 | American | 15 Jan 2021 |
Common stock | Put Options | Purchased | -11,700 | 160.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Purchased | -4,800 | 115.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Purchased | -2,400 | 45.0000 | American | 15 Jan 2021 |
Common stock | Put Options | Purchased | -1,000 | 130.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 400 | 185.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,000 | 130.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,200 | 165.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,600 | 170.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,600 | 180.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 17,100 | 160.0000 | American | 21 Jan 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20201116005659/en/
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