17th Nov 2020 11:53
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. |
| (b) | Owner or controller of interest and short | |
| positions disclosed, if different from 1(a): | ||
| (c) | Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this form relates: | ||
| (d) | If an exempt fund manager connected with an | |
| offeror/offeree, state this and specify identity of | ||
| offeror/offeree: | ||
| (e) | Date position held/dealing undertaken: | 16 November 2020 |
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: |
| disclosures in respect of any other party to the offer? | CODEMASTERS GROUP HOLDINGS PLC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | Common stock | ||||
| Interests | Short Positions | ||||
| Number | (%) | Number | (%) | ||
(1) | Relevant securities owned | ||||
| and/or controlled: | 270,370 | 0.24% | 221,209 | 0.19% | |
(2) | Cash-settled derivatives: | ||||
223,942 | 0.19% | 25,445 | 0.02% | ||
(3) | Stock-settled derivatives (including options) | ||||
| and agreements to purchase/sell: | 38,600 | 0.03% | 68,800 | 0.06% | |
| TOTAL: | 532,912 | 0.46% | 315,454 | 0.27% | |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
Class of relevant security in relation to which subscription right exists: |
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Details, including nature of the rights concerned and relevant percentages: |
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3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit |
| security | securities | ||
Common stock | Purchase | 1 | 160.8000 USD |
Common stock | Purchase | 2 | 161.2800 USD |
Common stock | Purchase | 8 | 161.7450 USD |
Common stock | Purchase | 16 | 161.2650 USD |
Common stock | Purchase | 22 | 161.9786 USD |
Common stock | Purchase | 23 | 161.6402 USD |
Common stock | Purchase | 30 | 162.2723 USD |
Common stock | Purchase | 30 | 162.2753 USD |
Common stock | Purchase | 52 | 162.0564 USD |
Common stock | Purchase | 77 | 162.1224 USD |
Common stock | Purchase | 81 | 159.7100 USD |
Common stock | Purchase | 98 | 162.0400 USD |
Common stock | Purchase | 113 | 160.7829 USD |
Common stock | Purchase | 125 | 161.4718 USD |
Common stock | Purchase | 177 | 161.1402 USD |
Common stock | Purchase | 200 | 162.2587 USD |
Common stock | Purchase | 233 | 160.7795 USD |
Common stock | Purchase | 237 | 159.7087 USD |
Common stock | Purchase | 600 | 160.0000 USD |
Common stock | Purchase | 1,100 | 160.8227 USD |
Common stock | Purchase | 1,100 | 161.0781 USD |
Common stock | Purchase | 1,108 | 161.3462 USD |
Common stock | Purchase | 1,542 | 162.3092 USD |
Common stock | Purchase | 1,943 | 160.2318 USD |
Common stock | Purchase | 2,764 | 162.1148 USD |
Common stock | Purchase | 3,595 | 160.9386 USD |
Common stock | Purchase | 3,967 | 162.3900 USD |
Common stock | Purchase | 6,685 | 161.2637 USD |
Common stock | Purchase | 8,510 | 161.2348 USD |
Common stock | Purchase | 28,483 | 161.5960 USD |
Common stock | Purchase | 29,140 | 161.3247 USD |
Common stock | Sale | 1 | 160.7900 USD |
Common stock | Sale | 4 | 160.1400 USD |
Common stock | Sale | 8 | 161.2650 USD |
Common stock | Sale | 12 | 160.8625 USD |
Common stock | Sale | 28 | 161.0811 USD |
Common stock | Sale | 81 | 159.7100 USD |
Common stock | Sale | 96 | 159.7300 USD |
Common stock | Sale | 98 | 162.0400 USD |
Common stock | Sale | 100 | 160.3100 USD |
Common stock | Sale | 100 | 161.8000 USD |
Common stock | Sale | 100 | 162.0350 USD |
Common stock | Sale | 102 | 159.9267 USD |
Common stock | Sale | 103 | 160.5175 USD |
Common stock | Sale | 114 | 162.1787 USD |
Common stock | Sale | 133 | 160.4717 USD |
Common stock | Sale | 200 | 160.6150 USD |
Common stock | Sale | 200 | 161.6125 USD |
Common stock | Sale | 237 | 159.7087 USD |
Common stock | Sale | 400 | 160.8450 USD |
Common stock | Sale | 441 | 162.3849 USD |
Common stock | Sale | 690 | 161.5786 USD |
Common stock | Sale | 724 | 160.8397 USD |
Common stock | Sale | 1,000 | 161.1570 USD |
Common stock | Sale | 1,061 | 160.8634 USD |
Common stock | Sale | 1,088 | 161.3864 USD |
Common stock | Sale | 1,100 | 161.1336 USD |
Common stock | Sale | 1,399 | 162.3724 USD |
Common stock | Sale | 1,430 | 160.8544 USD |
Common stock | Sale | 1,697 | 161.2289 USD |
Common stock | Sale | 1,885 | 160.5519 USD |
Common stock | Sale | 1,900 | 161.1518 USD |
Common stock | Sale | 1,900 | 161.4115 USD |
Common stock | Sale | 2,000 | 161.4477 USD |
Common stock | Sale | 2,101 | 161.2588 USD |
Common stock | Sale | 2,234 | 161.0917 USD |
Common stock | Sale | 2,518 | 160.8294 USD |
Common stock | Sale | 2,566 | 162.2910 USD |
Common stock | Sale | 2,660 | 162.3900 USD |
Common stock | Sale | 2,708 | 160.8515 USD |
Common stock | Sale | 3,638 | 161.5648 USD |
Common stock | Sale | 3,686 | 160.8200 USD |
Common stock | Sale | 4,223 | 161.2771 USD |
Common stock | Sale | 4,905 | 161.5214 USD |
Common stock | Sale | 6,624 | 161.1170 USD |
Common stock | Sale | 13,724 | 161.5556 USD |
Common stock | Sale | 20,102 | 161.7161 USD |
(b) Cash-settled derivative transactions
Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
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(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
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(ii) Exercise
Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
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(d) Other dealings (including subscribing for new securities)
Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
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4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
None
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(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 17 Nov 2020 |
| Contact name: | Large Holdings Regulatory Operations |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. |
| are being disclosed: | |
| Name of offeror/offeree in relation to whose | TAKE-TWO INTERACTIVE SOFTWARE INC |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class | Product | Writing, | Number | Exercise | Type | Expiry |
of | description | purchasing, | of | price |
| date |
relevant |
| selling, | securities | per unit |
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security |
| varying etc | to which |
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| option |
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Common stock | Call Options | Purchased | 7,700 | 140.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Purchased | 8,000 | 160.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -21,600 | 160.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -13,600 | 170.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -4,900 | 160.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Written | -3,500 | 110.0000 | American | 15 Jan 2021 |
Common stock | Call Options | Written | -2,800 | 185.0000 | American | 21 Jan 2022 |
Common stock | Call Options | Written | -2,500 | 120.0000 | American | 15 Jan 2021 |
Common stock | Put Options | Purchased | -11,700 | 160.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Purchased | -4,800 | 115.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Purchased | -2,400 | 45.0000 | American | 15 Jan 2021 |
Common stock | Put Options | Purchased | -1,000 | 130.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 400 | 185.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,000 | 130.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,200 | 165.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,600 | 170.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 1,600 | 180.0000 | American | 21 Jan 2022 |
Common stock | Put Options | Written | 17,100 | 160.0000 | American | 21 Jan 2022 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position can be fully understood: |
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It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
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